0001435346-14-000006.txt : 20140430
0001435346-14-000006.hdr.sgml : 20140430
20140429211809
ACCESSION NUMBER: 0001435346-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140430
DATE AS OF CHANGE: 20140429
EFFECTIVENESS DATE: 20140430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daiwa SB Investments Ltd.
CENTRAL INDEX KEY: 0001435346
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13129
FILM NUMBER: 14795619
BUSINESS ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
BUSINESS PHONE: 810362050200
MAIL ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001435346
XXXXXXXX
03-31-2014
03-31-2014
Daiwa SB Investments Ltd.
2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
TOKYO
M0
100-0013
13F HOLDINGS REPORT
028-13129
N
Fujio Yanagihara
Managing Director
81-3-6205-0680
Fujio Yanagihara
Chiyoda-ku, Tokyo
M0
04-24-2014
0
114
835610
false
INFORMATION TABLE
2
dsbiform13f20140331.xml
AT&T INC
COM
00206R102
9821
280043
SH
DFND
280043
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
1909
21200
SH
DFND
21200
0
0
AMERICAN INTERNATIONAL GROUP
COM NEW
026874784
3171
63410
SH
SOLE
63410
0
0
AMERIPRISE FINANCIAL INC
COM
03076C106
13396
121704
SH
DFND
121704
0
0
ANADARKO PETROLEUM CORP
COM
032511107
3053
36025
SH
DFND
36025
0
0
APPLE INC
COM
037833100
4515
8411
SH
DFND
8411
0
0
AVERY DENNISON CORP
COM
053611109
3197
63090
SH
SOLE
63090
0
0
BAIDU INC
SPON ADR REP A
056752108
670
4400
SH
SOLE
4400
0
0
BAKER HUGHES INC
COM
057224107
2285
35150
SH
DFND
35150
0
0
BANK OF AMERICA CORP
COM
060505104
5260
305837
SH
DFND
305837
0
0
BIOGEN IDEC INC
COM
09062X103
3123
10210
SH
SOLE
10210
0
0
BLACKROCK INC
COM
09247X101
13663
43445
SH
DFND
43445
0
0
BLACKSTONE GROUP LP
COM UNIT LTD
09253U108
3220
96840
SH
SOLE
96840
0
0
BRISTOL MYERS-SQUIBB
COM
110122108
11237
216300
SH
SOLE
216300
0
0
BROADCOM CORP
CL A
111320107
151
4810
SH
SOLE
4810
0
0
BROWN-FORMAN CORP
CL B
115637209
1950
21744
SH
DFND
21744
0
0
CSX CORP
COM
126408103
3173
109530
SH
SOLE
109530
0
0
CARDINAL HEALTH INC
COM
14149Y108
1650
23583
SH
DFND
23583
0
0
CARNIVAL CORP
PAIRED CTF
143658300
11093
293000
SH
SOLE
293000
0
0
CHEVRON CORP
COM
166764100
12284
103301
SH
DFND
103301
0
0
CISCO SYSTEMS
COM
17275R102
1699
75794
SH
DFND
75794
0
0
CITIGROUP INC
COM NEW
172967424
3013
63300
SH
SOLE
63300
0
0
CONSOL ENERGY INC
COM
20854P109
48
1200
SH
SOLE
1200
0
0
CONSOLIDATED EDISON INC
COM
209115104
12390
230937
SH
DFND
230937
0
0
CORNING INC.
COM
219350105
2061
99010
SH
DFND
99010
0
0
CUMMINS INC
COM
231021106
113
760
SH
SOLE
760
0
0
DR HORTON INC
COM
23331A109
144
6670
SH
SOLE
6670
0
0
DARDEN RESTAURANTS INC
COM
237194105
11284
222300
SH
SOLE
222300
0
0
DAVITA HEALTHCARE PARTNERS INC
COM
23918K108
2085
30277
SH
DFND
30277
0
0
DICKS SPORTING GOODS INC
COM
253393102
3141
57510
SH
SOLE
57510
0
0
THE WALT DISNEY CO.
COM DISNEY
254687106
3204
40020
SH
SOLE
40020
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
3661
62913
SH
DFND
62913
0
0
DOW CHEMICAL
COM
260543103
13086
269317
SH
DFND
269317
0
0
DU PONT (E.I.)DE NEMOURS
COM
263534109
13166
196222
SH
DFND
196222
0
0
EMC CORP MASSACHUSETTS
COM
268648102
356
13005
SH
DFND
13005
0
0
EASTMAN CHEMICAL CO
COM
277432100
3198
37100
SH
SOLE
37100
0
0
EBAY INC
COM
278642103
467
8456
SH
DFND
8456
0
0
EMBRAER SA
SP ADR REP 4 COM
29082A107
3270
92150
SH
SOLE
92150
0
0
ENBRIDGE INC
COM
29250N105
1699
37340
SH
SOLE
37340
0
0
ENGILITY HOLDINGS INC
COM
29285W104
2
55
SH
SOLE
55
0
0
EQUINIX INC
COM NEW
29444U502
3225
17450
SH
SOLE
17450
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
6084
81019
SH
DFND
81019
0
0
FMC TECHNOLOGIES INC
COM
30249U101
1586
30329
SH
DFND
30329
0
0
FACEBOOK INC
CL A
30303M102
1159
19235
SH
DFND
19235
0
0
FLOWSERVE CORP
COM
34354P105
41
520
SH
SOLE
520
0
0
FORD MOTOR CO
COM PAR $0.01
345370860
5573
357261
SH
DFND
357261
0
0
GENERAL ELECTRIC CO
COM
369604103
13860
535351
SH
DFND
535351
0
0
GENERAL MILLS INC
COM
370334104
10747
207400
SH
SOLE
207400
0
0
GOOGLE INC
CL A
38259P508
3659
3283
SH
DFND
3283
0
0
WW GRAINGER INC
COM
384802104
2487
9844
SH
DFND
9844
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
98
2400
SH
SOLE
2400
0
0
HALLIBURTON CO
COM
406216101
3217
54632
SH
DFND
54632
0
0
HARRIS CORP
COM
413875105
10659
145700
SH
SOLE
145700
0
0
HERSHEY CO
COM
427866108
12858
123165
SH
DFND
123165
0
0
HESS CORP
COM
42809H107
3217
38810
SH
SOLE
38810
0
0
HEWLETT PACKARD CO
COM
428236103
2338
72252
SH
DFND
72252
0
0
HOME DEPOT INC
COM
437076102
11933
150800
SH
SOLE
150800
0
0
HONEYWELL INTERNATIONAL
COM
438516106
3341
36021
SH
DFND
36021
0
0
INTEL CORP
COM
458140100
2445
94732
SH
DFND
94732
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
1784
9267
SH
DFND
9267
0
0
INTERNATIONAL PAPER CO
COM
460146103
1822
39722
SH
DFND
39722
0
0
ISHARES MSCI EMERGING MARKET
MSCI EMG MKT ETF
464287234
43025
1049146
SH
SOLE
1049146
0
0
JPMORGAN CHASE & CO
COM
46625H100
16970
279525
SH
DFND
279525
0
0
JOHNSON & JOHNSON
COM
478160104
11385
115900
SH
SOLE
115900
0
0
KLA-TENCOR CORPORATION
COM
482480100
14732
213075
SH
DFND
213075
0
0
KIMBERLY CLARK CORP
COM
494368103
12105
109800
SH
SOLE
109800
0
0
LAS VEGAS SANDS CORP
COM
517834107
2295
28414
SH
DFND
28414
0
0
ELI LILLY & CO
COM
532457108
15088
256331
SH
DFND
256331
0
0
LINCOLN NATIONAL CORP
COM
534187109
2956
58339
SH
DFND
58339
0
0
MASCO CORP
COM
574599106
2356
106056
SH
DFND
106056
0
0
MCKESSON CORPORATION
COM
58155Q103
2607
14763
SH
DFND
14763
0
0
MERCK & CO INC
COM
58933Y105
10656
187700
SH
SOLE
187700
0
0
MICROSOFT CORP
COM
594918104
15777
384899
SH
DFND
384899
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
10612
222200
SH
SOLE
222200
0
0
MOHAWK INDUSTRIES INC
COM
608190104
1874
13785
SH
DFND
13785
0
0
MONSANTO CO NEW
COM
61166W101
146
1280
SH
SOLE
1280
0
0
NEWELL RUBBERMAID INC
COM
651229106
3196
106880
SH
SOLE
106880
0
0
NEXTERA ENERGY INC
COM
65339F101
15203
158996
SH
DFND
158996
0
0
NOBLE ENERGY INC
COM
655044105
3085
43422
SH
DFND
43422
0
0
NUCOR CORP
COM
670346105
3136
62040
SH
SOLE
62040
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
13321
139795
SH
DFND
139795
0
0
OCH-ZIFF CAPITAL MANAGEMEN
CL A
67551U105
3245
235670
SH
SOLE
235670
0
0
ORACLE CORP
COM
68389X105
2267
55411
SH
DFND
55411
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
14210
163334
SH
DFND
163334
0
0
PPG INDUSTRIES INC
COM
693506107
2028
10483
SH
DFND
10483
0
0
PFIZER INC
COM
717081103
3852
119933
SH
DFND
119933
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
3294
17600
SH
SOLE
17600
0
0
PROCTER AND GAMBLE CO
COM
742718109
1411
17507
SH
DFND
17507
0
0
PULTE GROUP INC
COM
745867101
1928
100454
SH
DFND
100454
0
0
QUALCOMM INC
COM
747525103
1493
18930
SH
DFND
18930
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
3505
315468
SH
DFND
315468
0
0
ROCKWELL INTL CORP NEW
COM
773903109
2142
17200
SH
DFND
17200
0
0
SPDR S&P 500 ETF
TR UNIT
78462F103
182166
974100
SH
SOLE
974100
0
0
SCHLUMBERGER LTD
COM
806857108
4153
42595
SH
DFND
42595
0
0
SHERWIN-WILLIAMS CO
COM
824348106
1897
9623
SH
DFND
9623
0
0
STANLEY BLACK & DECKER INC
COM
854502101
2279
28049
SH
DFND
28049
0
0
TEXAS INSTRUMENTS INC
COM
882508104
437
9259
SH
DFND
9259
0
0
THERAVANCE INC
COM
88338T104
3161
102180
SH
SOLE
102180
0
0
3M CO
COM
88579Y101
3222
23750
SH
SOLE
23750
0
0
US BANCORP
COM NEW
902973304
2316
54026
SH
DFND
54026
0
0
UNION PACIFIC CORP
COM
907818108
3368
17947
SH
DFND
17947
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2989
36451
SH
DFND
36451
0
0
VERIZON COMMUNICATIO
COM
92343V104
17146
360432
SH
DFND
360432
0
0
WELLS FARGO & COMPANY
COM
949746101
15220
305993
SH
DFND
305993
0
0
WHIRLPOOL CORP
COM
963320106
3275
21910
SH
SOLE
21910
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
13786
228969
SH
DFND
228969
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1747
30520
SH
DFND
30520
0
0
PENTAIR LTD-REGISTERED
SHS
H6169Q108
2413
30410
SH
DFND
30410
0
0
ACCENTURE PLC
SHS CLASS A
G1151C101
1140
14300
SH
DFND
14300
0
0
EATON CORP PLC
SHS
G29183103
13220
175979
SH
DFND
175979
0
0
GARMIN LTD
SHS
H2906T109
12555
227200
SH
SOLE
227200
0
0
CHECK POINT SOFTWARE TECH
ORD
M22465104
3242
47940
SH
SOLE
47940
0
0
LYONDELLBASELL INDU
SHS -A-
N53745100
13645
153423
SH
DFND
153423
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
3288
55910
SH
SOLE
55910
0
0