-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AnIEwy2GknLlQBJIW+n8i4cgNkaugaLKAFh4Rp67sdeFRf2cLXkO4OkTASveeaZ0 WqP8RmpcA+gcJsVE90h4Dw== 0001435346-09-000012.txt : 20090807 0001435346-09-000012.hdr.sgml : 20090807 20090806191346 ACCESSION NUMBER: 0001435346-09-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090807 DATE AS OF CHANGE: 20090806 EFFECTIVENESS DATE: 20090807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 09993221 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 BUSINESS PHONE: 810362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 103-0027 13F-HR 1 dsbiform13f20090630.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 - ----------------------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: - ----------------------------------------------------- Name: Daiwa SB Investments Co., Ltd. Address: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO JAPAN 103-0027 Form 13F File Number: 28-13129 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: - ----------------------------------------------------------- Name: Toshiaki Kawai Title: Senior Managing Director Phone: 81-3-6205-0368 Signature, Place, and Date of Signing: /s/ Toshiaki Kawai Chiyoda-ku, Tokyo Japan August 6, 2009 - ------------------ ----------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NA Form 13F Information Table Entry Total: 149 Items Form 13F Information Table Value Total: $1,239,755 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name - ---- --------------- ---- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN6 COLUMN 7 COLUMN 8 ============= ============== ======== ========= ================ ========== ======== ================== VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DICRETION MANAGERS Sole Shared None ============== ============== ====== ========= ======= === ==== ========== ======== ===== ====== ===== TYCO INTERNATIONAL LTD SHS H89128104 2179 83874 SH DEFINED 83874 - - ACCENTURE LTD CL A G1150G111 5272 157558 SH DEFINED 157558 - - BUNGE LIMITED COM G16962105 45482 754888 SH DEFINED 754888 - - MARVELL TECHNOLOGY GROUP ORD G5876H105 104 8900 SH SOLE 8900 - - SINA CORP ORD G81477104 413 14000 SH SOLE 14000 - - ACE LTD SHS H0023R105 237 5350 SH SOLE 5350 - - TRANSOCEAN LTD REG SHS H8817H100 4736 63755 SH DEFINED 63755 - - AT&T INC COM 00206R102 28998 1167410 SH SOLE 1167410 - - AU OPTRONICS CORP SPONSORED ADR 002255107 1074 111000 SH DEFINED 78000 - 33000 ABBOTT LABORATORIES COM 002824100 32156 683590 SH SOLE 683590 - - ACTIVISION BLIZZARD INC COM 00507V109 140 11120 SH SOLE 11120 - - ADOBE SYSTEMS INC COM 00724F101 271 9560 SH SOLE 9560 - - AGRIUM INC COM 008916108 2902 72755 SH DEFINED 72755 - - AIR PRODUCTS & CHEMICALS INC COM 009158106 157 2430 SH SOLE 2430 - - ALEXANDRIA REAL ESTATE EQ COM 015271109 470 13146 SH SOLE 13146 - - ALLSTATE CORP COM 020002101 135 5540 SH SOLE 5540 - - ALTRIA GROUP INC COM 02209S103 20948 1278100 SH SOLE 1278100 - - AMERICAN CAMPUS COMMUNITIES COM 024835100 370 16675 SH SOLE 16675 - - AMERICAN ELECTRIC POWER INC COM 025537101 2159 74720 SH DEFINED 74720 - - AMERICAN TOWER CORP CL A 029912201 268 8500 SH SOLE 8500 - - AMPHENOL CORP CL A 032095101 5127 162028 SH DEFINED 162028 - - APPLE INC COM 037833100 140 980 SH SOLE 980 - - ARCHER-DANIELS-MIDLAND CO COM 039483102 33688 1258421 SH DEFINED 1258421 - - ASIAINFO HOLDINGS INC COM 04518A104 2582 150000 SH SOLE 150000 - - AVALONBAY COMMUNITIES INC COM 053484101 446 7967 SH SOLE 7967 - - BIOMED REALTY TRUST INC COM 09063H107 257 25100 SH SOLE 25100 - - BOSTON PROPERTIES INC COM 101121101 486 10189 SH SOLE 10189 - - BRISTOL MYERS-SQUIBB COM 110122108 35019 1724202 SH DEFINED 1724202 - - CIGNA CORP COM 125509109 5979 248174 SH DEFINED 248174 - - CELGENE CORP COM 151020104 76 1590 SH SOLE 1590 - - CENTURYTEL INC COM 156700106 1560 50827 SH DEFINED 50827 - - CHESAPEAKE ENERGY CORP COM 165167107 4612 232567 SH DEFINED 232567 - - CHEVRON CORP COM 166764100 6498 98086 SH DEFINED 98086 - - CHUNGHWA TELECOM LTD SPONSORED ADR 17133Q403 2130 107400 SH DEFINED 78400 - 29000 COCA-COLA CO COM 191216100 45312 944200 SH SOLE 944200 - - CONAGRA FOODS INC COM 205887102 39441 2069300 SH SOLE 2069300 - - CONSOLIDATED EDISON INC COM 209115104 31856 851300 SH SOLE 851300 - - CORNING INC COM 219350105 5768 359183 SH DEFINED 359183 - - CORPORATE OFFICE PROPERTIES SH BEN INT 22002T108 184 6263 SH SOLE 6263 - - COVANCE INC COM 222816100 283 5760 SH SOLE 5760 - - CUMMINS INC COM 231021106 3015 85615 SH DEFINED 85615 - - DR HORTON INC COM 23331A109 3882 414705 SH DEFINED 414705 - - DEERE & CO COM 244199105 22484 562800 SH SOLE 562800 - - DELL INC COM 24702R101 219 15930 SH SOLE 15930 - - DENBURY RESOURCES INC COM 247916208 132 8970 SH SOLE 8970 - - DIAMOND OFFSHORE DRILLING COM 25271C102 26244 316000 SH SOLE 316000 - - DIGITAL REALTY TRUST INC COM 253868103 497 13865 SH SOLE 13865 - - DOMINION RESOURCES INC/VA COM 25746U109 1005 30085 SH DEFINED 30085 - - DOUGLAS EMMETT INC COM 25960P109 285 31653 SH SOLE 31653 - - DUKE REALTY CORP COM 264411505 275 31381 SH SOLE 31381 - - EMERSON ELEC CO COM 291011104 4207 129834 SH DEFINED 129834 - - EQUITY RESIDENTIAL SH BEN INT 29476L107 155 6990 SH SOLE 6990 - - ESSEX PROPERTY TRUST INC COM 297178105 268 4301 SH SOLE 4301 - - EXPRESS SCRIPTS INC COM 302182100 3914 56926 SH DEFINED 56926 - - EXXON MOBIL CORPORATION COM 30231G102 3873 55394 SH DEFINED 55394 - - FMC TECHNOLOGIES INC COM 30249U101 2421 64412 SH DEFINED 64412 - - FPL GROUP INC COM 302571104 3243 57034 SH DEFINED 57034 - - FEDERAL REALTY INVS TRUST SH BEN INT 313747206 414 8030 SH SOLE 8030 - - FLOWSERVE CORP COM 34354P105 134 1920 SH SOLE 1920 - - FREEPORT-MCMORAN COPPER COM 35671D857 83 1652 SH SOLE 1652 - - GAP INC COM 364760108 473 28850 SH SOLE 28850 - - GILEAD SCIENCES INC COM 375558103 35 740 SH SOLE 740 - - GOLDMAN SACHS GROUP COM 38141G104 4339 29431 SH DEFINED 29431 - - GOOGLE INC CL A 38259P508 5694 13507 SH DEFINED 13507 - - HCP INC COM 40414L109 578 27279 SH SOLE 27279 - - HARSCO CORP COM 415864107 320 11290 SH SOLE 11290 - - HEALTH CARE REIT INC COM 42217K106 417 12220 SH SOLE 12220 - - HEALTH NET INC COM 42222G108 4048 260347 SH DEFINED 260347 - - HJ HEINZ CO COM 423074103 34837 975840 SH SOLE 975840 - - HOME DEPOT INC COM 437076102 23431 991590 SH SOLE 991590 - - HOME PROPERTIES INC COM 437306103 184 5400 SH SOLE 5400 - - HUDSON CITY BANCORP INC COM 443683107 304 22860 SH SOLE 22860 - - INTEL CORP COM 458140100 43186 2609420 SH SOLE 2609420 - - INTERCONTINENTALEXCHANGE INC COM 45865V100 4425 38735 SH DEFINED 38735 - - INTL BUSINESS MACHINES CORP COM 459200101 453 4340 SH SOLE 4340 - - INTERNATIONAL PAPER CO COM 460146103 2763 182632 SH DEFINED 182632 - - IRON MOUNTAIN INC COM 462846106 3171 110302 SH DEFINED 110302 - - JPMORGAN CHASE & CO COM 46625H100 29493 864643 SH DEFINED 864643 - - JOHNSON & JOHNSON COM 478160104 47978 844680 SH SOLE 844680 - - KIMBERLY CLARK CORP COM 494368103 24810 473200 SH SOLE 473200 - - LSI LOGIC CORP COM 502161102 252 55370 SH SOLE 55370 - - L-3 COMMUNICATIONS HOLDINGS COM 502424104 3004 43296 SH DEFINED 43296 - - LEGG MASON INC COM 524901105 4875 199979 SH DEFINED 199979 - - ELI LILLY & CO COM 532457108 30920 892600 SH SOLE 892600 - - LIMITED BRANDS INC COM 532716107 41532 3469697 SH DEFINED 3469697 - - MEMC ELECTRONIC MATERIALS COM 552715104 4823 270788 SH DEFINED 270788 - - MACERICH CO COM 554382101 6 356 SH SOLE 356 - - MARSH & MCLENNAN COS COM 571748102 152 7570 SH SOLE 7570 - - MCCORMICK & CO-NON VTG SHRS COM NON VTG 579780206 318 9790 SH SOLE 9790 - - MCDERMOTT INTL INC COM 580037109 1966 96798 SH DEFINED 96798 - - MCGRAW-HILL COMPANIES INC COM 580645109 47609 1581176 SH DEFINED 1581176 - - MERCK & CO INC COM 589331107 24560 878400 SH SOLE 878400 - - METLIFE INC COM 59156R108 23 770 SH SOLE 770 - - MICROSOFT CORP COM 594918104 5603 235721 SH DEFINED 235721 - - MICRON TECHNOLOGY INC COM 595112103 3666 724498 SH DEFINED 724498 - - MOLSON COORS BREWING CO CL B 60871R209 460 10870 SH SOLE 10870 - - MONSANTO CO COM 61166W101 33 440 SH SOLE 440 - - MORGAN STANLEY COM 617446448 41208 1445401 SH DEFINED 1445401 - - NII HOLDINGS INC CL B 62913F201 2557 134109 SH DEFINED 134109 - - NORTHROP GRUMMAN CORP COM 666807102 27230 596100 SH SOLE 596100 - - OCCIDENTAL PETROLIEUM COM 674599105 7725 117385 SH DEFINED 117385 - - OMEGA HEALTHCARE INVESTORS COM 681936100 248 16000 SH SOLE 16000 - - PNC FINANCIAL SERVICES GROUP COM 693475105 21877 563700 SH SOLE 563700 - - PPG INDUSTRIES INC COM 693506107 1642 37408 SH DEFINED 37408 - - PPL CORPORATION COM 69351T106 242 7350 SH SOLE 7350 - - PACTIV CORPORATION COM 695257105 2811 129537 SH DEFINED 129537 - - J.C. PENNEY CO INC COM 708160106 31483 1096600 SH SOLE 1096600 - - PEOPLES UNITED FINANCIAL COM 712704105 447 29630 SH SOLE 29630 - - PFIZER INC COM 717081103 38055 2537000 SH SOLE 2537000 - - PRAXAIR INC COM 74005P104 3796 53406 SH DEFINED 53406 - - T ROWE PRICE GROUP INC COM 74144T108 3833 91994 SH DEFINED 91994 - - PROCTER AND GAMBLE CO COM 742718109 31595 618300 SH SOLE 618300 - - PROGRESSIVE CORP COM 743315103 126 8330 SH SOLE 8330 - - PUBLIC STORAGE COM 74460D109 724 11050 SH SOLE 11050 - - PULTE HOMES INC COM 745867101 5346 605445 SH DEFINED 605445 - - QUALCOMM INC COM 747525103 129 2860 SH SOLE 2860 - - RANGE RESOURCES CORP COM 75281A109 3703 89423 SH DEFINED 89423 - - REGENCY CENTERS CORP COM 758849103 377 10787 SH SOLE 10787 - - SLM CORP COM 78442P106 21 2020 SH SOLE 2020 - - SALESFORCE.COM INC COM 79466L302 132 3450 SH SOLE 3450 - - SANDISK CORP COM 80004C101 213 14500 SH SOLE 14500 - - SARA LEE CORP COM 803111103 26817 2747600 SH SOLE 2747600 - - SCHLUMBERGER LTD COM 806857108 210 3890 SH SOLE 3890 - - SEMPRA ENERGY COM 816851109 151 3040 SH SOLE 3040 - - SIMON PROPERTY GROUP INC COM 828806109 1128 21924 SH SOLE 21924 - - SMITH INTERNATIONAL INC COM 832110100 2972 115408 SH DEFINED 115408 - - SOUTHERN COPPER CORP COM 84265V105 19849 971100 SH SOLE 971100 - - STATE STREET CORPORATION COM 857477103 4447 94207 SH DEFINED 94207 - - STERICYCLE INC COM 858912108 1882 36526 SH DEFINED 36526 - - SYMANTEC CORP COM 871503108 288 18480 SH SOLE 18480 - - TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 1466 156088 SH DEFINED 111862 - 44226 TANGER FACTORY OUTLET CENTER COM 875465106 317 9775 SH SOLE 9775 - - TAUBMAN CENTERS INC COM 876664103 213 7925 SH SOLE 7925 - - THERMO FISHER SCIENTIFIC INC COM 883556102 347 8520 SH SOLE 8520 - - TORCHMARK CORP COM 891027104 176 4740 SH SOLE 4740 - - US BANCORP COM 902973304 29167 1627600 SH SOLE 1627600 - - ULTRA PETROLEUM CORP COM 903914109 1884 48312 SH DEFINED 48312 - - UNITED PARCEL SERVICE CL B 911312106 2338 46775 SH DEFINED 46775 - - UNITED TECHNOLOGIES CORP COM 913017109 4725 90942 SH DEFINED 90942 - - VENTAS INC COM 92276F100 330 11066 SH SOLE 11066 - - VERIZON COMMUNICATIO COM 92343V104 32257 1049700 SH SOLE 1049700 - - VORNADO REALTY TRUST SH BEN INT 929042109 786 17444 SH SOLE 17444 - - WAL-MART STORES INC COM 931142103 570 11760 SH SOLE 11760 - - WALGREEN CO COM 931422109 2313 78674 SH DEFINED 78674 - - WELLPOINT INC COM 94973V107 5286 103879 SH DEFINED 103879 - - WELLS FARGO & CO COM 949746101 330 13590 SH SOLE 13590 - - WHOLE FOODS MARKET INC COM 966837106 3915 206264 SH DEFINED 206264 - - XILINX INC COM 983919101 359 17560 SH SOLE 17560 - - YUM! BRANDS INC COM 988498101 22307 669080 SH SOLE 669080 - -
-----END PRIVACY-ENHANCED MESSAGE-----