0001435346-14-000008.txt : 20140725 0001435346-14-000008.hdr.sgml : 20140725 20140724221133 ACCESSION NUMBER: 0001435346-14-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140724 EFFECTIVENESS DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 14992547 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 BUSINESS PHONE: 810362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001435346 XXXXXXXX 06-30-2014 06-30-2014 Daiwa SB Investments Ltd.

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO M0 100-0013

13F HOLDINGS REPORT 028-13129 N Fujio Yanagihara 81-3-6205-0680 Fujio Yanagihara Chiyoda-ku, Tokyo M0 07-24-2014 0 120 789899 false INFORMATION TABLE 2 dsbiform13f20140630.xml AGRIUM INC COM 008916108 12772 139388 SH DFND 139388 0 0 AMERICAN EXPRESS COMPANY COM 025816109 2031 21410 SH DFND 21410 0 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 4658 85350 SH SOLE 85350 0 0 ANADARKO PETROLEUM CORP COM 032511107 3682 33633 SH DFND 33633 0 0 APPLE INC COM 037833100 17172 184781 SH DFND 184781 0 0 AVERY DENNISON CORP COM 053611109 4773 93130 SH SOLE 93130 0 0 BAIDU INC SPON ADR REP A 056752108 448 2400 SH SOLE 2400 0 0 BAKER HUGHES INC COM 057224107 11928 160210 SH DFND 160210 0 0 BANK OF AMERICA CORP COM 060505104 2967 193019 SH DFND 193019 0 0 BARRICK GOLD CORP COM 067901108 8810 481400 SH SOLE 481400 0 0 BOEING CO COM 097023105 3124 24554 SH DFND 24554 0 0 BROADCOM CORP CL A 111320107 179 4810 SH SOLE 4810 0 0 BROWN-FORMAN CORP CL B 115637209 1996 21198 SH DFND 21198 0 0 CSX CORP COM 126408103 4767 154730 SH SOLE 154730 0 0 CARNIVAL CORP PAIRED CTF 143658300 11031 293000 SH SOLE 293000 0 0 CHEVRON CORP COM 166764100 11771 90161 SH DFND 90161 0 0 CITIGROUP INC COM NEW 172967424 4645 98620 SH SOLE 98620 0 0 COMMUNITY HEALTH SYSTEMS INC COM 203668108 4813 106080 SH SOLE 106080 0 0 CORNING INC. COM 219350105 2191 99820 SH DFND 99820 0 0 CUMMINS INC COM 231021106 117 760 SH SOLE 760 0 0 THE WALT DISNEY CO. COM DISNEY 254687106 4860 56680 SH SOLE 56680 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 4485 72363 SH DFND 72363 0 0 DOW CHEMICAL COM 260543103 13804 268252 SH DFND 268252 0 0 DU PONT (E.I.)DE NEMOURS COM 263534109 12888 196946 SH DFND 196946 0 0 EMC CORP MASSACHUSETTS COM 268648102 345 13105 SH DFND 13105 0 0 EASTMAN CHEMICAL CO COM 277432100 4697 53770 SH SOLE 53770 0 0 EBAY INC COM 278642103 426 8516 SH DFND 8516 0 0 FORD MOTOR CO COM PAR $0.01 345370860 17884 1037358 SH DFND 1037358 0 0 GAP INC COM 364760108 2981 71710 SH DFND 71710 0 0 GENERAL ELECTRIC CO COM 369604103 12530 476783 SH DFND 476783 0 0 WW GRAINGER INC COM 384802104 2523 9924 SH DFND 9924 0 0 HALLIBURTON CO COM 406216101 12407 174718 SH DFND 174718 0 0 HARRIS CORP COM 413875105 12614 166526 SH DFND 166526 0 0 HERSHEY CO COM 427866108 2115 21719 SH DFND 21719 0 0 HEWLETT PACKARD CO COM 428236103 2454 72852 SH DFND 72852 0 0 HONEYWELL INTERNATIONAL COM 438516106 3211 34541 SH DFND 34541 0 0 INTEL CORP COM 458140100 15090 488355 SH DFND 488355 0 0 INTL BUSINESS MACHINES CORP COM 459200101 1693 9337 SH DFND 9337 0 0 INTERNATIONAL PAPER CO COM 460146103 2026 40142 SH DFND 40142 0 0 ISHARES MSCI EMERGING MARKET MSCI EMG MKT ETF 464287234 45662 1056262 SH SOLE 1056262 0 0 JOHNSON & JOHNSON COM 478160104 8704 83200 SH SOLE 83200 0 0 KLA-TENCOR CORPORATION COM 482480100 1466 20175 SH DFND 20175 0 0 KIMBERLY CLARK CORP COM 494368103 8553 76900 SH SOLE 76900 0 0 ELI LILLY & CO COM 532457108 12560 202031 SH DFND 202031 0 0 LINCOLN NATIONAL CORP COM 534187109 2693 52359 SH DFND 52359 0 0 MASCO CORP COM 574599106 2366 106566 SH DFND 106566 0 0 MICROSOFT CORP COM 594918104 15919 381757 SH DFND 381757 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 10846 222200 SH SOLE 222200 0 0 MOHAWK INDUSTRIES INC COM 608190104 1777 12847 SH DFND 12847 0 0 NEWELL RUBBERMAID INC COM 651229106 4742 153020 SH SOLE 153020 0 0 NOBLE ENERGY INC COM 655044105 3285 42415 SH DFND 42415 0 0 NUCOR CORP COM 670346105 4535 92090 SH SOLE 92090 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 12178 118656 SH DFND 118656 0 0 PNC FINANCIAL SERVICES GROUP COM 693475105 14575 163674 SH DFND 163674 0 0 PPG INDUSTRIES INC COM 693506107 2220 10563 SH DFND 10563 0 0 PFIZER INC COM 717081103 3422 115298 SH DFND 115298 0 0 PIONEER NATURAL RESOURCES CO COM 723787107 4782 20810 SH SOLE 20810 0 0 PROCTER AND GAMBLE CO COM 742718109 243 3090 SH SOLE 3090 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 2741 30872 SH DFND 30872 0 0 PULTE GROUP INC COM 745867101 1975 97962 SH DFND 97962 0 0 QUALCOMM INC COM 747525103 1509 19050 SH DFND 19050 0 0 ROCKWELL INTL CORP NEW COM 773903109 2175 17380 SH DFND 17380 0 0 ST JUDE MEDICAL INC COM 790849103 4894 70670 SH SOLE 70670 0 0 SCHLUMBERGER LTD COM 806857108 14362 121761 SH DFND 121761 0 0 SHERWIN-WILLIAMS CO COM 824348106 2006 9693 SH DFND 9693 0 0 STANLEY BLACK & DECKER INC COM 854502101 2483 28279 SH DFND 28279 0 0 SUNTRUST BANKS INC COM 867914103 1749 43669 SH DFND 43669 0 0 TEXAS INSTRUMENTS INC COM 882508104 445 9319 SH DFND 9319 0 0 TORONTO-DOMINION BANK COM NEW 891160509 10883 211700 SH SOLE 211700 0 0 US BANCORP COM NEW 902973304 2359 54456 SH DFND 54456 0 0 UNION PACIFIC CORP COM 907818108 3438 34468 SH DFND 34468 0 0 UNITED PARCEL SERVICE CL B 911312106 2228 21698 SH DFND 21698 0 0 WELLS FARGO & COMPANY COM 949746101 16541 314716 SH DFND 314716 0 0 WHIRLPOOL CORP COM 963320106 4754 34150 SH SOLE 34150 0 0 EDWARDS LIFESCIENCES COM 28176E108 2040 23767 SH DFND 23767 0 0 AT&T INC COM 00206R102 5417 153200 SH SOLE 153200 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 15138 126151 SH DFND 126151 0 0 BLACKROCK INC COM 09247X101 13898 43485 SH DFND 43485 0 0 BLACKSTONE GROUP LP COM UNIT LTD 09253U108 4743 141830 SH SOLE 141830 0 0 CARDINAL HEALTH INC COM 14149Y108 1629 23753 SH DFND 23753 0 0 CISCO SYSTEMS COM 17275R102 1899 76414 SH DFND 76414 0 0 DR HORTON INC COM 23331A109 2288 93079 SH DFND 93079 0 0 DAVITA HEALTHCARE PARTNERS INC COM 23918K108 2250 31117 SH DFND 31117 0 0 EMBRAER SA SP ADR REP 4 COM 29082A107 4697 128920 SH SOLE 128920 0 0 ENBRIDGE INC COM 29250N105 1792 37740 SH SOLE 37740 0 0 ENGILITY HOLDINGS INC COM 29285W104 2 55 SH SOLE 55 0 0 EQUINIX INC COM NEW 29444U502 4786 22780 SH SOLE 22780 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 7329 105709 SH DFND 105709 0 0 FMC TECHNOLOGIES INC COM 30249U101 1869 30599 SH DFND 30599 0 0 FREEPORT-MCMORAN INC COM 35671D857 11662 319500 SH SOLE 319500 0 0 GOOGLE INC CL A 38259P508 1866 3192 SH DFND 3192 0 0 GOOGLE INC CL C 38259P706 1792 3115 SH DFND 3115 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 173 3700 SH SOLE 3700 0 0 HESS CORP COM 42809H107 4858 49130 SH SOLE 49130 0 0 JPMORGAN CHASE & CO COM 46625H100 3444 59765 SH DFND 59765 0 0 MCKESSON CORPORATION COM 58155Q103 2770 14873 SH DFND 14873 0 0 MERCK & CO INC COM 58933Y105 9649 166800 SH SOLE 166800 0 0 METLIFE INC COM 59156R108 4664 83940 SH SOLE 83940 0 0 MONSANTO CO COM 61166W101 160 1280 SH SOLE 1280 0 0 NEXTERA ENERGY INC COM 65339F101 9951 97100 SH SOLE 97100 0 0 OCH-ZIFF CAPITAL MANAGEMEN CL A 67551U105 4976 359780 SH SOLE 359780 0 0 ORACLE CORP COM 68389X105 2168 53495 SH DFND 53495 0 0 POTASH CORP OF SASKATCHEWAN COM 73755L107 11388 300000 SH SOLE 300000 0 0 REGIONS FINANCIAL CORP COM 7591EP100 3201 301418 SH DFND 301418 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 74360 379929 SH SOLE 379929 0 0 THERAVANCE INC COM 88338T104 5008 168150 SH SOLE 168150 0 0 3M CO COM 88579Y101 4698 32800 SH SOLE 32800 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2898 35447 SH DFND 35447 0 0 VALERO ENERGY CORP COM 91913Y100 1905 38015 SH DFND 38015 0 0 VERIZON COMMUNICATIO COM 92343V104 16287 332866 SH SOLE 332866 0 0 ACCENTURE PLC SHS CLASS A G1151C101 1163 14390 SH DFND 14390 0 0 EATON CORP PLC SHS G29183103 13608 176319 SH DFND 176319 0 0 ENSCO PLC SHS CLASS A G3157S106 2357 42420 SH DFND 42420 0 0 INGERSOLL-RAND PLC SHS G47791101 1920 30710 SH DFND 30710 0 0 GARMIN LTD SHS H2906T109 10901 179000 SH SOLE 179000 0 0 PENTAIR PLC SHS H6169Q108 2210 30640 SH DFND 30640 0 0 TE CONNECTIVITY LTD REG SHS H84989104 12845 207711 SH DFND 207711 0 0 CHECK POINT SOFTWARE TECH ORD M22465104 4727 70520 SH SOLE 70520 0 0 LYONDELLBASELL INDU SHS -A- N53745100 9609 98400 SH SOLE 98400 0 0 NXP SEMICONDUCTORS NV COM N6596X109 4928 74460 SH SOLE 74460 0 0