-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IE5wmwo7RggxVpIhWbMBum6XW+rh8D2ZGzrqgQBolbUrT5xsbjJuDNtZNGU8GQ/R vdne6UlrOyFoWrPVvCmRnQ== 0001435346-09-000014.txt : 20091112 0001435346-09-000014.hdr.sgml : 20091111 20091110182620 ACCESSION NUMBER: 0001435346-09-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 091173230 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 BUSINESS PHONE: 810362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 13F-HR 1 dsbiform13f20090930.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 - ----------------------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: - ----------------------------------------------------- Name: Daiwa SB Investments Co., Ltd. Address: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO JAPAN 103-0027 Form 13F File Number: 28-13129 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: - ----------------------------------------------------------- Name: Toshiaki Kawai Title: Senior Managing Director Phone: 81-3-6205-0368 Signature, Place, and Date of Signing: /s/ Toshiaki Kawai Chiyoda-ku, Tokyo Japan November 10, 2009 - ------------------ ----------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NA Form 13F Information Table Entry Total: 166 Items Form 13F Information Table Value Total: $1,589,259 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name - ---- --------------- ---- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN6 COLUMN 7 COLUMN 8 ============= ============== ======== ========= ================ ========== ======== ================== VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DICRETION MANAGERS Sole Shared None ============== ============== ====== ========= ======= === ==== ========== ======== ===== ====== ===== GARMIN LTD ORD G37260109 20889 553500 SH SOLE 553500 - - SINA CORP ORD G81477104 531 14000 SH SOLE 14000 - - XL CAPITAL LTD CL A G98255105 41995 2405200 SH SOLE 2405200 - - ACE LTD SHS H0023R105 286 5350 SH SOLE 5350 - - WEATHERFORD INTL LTD REG H27013103 3915 188858 SH DEFINED 188858 - - TRANSOCEAN LTD REG SHS H8817H100 2231 26088 SH DEFINED 26088 - - TYCO INTERNATIONAL LTD SHS H89128104 2492 72264 SH DEFINED 72264 - - AFLAC INC COM 001055102 4296 100514 SH DEFINED 100514 - - AT&T INC COM 00206R102 362 13410 SH SOLE 13410 - - BUNGE LIMITED COM G16962105 6764 108030 SH DEFINED 108030 - - ABBOTT LABORATORIES COM 002824100 173 3490 SH SOLE 3490 - - ACTIVISION BLIZZARD INC COM 00507V109 138 11120 SH SOLE 11120 - - ADOBE SYSTEMS INC COM 00724F101 324 9810 SH SOLE 9810 - - AGRIUM INC COM 008916108 3251 65292 SH DEFINED 65292 - - AIR PRODUCTS & CHEMICALS INC COM 009158106 189 2430 SH SOLE 2430 - - ALEXANDRIA REAL ESTATE EQUIT COM 015271109 693 12746 SH SOLE 12746 - - ALLSTATE CORP COM 020002101 185 6030 SH SOLE 6030 - - ALTRIA GROUP INC COM 02209S103 36949 2074600 SH SOLE 2074600 - - AMERICAN CAMPUS COMMUNITIES COM 024835100 577 21475 SH SOLE 21475 - - AMERICAN ELECTRIC POWER INC COM 025537101 2075 66970 SH DEFINED 66970 - - AMERICAN TOWER CORP CL A 029912201 309 8500 SH SOLE 8500 - - AMGEN INC COM 031162100 4191 69587 SH DEFINED 69587 - - AMPHENOL CORP CL A 032095101 5310 140927 SH DEFINED 140927 - - APPLE INC COM 037833100 189 1020 SH SOLE 1020 - - ARCHER-DANIELS-MIDLAND CO COM 039483102 332 11370 SH SOLE 11370 - - ASIAINFO HOLDINGS INC COM 04518A104 2996 150000 SH SOLE 150000 - - AVALONBAY COMMUNITIES INC COM 053484101 579 7967 SH SOLE 7967 - - AVON PRODUCTS INC COM 054303102 5162 152000 SH DEFINED 152000 - - BAIDU INC - SPON ADR SPON ADR REP A 056752108 1017 2600 SH SOLE 2600 - - BANK OF AMERICA CORP COM 060505104 3858 228017 SH DEFINED 228017 - - BIOMED REALTY TRUST INC COM 09063H107 368 26700 SH SOLE 26700 - - BOSTON PROPERTIES INC COM 101121101 668 10189 SH SOLE 10189 - - BRISTOL MYERS-SQUIBB COM 110122108 29974 1331000 SH SOLE 1331000 - - CIGNA CORP COM 125509109 6142 218656 SH DEFINED 218656 - - CSX CORP COM 126408103 2572 61439 SH DEFINED 61439 - - CELGENE CORP COM 151020104 89 1590 SH SOLE 1590 - - CENTURYTEL INC COM 156700106 1491 44374 SH DEFINED 44374 - - CHARLES RIVER LABORATORIES COM 159864107 4242 114698 SH DEFINED 114698 - - CHESAPEAKE ENERGY CORP COM 165167107 5923 208569 SH DEFINED 208569 - - CHEVRON CORP COM 166764100 42913 609306 SH DEFINED 609306 - - CHUNGHWA TELECOM LTD-ADR SPON ADR 17133Q403 959 53140 SH DEFINED 29120 - 24020 CISCO SYSTEMS COM 17275R102 5180 220057 SH DEFINED 220057 - - COCA-COLA CO/THE COM 191216100 12346 229900 SH SOLE 229900 - - CONAGRA FOODS INC COM 205887102 39178 1807100 SH SOLE 1807100 - - CONSOLIDATED EDISON INC COM 209115104 24048 587400 SH SOLE 587400 - - CORNING INC. 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