0001435346-14-000008.txt : 20140725
0001435346-14-000008.hdr.sgml : 20140725
20140724221133
ACCESSION NUMBER: 0001435346-14-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140725
DATE AS OF CHANGE: 20140724
EFFECTIVENESS DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daiwa SB Investments Ltd.
CENTRAL INDEX KEY: 0001435346
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13129
FILM NUMBER: 14992547
BUSINESS ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
BUSINESS PHONE: 810362050200
MAIL ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001435346
XXXXXXXX
06-30-2014
06-30-2014
Daiwa SB Investments Ltd.
2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
TOKYO
M0
100-0013
13F HOLDINGS REPORT
028-13129
N
Fujio Yanagihara
Managing Director
81-3-6205-0680
Fujio Yanagihara
Chiyoda-ku, Tokyo
M0
07-24-2014
0
120
789899
false
INFORMATION TABLE
2
dsbiform13f20140630.xml
AGRIUM INC
COM
008916108
12772
139388
SH
DFND
139388
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
2031
21410
SH
DFND
21410
0
0
AMERICAN INTERNATIONAL GROUP
COM NEW
026874784
4658
85350
SH
SOLE
85350
0
0
ANADARKO PETROLEUM CORP
COM
032511107
3682
33633
SH
DFND
33633
0
0
APPLE INC
COM
037833100
17172
184781
SH
DFND
184781
0
0
AVERY DENNISON CORP
COM
053611109
4773
93130
SH
SOLE
93130
0
0
BAIDU INC
SPON ADR REP A
056752108
448
2400
SH
SOLE
2400
0
0
BAKER HUGHES INC
COM
057224107
11928
160210
SH
DFND
160210
0
0
BANK OF AMERICA CORP
COM
060505104
2967
193019
SH
DFND
193019
0
0
BARRICK GOLD CORP
COM
067901108
8810
481400
SH
SOLE
481400
0
0
BOEING CO
COM
097023105
3124
24554
SH
DFND
24554
0
0
BROADCOM CORP
CL A
111320107
179
4810
SH
SOLE
4810
0
0
BROWN-FORMAN CORP
CL B
115637209
1996
21198
SH
DFND
21198
0
0
CSX CORP
COM
126408103
4767
154730
SH
SOLE
154730
0
0
CARNIVAL CORP
PAIRED CTF
143658300
11031
293000
SH
SOLE
293000
0
0
CHEVRON CORP
COM
166764100
11771
90161
SH
DFND
90161
0
0
CITIGROUP INC
COM NEW
172967424
4645
98620
SH
SOLE
98620
0
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668108
4813
106080
SH
SOLE
106080
0
0
CORNING INC.
COM
219350105
2191
99820
SH
DFND
99820
0
0
CUMMINS INC
COM
231021106
117
760
SH
SOLE
760
0
0
THE WALT DISNEY CO.
COM DISNEY
254687106
4860
56680
SH
SOLE
56680
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
4485
72363
SH
DFND
72363
0
0
DOW CHEMICAL
COM
260543103
13804
268252
SH
DFND
268252
0
0
DU PONT (E.I.)DE NEMOURS
COM
263534109
12888
196946
SH
DFND
196946
0
0
EMC CORP MASSACHUSETTS
COM
268648102
345
13105
SH
DFND
13105
0
0
EASTMAN CHEMICAL CO
COM
277432100
4697
53770
SH
SOLE
53770
0
0
EBAY INC
COM
278642103
426
8516
SH
DFND
8516
0
0
FORD MOTOR CO
COM PAR $0.01
345370860
17884
1037358
SH
DFND
1037358
0
0
GAP INC
COM
364760108
2981
71710
SH
DFND
71710
0
0
GENERAL ELECTRIC CO
COM
369604103
12530
476783
SH
DFND
476783
0
0
WW GRAINGER INC
COM
384802104
2523
9924
SH
DFND
9924
0
0
HALLIBURTON CO
COM
406216101
12407
174718
SH
DFND
174718
0
0
HARRIS CORP
COM
413875105
12614
166526
SH
DFND
166526
0
0
HERSHEY CO
COM
427866108
2115
21719
SH
DFND
21719
0
0
HEWLETT PACKARD CO
COM
428236103
2454
72852
SH
DFND
72852
0
0
HONEYWELL INTERNATIONAL
COM
438516106
3211
34541
SH
DFND
34541
0
0
INTEL CORP
COM
458140100
15090
488355
SH
DFND
488355
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
1693
9337
SH
DFND
9337
0
0
INTERNATIONAL PAPER CO
COM
460146103
2026
40142
SH
DFND
40142
0
0
ISHARES MSCI EMERGING MARKET
MSCI EMG MKT ETF
464287234
45662
1056262
SH
SOLE
1056262
0
0
JOHNSON & JOHNSON
COM
478160104
8704
83200
SH
SOLE
83200
0
0
KLA-TENCOR CORPORATION
COM
482480100
1466
20175
SH
DFND
20175
0
0
KIMBERLY CLARK CORP
COM
494368103
8553
76900
SH
SOLE
76900
0
0
ELI LILLY & CO
COM
532457108
12560
202031
SH
DFND
202031
0
0
LINCOLN NATIONAL CORP
COM
534187109
2693
52359
SH
DFND
52359
0
0
MASCO CORP
COM
574599106
2366
106566
SH
DFND
106566
0
0
MICROSOFT CORP
COM
594918104
15919
381757
SH
DFND
381757
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
10846
222200
SH
SOLE
222200
0
0
MOHAWK INDUSTRIES INC
COM
608190104
1777
12847
SH
DFND
12847
0
0
NEWELL RUBBERMAID INC
COM
651229106
4742
153020
SH
SOLE
153020
0
0
NOBLE ENERGY INC
COM
655044105
3285
42415
SH
DFND
42415
0
0
NUCOR CORP
COM
670346105
4535
92090
SH
SOLE
92090
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
12178
118656
SH
DFND
118656
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
14575
163674
SH
DFND
163674
0
0
PPG INDUSTRIES INC
COM
693506107
2220
10563
SH
DFND
10563
0
0
PFIZER INC
COM
717081103
3422
115298
SH
DFND
115298
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
4782
20810
SH
SOLE
20810
0
0
PROCTER AND GAMBLE CO
COM
742718109
243
3090
SH
SOLE
3090
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
2741
30872
SH
DFND
30872
0
0
PULTE GROUP INC
COM
745867101
1975
97962
SH
DFND
97962
0
0
QUALCOMM INC
COM
747525103
1509
19050
SH
DFND
19050
0
0
ROCKWELL INTL CORP NEW
COM
773903109
2175
17380
SH
DFND
17380
0
0
ST JUDE MEDICAL INC
COM
790849103
4894
70670
SH
SOLE
70670
0
0
SCHLUMBERGER LTD
COM
806857108
14362
121761
SH
DFND
121761
0
0
SHERWIN-WILLIAMS CO
COM
824348106
2006
9693
SH
DFND
9693
0
0
STANLEY BLACK & DECKER INC
COM
854502101
2483
28279
SH
DFND
28279
0
0
SUNTRUST BANKS INC
COM
867914103
1749
43669
SH
DFND
43669
0
0
TEXAS INSTRUMENTS INC
COM
882508104
445
9319
SH
DFND
9319
0
0
TORONTO-DOMINION BANK
COM NEW
891160509
10883
211700
SH
SOLE
211700
0
0
US BANCORP
COM NEW
902973304
2359
54456
SH
DFND
54456
0
0
UNION PACIFIC CORP
COM
907818108
3438
34468
SH
DFND
34468
0
0
UNITED PARCEL SERVICE
CL B
911312106
2228
21698
SH
DFND
21698
0
0
WELLS FARGO & COMPANY
COM
949746101
16541
314716
SH
DFND
314716
0
0
WHIRLPOOL CORP
COM
963320106
4754
34150
SH
SOLE
34150
0
0
EDWARDS LIFESCIENCES
COM
28176E108
2040
23767
SH
DFND
23767
0
0
AT&T INC
COM
00206R102
5417
153200
SH
SOLE
153200
0
0
AMERIPRISE FINANCIAL INC
COM
03076C106
15138
126151
SH
DFND
126151
0
0
BLACKROCK INC
COM
09247X101
13898
43485
SH
DFND
43485
0
0
BLACKSTONE GROUP LP
COM UNIT LTD
09253U108
4743
141830
SH
SOLE
141830
0
0
CARDINAL HEALTH INC
COM
14149Y108
1629
23753
SH
DFND
23753
0
0
CISCO SYSTEMS
COM
17275R102
1899
76414
SH
DFND
76414
0
0
DR HORTON INC
COM
23331A109
2288
93079
SH
DFND
93079
0
0
DAVITA HEALTHCARE PARTNERS INC
COM
23918K108
2250
31117
SH
DFND
31117
0
0
EMBRAER SA
SP ADR REP 4 COM
29082A107
4697
128920
SH
SOLE
128920
0
0
ENBRIDGE INC
COM
29250N105
1792
37740
SH
SOLE
37740
0
0
ENGILITY HOLDINGS INC
COM
29285W104
2
55
SH
SOLE
55
0
0
EQUINIX INC
COM NEW
29444U502
4786
22780
SH
SOLE
22780
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
7329
105709
SH
DFND
105709
0
0
FMC TECHNOLOGIES INC
COM
30249U101
1869
30599
SH
DFND
30599
0
0
FREEPORT-MCMORAN INC
COM
35671D857
11662
319500
SH
SOLE
319500
0
0
GOOGLE INC
CL A
38259P508
1866
3192
SH
DFND
3192
0
0
GOOGLE INC
CL C
38259P706
1792
3115
SH
DFND
3115
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
173
3700
SH
SOLE
3700
0
0
HESS CORP
COM
42809H107
4858
49130
SH
SOLE
49130
0
0
JPMORGAN CHASE & CO
COM
46625H100
3444
59765
SH
DFND
59765
0
0
MCKESSON CORPORATION
COM
58155Q103
2770
14873
SH
DFND
14873
0
0
MERCK & CO INC
COM
58933Y105
9649
166800
SH
SOLE
166800
0
0
METLIFE INC
COM
59156R108
4664
83940
SH
SOLE
83940
0
0
MONSANTO CO
COM
61166W101
160
1280
SH
SOLE
1280
0
0
NEXTERA ENERGY INC
COM
65339F101
9951
97100
SH
SOLE
97100
0
0
OCH-ZIFF CAPITAL MANAGEMEN
CL A
67551U105
4976
359780
SH
SOLE
359780
0
0
ORACLE CORP
COM
68389X105
2168
53495
SH
DFND
53495
0
0
POTASH CORP OF SASKATCHEWAN
COM
73755L107
11388
300000
SH
SOLE
300000
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
3201
301418
SH
DFND
301418
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
74360
379929
SH
SOLE
379929
0
0
THERAVANCE INC
COM
88338T104
5008
168150
SH
SOLE
168150
0
0
3M CO
COM
88579Y101
4698
32800
SH
SOLE
32800
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2898
35447
SH
DFND
35447
0
0
VALERO ENERGY CORP
COM
91913Y100
1905
38015
SH
DFND
38015
0
0
VERIZON COMMUNICATIO
COM
92343V104
16287
332866
SH
SOLE
332866
0
0
ACCENTURE PLC
SHS CLASS A
G1151C101
1163
14390
SH
DFND
14390
0
0
EATON CORP PLC
SHS
G29183103
13608
176319
SH
DFND
176319
0
0
ENSCO PLC
SHS CLASS A
G3157S106
2357
42420
SH
DFND
42420
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1920
30710
SH
DFND
30710
0
0
GARMIN LTD
SHS
H2906T109
10901
179000
SH
SOLE
179000
0
0
PENTAIR PLC
SHS
H6169Q108
2210
30640
SH
DFND
30640
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
12845
207711
SH
DFND
207711
0
0
CHECK POINT SOFTWARE TECH
ORD
M22465104
4727
70520
SH
SOLE
70520
0
0
LYONDELLBASELL INDU
SHS -A-
N53745100
9609
98400
SH
SOLE
98400
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
4928
74460
SH
SOLE
74460
0
0