0001435346-15-000010.txt : 20151009
0001435346-15-000010.hdr.sgml : 20151009
20151008214907
ACCESSION NUMBER: 0001435346-15-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151009
DATE AS OF CHANGE: 20151008
EFFECTIVENESS DATE: 20151009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daiwa SB Investments Ltd.
CENTRAL INDEX KEY: 0001435346
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13129
FILM NUMBER: 151151887
BUSINESS ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
BUSINESS PHONE: 810362050200
MAIL ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001435346
XXXXXXXX
09-30-2015
09-30-2015
Daiwa SB Investments Ltd.
2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
TOKYO
M0
100-0013
13F HOLDINGS REPORT
028-13129
N
Fujio Yanagihara
Managing Director
81-3-6205-0680
Fujio Yanagihara
Chiyoda-Ku,Tokyo
M0
10-08-2015
0
171
437773
false
INFORMATION TABLE
2
dsbiform13f20150930.xml
AT&T INC
COM
00206R102
246
7560
SH
SOLE
7560
0
0
ABBVIE INC
COM
00287Y109
8249
151604
SH
DFND
151604
0
0
ALEXION PHARM.INC
COM
015351109
189
1210
SH
SOLE
1210
0
0
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
274
4650
SH
SOLE
4650
0
0
ALLSTATE CORP
COM
020002101
1148
19713
SH
DFND
19713
0
0
ALLY FINANCIAL INC
COM
02005N100
1102
54090
SH
SOLE
54090
0
0
ALTRIA GROUP INC
COM
02209S103
10083
185358
SH
DFND
185358
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
182
2450
SH
SOLE
2450
0
0
AMERICAN INTERNATIONAL GROUP
COM NEW
026874784
1107
19480
SH
SOLE
19480
0
0
AMERICAN WATER WORKS CO INC
COM
030420103
1176
21353
SH
DFND
21353
0
0
AMERIPRISE FINANCIAL INC
COM
03076C106
1293
11849
SH
DFND
11849
0
0
AMGEN INC
COM
031162100
1967
14221
SH
DFND
14221
0
0
ANALOG DEVICES
COM
032654105
1340
23750
SH
DFND
23750
0
0
ANTHEM INC
COM
036752103
3060
21854
SH
DFND
21854
0
0
APPLE INC
COM
037833100
13813
125231
SH
DFND
125231
0
0
ARCHER-DANIELS-MIDLAND CO
COM
039483102
141
3410
SH
SOLE
3410
0
0
ASSURANT INC
COM
04621X108
1118
14150
SH
SOLE
14150
0
0
AUTOZONE INC
COM
053332102
2388
3299
SH
DFND
3299
0
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
467
3400
SH
SOLE
3400
0
0
BANK OF AMERICA CORP
COM
060505104
145
9310
SH
SOLE
9310
0
0
BANK OF NOVA SCOTIA
COM
064149107
7226
163920
SH
SOLE
163920
0
0
BED BATH & BEYOND INC
COM
075896100
1046
18345
SH
DFND
18345
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B NEW
084670702
119
910
SH
SOLE
910
0
0
BIOGEN INC
COM
09062X103
2063
7069
SH
DFND
7069
0
0
BLACKROCK INC
COM
09247X101
1098
3690
SH
SOLE
3690
0
0
BOEING CO/THE
COM
097023105
1297
9904
SH
DFND
9904
0
0
BOISE CASCADE CO
COM
09739D100
1067
42300
SH
SOLE
42300
0
0
BOSTON PROPERTIES INC
COM
101121101
915
7731
SH
DFND
7731
0
0
BRISTOL MYERS-SQUIBB
COM
110122108
11108
187628
SH
DFND
187628
0
0
BROWN-FORMAN CORP-CLASS B
CL B
115637209
8274
85390
SH
SOLE
85390
0
0
BURLINGTON STORES INC
COM
122017106
1130
22140
SH
SOLE
22140
0
0
C.H. ROBINSON WORLDWIDE INC
COM NEW
12541W209
1573
23201
SH
DFND
23201
0
0
CSX CORP
COM
126408103
1123
41730
SH
SOLE
41730
0
0
CVS HEALTH CORP
COM
126650100
1768
18320
SH
DFND
18320
0
0
CAMPBELL SOUP CO
COM
134429109
7461
147210
SH
SOLE
147210
0
0
CARDINAL HEALTH INC
COM
14149Y108
2263
29452
SH
DFND
29452
0
0
CARNIVAL CORP
PAIRED CTF
143658300
9624
193642
SH
DFND
193642
0
0
CELGENE CORP
COM
151020104
3971
36714
SH
DFND
36714
0
0
CHEVRON CORP
COM
166764100
9532
120847
SH
DFND
120847
0
0
CHUNGHWA TELECOM LT-SPON ADR
SPON ADR NEW 11
17133Q502
12
400
SH
SOLE
400
0
0
CISCO SYSTEMS
COM
17275R102
673
25654
SH
DFND
25654
0
0
CITIGROUP INC
COM NEW
172967424
3148
63457
SH
DFND
63457
0
0
COCA-COLA ENTERPRISES
COM
19122T109
1120
23160
SH
SOLE
23160
0
0
COMCAST CORP-CL A
CL A
20030N101
3661
64357
SH
DFND
64357
0
0
CONAGRA FOODS INC
COM
205887102
129
3180
SH
SOLE
3180
0
0
CONOCOPHILLIPS
COM
20825C104
743
15491
SH
DFND
15491
0
0
CONSOLIDATED EDISON INC
COM
209115104
8986
134418
SH
DFND
134418
0
0
CORNING INC.
COM
219350105
161
9400
SH
SOLE
9400
0
0
CUMMINS INC
COM
231021106
73
670
SH
SOLE
670
0
0
DR HORTON INC
COM
23331A109
2183
74337
SH
DFND
74337
0
0
DAVITA HEALTHCARE PARTNERS INC
COM
23918K108
191
2640
SH
SOLE
2640
0
0
THE WALT DISNEY CO.
COM DISNEY
254687106
1125
11010
SH
SOLE
11010
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
172
3310
SH
SOLE
3310
0
0
DOCTOR REDDY'S LAB-ADR
ADR
256135203
26
400
SH
SOLE
400
0
0
DOW CHEMICAL
COM
260543103
6689
157760
SH
SOLE
157760
0
0
ECOLAB INC
COM
278865100
1654
15074
SH
DFND
15074
0
0
EDISON INTERNATIONAL
COM
281020107
1162
18423
SH
DFND
18423
0
0
ENGILITY HOLDINGS INC
COM
29286C107
0
19
SH
SOLE
19
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1083
14422
SH
DFND
14422
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
155
1910
SH
SOLE
1910
0
0
EXXON MOBIL CORPORATION
COM
30231G102
2819
37911
SH
DFND
37911
0
0
FACEBOOK INC-A
CL A
30303M102
3844
42762
SH
DFND
42762
0
0
FEDEX CORP
COM
31428X106
1455
10109
SH
DFND
10109
0
0
FISERV INC
COM
337738108
1113
12845
SH
DFND
12845
0
0
FORD MOTOR CO
COM PAR $0.01
345370860
926
68222
SH
DFND
68222
0
0
GAP INC
COM
364760108
180
6300
SH
SOLE
6300
0
0
GENERAL ELECTRIC CO
COM
369604103
111
4400
SH
SOLE
4400
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
1125
43320
SH
SOLE
43320
0
0
GENERAL MILLS INC
COM
370334104
8234
146700
SH
SOLE
146700
0
0
GILEAD SCIENCES INC
COM
375558103
2816
28680
SH
DFND
28680
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
857
28420
SH
SOLE
28420
0
0
GOOGLE INC-CL A
CL A
38259P508
2387
3739
SH
DFND
3739
0
0
GOOGLE INC-CL C
CL C
38259P706
2320
3813
SH
DFND
3813
0
0
WW GRAINGER INC
COM
384802104
144
670
SH
SOLE
670
0
0
HDFC BANK LTD-ADR
ADR PEPS 3 SHS
40415F101
134
2200
SH
SOLE
2200
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
1073
20790
SH
SOLE
20790
0
0
HANESBRANDS INC
COM
410345102
1124
38851
SH
DFND
38851
0
0
HASBRO INC
COM
418056107
9889
137083
SH
DFND
137083
0
0
HERSHEY CO/THE
COM
427866108
197
2140
SH
SOLE
2140
0
0
HEWLETT PACKARD CO
COM
428236103
104
4050
SH
SOLE
4050
0
0
HOLLYFRONTIER CORP
COM
436106108
1361
27859
SH
DFND
27859
0
0
HOME DEPOT INC
COM
437076102
9884
85587
SH
DFND
85587
0
0
HORMEL FOODS CORP
COM
440452100
1740
27488
SH
DFND
27488
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
103
6490
SH
SOLE
6490
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
49
5900
SH
SOLE
5900
0
0
IKANG HEALTHCARE GROUP-ADR
SPONSORED ADR
45174L108
78
5300
SH
SOLE
5300
0
0
INFOSYS LTD-SP ADR
SPONSORED SDR
456788108
52
2700
SH
SOLE
2700
0
0
INTEL CORP
COM
458140100
1394
46235
SH
DFND
46235
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
1104
7613
SH
DFND
7613
0
0
INTERNATIONAL PAPER CO
COM
460146103
935
24740
SH
DFND
24740
0
0
INTUIT INC
COM
461202103
1056
11903
SH
DFND
11903
0
0
JPMORGAN CHASE & CO
COM
46625H100
11627
190696
SH
DFND
190696
0
0
JD.COM INC-ADR
SPON ADR CLA
47215P106
39
1500
SH
SOLE
1500
0
0
JOHNSON & JOHNSON
COM
478160104
8044
86170
SH
SOLE
86170
0
0
KIMBERLY CLARK CORP
COM
494368103
8543
78350
SH
SOLE
78350
0
0
KINDER MORGAN INC
COM
49456B101
2054
74216
SH
DFND
74216
0
0
KROGER CO
COM
501044101
1716
47569
SH
DFND
47569
0
0
ELI LILLY & CO
COM
532457108
8779
104900
SH
SOLE
104900
0
0
LOCKHEED MARTIN CORP
COM
539830109
7476
36060
SH
SOLE
36060
0
0
MARSH & MCLENNAN COS
COM
571748102
2141
41000
SH
DFND
41000
0
0
MARRIOTT INTERNATIONAL-CL A
CL A
571903202
8810
129185
SH
DFND
129185
0
0
MASCO CORP
COM
574599106
158
6270
SH
SOLE
6270
0
0
MCKESSON CORPORATION
COM
58155Q103
1422
7687
SH
DFND
7687
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
144
2040
SH
SOLE
2040
0
0
MERCK & CO INC
COM
58933Y105
7206
145900
SH
SOLE
145900
0
0
MICROSOFT CORP
COM
594918104
2641
59679
SH
DFND
59679
0
0
MOHAWK INDUSTRIES INC
COM
608190104
2223
12231
SH
DFND
12231
0
0
MONSANTO CO /NEW
COM
61166W101
97
1140
SH
SOLE
1140
0
0
Nasdaq Inc
COM
631103108
1206
22620
SH
DFND
22620
0
0
NEWELL RUBBERMAID INC
COM
651229106
8357
210440
SH
SOLE
210440
0
0
NEXTERA ENERGY INC
COM
65339F101
7438
76250
SH
SOLE
76250
0
0
NIKE INC
CL B
654106103
1158
9418
SH
DFND
9418
0
0
NORTHERN TRUST CORP
COM
665859104
1928
28284
SH
DFND
28284
0
0
NORTHROP GRUMMAN CORP
COM
666807102
7453
44910
SH
SOLE
44910
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
1493
5972
SH
DFND
5972
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
1127
17040
SH
SOLE
17040
0
0
ORACLE CORP
COM
68389X105
967
26770
SH
DFND
26770
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
1551
17384
SH
DFND
17384
0
0
PPG INDUSTRIES INC
COM
693506107
1364
15551
SH
DFND
15551
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
1062
34199
SH
DFND
34199
0
0
PEPSICO INC
COM
713448108
1352
14332
SH
DFND
14332
0
0
PFIZER INC
COM
717081103
8042
256025
SH
DFND
256025
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
7593
95720
SH
SOLE
95720
0
0
PRICELINE GROUP INC/THE
COM NEW
741503403
1592
1287
SH
DFND
1287
0
0
PROCTER AND GAMBLE CO
COM
742718109
1602
22271
SH
DFND
22271
0
0
PULTE GROUP INC
COM
745867101
159
8440
SH
SOLE
8440
0
0
QUALCOMM INC
COM
747525103
138
2570
SH
SOLE
2570
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
270
580
SH
SOLE
580
0
0
REYNOLDS AMERICAN INC
COM
761713106
1834
41434
SH
DFND
41434
0
0
ROCKWELL INTL CORP NEW
COM
773903109
59
580
SH
SOLE
580
0
0
ROPER TECHNOLOGIES INC
COM
776696106
936
5976
SH
DFND
5976
0
0
SBA COMMUNICATIONS CORP-CL A
COM
78388J106
154
1470
SH
SOLE
1470
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
71
370
SH
SOLE
370
0
0
SVB FINANCIAL GROUP
COM
78486Q101
1100
9520
SH
SOLE
9520
0
0
SCHLUMBERGER LTD
COM
806857108
8216
119120
SH
DFND
119120
0
0
SHERWIN-WILLIAMS CO/THE
COM
824348106
1382
6203
SH
DFND
6203
0
0
SILICONWARE PRECISION-SP ADR
SPONSD ADR SPL
827084864
25
4000
SH
SOLE
4000
0
0
SOUTHERN CO
COM
842587107
1130
25277
SH
DFND
25277
0
0
SOUTHWEST AIRLINES CO
COM
844741108
2310
60738
SH
DFND
60738
0
0
STANLEY BLACK & DECKER INC
COM
854502101
156
1610
SH
SOLE
1610
0
0
STARBUCKS CORP
COM
855244109
11039
194220
SH
DFND
194220
0
0
SYSCO CORP
COM
871829107
7651
196320
SH
SOLE
196320
0
0
TJX COMPANIES INC
COM
872540109
1907
26706
SH
DFND
26706
0
0
TAIWAN SEMICONDUCTOR-SP
SPONSORED ADR
874039100
39
1900
SH
SOLE
1900
0
0
TEXAS INSTRUMENTS INC
COM
882508104
385
7773
SH
DFND
7773
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1123
9180
SH
SOLE
9180
0
0
3M CO
COM
88579Y101
1111
7840
SH
SOLE
7840
0
0
TORONTO-DOMINION BANK
COM NEW
891160509
7288
184880
SH
SOLE
184880
0
0
TRANSCANADA CORP
COM
89353D107
689
21830
SH
SOLE
21830
0
0
21VIANET GROUP INC-ADR
SPONSORED ADR
90138A103
26
1400
SH
SOLE
1400
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
159
1610
SH
SOLE
1610
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
552
6205
SH
DFND
6205
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
297
2560
SH
SOLE
2560
0
0
VALERO ENERGY CORP
COM
91913Y100
1403
23349
SH
DFND
23349
0
0
VANGUARD S&P 500 ETF
S&P 500 ETF SHS
922908363
536
3050
SH
SOLE
3050
0
0
VERIZON COMMUNICATIO
COM
92343V104
10733
246677
SH
DFND
246677
0
0
VIPSHOP HOLDINGS LTD - ADS
SPONSORED ADR
92763W103
45
2700
SH
SOLE
2700
0
0
VISA INC-CLASS A SHRS
COM CL A
92826C839
1352
19402
SH
DFND
19402
0
0
WAL-MART STORES INC
COM
931142103
861
13283
SH
DFND
13283
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1481
17825
SH
DFND
17825
0
0
WELLS FARGO & COMPANY
COM
949746101
11406
222130
SH
DFND
222130
0
0
WESTERN UNION CO
COM
959802109
8372
455997
SH
DFND
455997
0
0
WHOLE FOODS MARKET INC
COM
966837106
845
26690
SH
DFND
26690
0
0
ZOETIS INC
CL A
98978V103
1118
27140
SH
SOLE
27140
0
0
ALLERGAN PLC
SHS
G0177J108
1274
4688
SH
DFND
4688
0
0
ACCENTURE PLC-CL A
SHS CLASS A
G1151C101
1227
12490
SH
DFND
12490
0
0
EATON CORP PLC
SHS
G29183103
149
2900
SH
SOLE
2900
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1111
21879
SH
DFND
21879
0
0
XL GROUP PLC
SHS
G98290102
1110
30566
SH
DFND
30566
0
0
CHECK POINT SOFTWARE TECH
CRD
M22465104
1094
13790
SH
SOLE
13790
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
1146
13160
SH
SOLE
13160
0
0