0001435346-11-000015.txt : 20111028 0001435346-11-000015.hdr.sgml : 20111028 20111027202000 ACCESSION NUMBER: 0001435346-11-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111027 EFFECTIVENESS DATE: 20111028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 111163099 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 BUSINESS PHONE: 810362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 13F-HR 1 dsbiform13f20110930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ----------------------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: ----------------------------------------------------- Name: Daiwa SB Investments Ltd. Address: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO JAPAN 100-0013 Form 13F File Number: 28-13129 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: ----------------------------------------------------------- Name: Katsuhiko Ishikawa Title: Executive Officer Phone: 81-3-6205-0382 Signature, Place, and Date of Signing: /s/ Katsuhiko Ishikawa Chiyoda-ku, Tokyo Japan October 27, 2011 ---------------------- ----------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NA Form 13F Information Table Entry Total: 146 Items Form 13F Information Table Value Total: $1,052,690 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name ---- --------------- ---- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN6 COLUMN 7 COLUMN 8 ============= ============== ======== ========= ================ ========== ======== ================== VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DICRETION MANAGERS Sole Shared None ============== ============== ====== ========= ======= === ==== ========== ======== ===== ====== ===== ABBOTT LABORATORIES COM 002824100 48864 955492 SH DEFINED 955492 - - ACE LTD SHS H0023R105 39 650 SH SOLE 650 - - ACTIVISION BLIZZARD INC COM 00507V109 3004 252405 SH DEFINED 252405 - - ADOBE SYSTEMS INC COM 00724F101 32 1310 SH SOLE 1310 - - AIR PRODUCTS & CHEMICALS INC COM 009158106 78 1020 SH SOLE 1020 - - AKAMAI TECHNOLOGIES COM 00971T101 83 4190 SH SOLE 4190 - - ALLSTATE CORP COM 020002101 337 14227 SH DEFINED 14227 - - ALTRIA GROUP INC COM 02209S103 17083 637200 SH SOLE 637200 - - AMAZON.COM INC COM 023135106 5608 25936 SH DEFINED 25936 - - AMERICAN ELECTRIC POWER INC COM 025537101 105 2750 SH SOLE 2750 - 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