-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WAqqNvHyMvyhh62AoRVgNaCNJpVLlTsNy0jNHODghgmjxcXGJSeZsVA2rgz9+gj5 oOFmoeHjCosjTWtg+KlHRA== 0001435346-10-000009.txt : 20100728 0001435346-10-000009.hdr.sgml : 20100728 20100727194607 ACCESSION NUMBER: 0001435346-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100728 DATE AS OF CHANGE: 20100727 EFFECTIVENESS DATE: 20100728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 10972681 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 BUSINESS PHONE: 810362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 13F-HR 1 dsbiform13f20100630.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 - ----------------------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: - ----------------------------------------------------- Name: Daiwa SB Investments Co., Ltd. Address: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO JAPAN 100-0013 Form 13F File Number: 28-13129 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: - ----------------------------------------------------------- Name: Toshiaki Kawai Title: Senior Managing Director Phone: 81-3-6205-0368 Signature, Place, and Date of Signing: /s/ Toshiaki Kawai Chiyoda-ku, Tokyo Japan July 27, 2010 - ------------------ ----------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NA Form 13F Information Table Entry Total: 190 Items Form 13F Information Table Value Total: $1,594,111 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name - ---- --------------- ---- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN6 COLUMN 7 COLUMN 8 ============= ============== ======== ========= ================ ========== ======== ================== VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DICRETION MANAGERS Sole Shared None ============== ============== ====== ========= ======= === ==== ========== ======== ===== ====== ===== SEAGATE TECHNOLOGY SHS G7945J104 844 64752 SH DEFINED 64752 - - WEATHERFORD INTL LTD REG H27013103 50 3780 SH SOLE 3780 - - TYCO INTERNATIONAL LTD SHS H89128104 25 700 SH SOLE 700 - - BUNGE LTD COM G16962105 54501 1107964 SH DEFINED 1107964 - - MARVELL TECHNOLOGY ORD G5876H105 2152 136578 SH DEFINED 136578 - - SINA CORP ORD G81477104 494 14000 SH SOLE 14000 - - ACE LTD SHS H0023R105 157 3050 SH SOLE 3050 - - FOSTER WHEELER AG COM H27178104 4 200 SH SOLE 200 - - GARMIN LTD ORD G37260109 31071 1064800 SH SOLE 1064800 - - TRANSOCEAN LTD REG SHS H8817H100 32 680 SH SOLE 680 - - FLEXTRONICS INTL LTD ORD Y2573F102 8 1380 SH SOLE 1380 - - AT&T INC COM 00206R102 55886 2310310 SH SOLE 2310310 - - ABBOTT LABORATORIES COM 002824100 42871 916446 SH DEFINED 916446 - - ACTIVISION BLIZZARD INC COM 00507V109 51 4820 SH SOLE 4820 - - ADOBE SYSTEMS INC COM 00724F101 44 1670 SH SOLE 1670 - - AGRIUM INC COM 008916108 29 600 SH SOLE 600 - - AIR PRODUCTS & CHEMICALS INC COM 009158106 239 3680 SH SOLE 3680 - - AKAMAI TECHNOLOGIES COM 00971T101 4219 103981 SH DEFINED 103981 - - ALEXANDRIA REAL ESTATE EQ COM 015271109 263 4158 SH SOLE 4158 - - ALLSTATE CORP COM 020002101 99 3440 SH SOLE 3440 - - AMAZON COM 023135106 2661 24351 SH DEFINED 24351 - - AMERICAN CAMPUS COMMUNITIES COM 024835100 251 9189 SH SOLE 9189 - - AMERICAN ELECTRIC POWER INC COM 025537101 166 5150 SH SOLE 5150 - - AMERICAN TOWER CORP CL A 029912201 240 5400 SH SOLE 5400 - - AMGEN INC COM 031162100 971 18452 SH DEFINED 18452 - - AMPHENOL CORP CL A 032095101 229 5830 SH SOLE 5830 - - APPLE INC COM 037833100 7273 28916 SH DEFINED 28916 - - ASIAINFO HOLDINGS INC COM 04518A104 3279 150000 SH SOLE 150000 - - AUTOZONE INC COM 053332102 1552 8034 SH DEFINED 8034 - - AVALONBAY COMMUNITIES INC COM 053484101 305 3267 SH SOLE 3267 - - AVON PRODUCTS INC COM 054303102 1541 58154 SH DEFINED 58154 - - BRE PROPERTIES CL A 05564E106 163 4420 SH SOLE 4420 - - BAIDU INC SPON ADR REP A 056752108 3540 52000 SH SOLE 52000 - - BANK OF AMERICA CORP COM 060505104 40076 2788854 SH DEFINED 2788854 - - BERKSHIRE HATHAWAY CL B 084670702 2504 31416 SH DEFINED 31416 - - BIOMED REALTY TRUST INC COM 09063H107 191 11900 SH SOLE 11900 - - BOEING CO COM 097023105 1397 22270 SH DEFINED 22270 - - BOSTON PROPERTIES INC COM 101121101 120 1689 SH SOLE 1689 - - BRISTOL MYERS-SQUIBB COM 110122108 75660 3033700 SH DEFINED 3033700 - - BROADCOM CORP CL A 111320107 2465 74763 SH DEFINED 74763 - - CBS CORP CL B 124857202 28062 2170300 SH SOLE 2170300 - - CSX CORP COM 126408103 33 670 SH SOLE 670 - - CAMERON INTERNATIONAL CORP COM 13342B105 902 27737 SH DEFINED 27737 - - CATERPILLAR INC COM 149123101 1156 19238 SH DEFINED 19238 - - CELGENE CORP COM 151020104 60 1190 SH SOLE 1190 - - CHESAPEAKE ENERGY CORP COM 165167107 28 1360 SH SOLE 1360 - - CHEVRON CORP COM 166764100 28647 422150 SH DEFINED 422150 - - CISCO SYSTEMS COM 17275R102 3376 158422 SH DEFINED 158422 - - CITIGROUP INC COM 172967101 4874 1296165 SH DEFINED 1296165 - - COCA-COLA CO COM 191216100 3394 67725 SH DEFINED 67725 - - COMPANHIA DE BEBIDAS SPON ADR PFD 20441W203 253 2504 SH SOLE 2504 - - CONAGRA FOODS INC COM 205887102 35924 1540500 SH SOLE 1540500 - - CONOCOPHILLIPS COM 20825C104 3967 80803 SH DEFINED 80803 - - CORNING INC. 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