-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UxdWoExbT0/Q5IVfRM5dpaNZoJjsyvVPN2jpcX4N1OX4onwzKhhQcwI9l0SaMudh Es2wHAUdwui51c6rmeYu9Q== 0001221073-09-000035.txt : 20090807 0001221073-09-000035.hdr.sgml : 20090807 20090807111309 ACCESSION NUMBER: 0001221073-09-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090807 DATE AS OF CHANGE: 20090807 EFFECTIVENESS DATE: 20090807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Back Bay Financial Group, Inc. CENTRAL INDEX KEY: 0001435256 IRS NUMBER: 043330850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13127 FILM NUMBER: 09994027 BUSINESS ADDRESS: STREET 1: 535 BOYLSTON STREET STREET 2: SUITE 300 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 247-0518 MAIL ADDRESS: STREET 1: 535 BOYLSTON STREET STREET 2: SUITE 300 CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 bbay2q09.txt BACK BAY FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Back Bay Financial Group, Inc. Address: 535 Boylston Street, Suite 300 Boston, MA 02116 13F File Number: 028-13127 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Siefert Title: President Phone: 617-247-0518 Signature, Place, and Date of Signing: /s/ Robert Siefert Boston, MA July 30, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 19 Form13F Information Table Value Total: $59,772 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AUTOMATIC DATA PROCESSING IN COM 053015103 277 7828 SH SOLE 7828 0 0 COLGATE PALMOLIVE CO COM 194162103 219 3090 SH SOLE 3090 0 0 CRA INTL INC COM 12618T105 976 35166 SH SOLE 35166 0 0 EXXON MOBIL CORP COM 30231G102 265 3790 SH SOLE 3790 0 0 IDENIX PHARMACEUTICALS INC COM 45166R204 55 15000 SH SOLE 15000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 324 3104 SH SOLE 3104 0 0 ISHARES TR S&P MIDCAP 400 464287507 12338 213493 SH SOLE 213493 0 0 ISHARES TR BARCLYS TIPS BD 464287176 1853 18230 SH SOLE 18230 0 0 ISHARES TR MSCI SMALL CAP 464288273 767 25576 SH SOLE 25576 0 0 ISHARES TR S&P 500 INDEX 464287200 4326 46842 SH SOLE 46842 0 0 ISHARES TR MSCI EMERG MKT 464287234 727 22556 SH SOLE 22556 0 0 ISHARES TR RUSSELL1000VAL 464287598 241 5068 SH SOLE 5068 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 6685 63542 SH SOLE 63542 0 0 SPDR SERIES TRUST BRCLYS SHRT ETF 78464A425 5415 228475 SH SOLE 228475 0 0 SPDR TR UNIT SER 1 78462F103 1510 16417 SH SOLE 16417 0 0 UNITED PARCEL SERVICE INC CL B 911312106 532 10641 SH SOLE 10641 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4502 104442 SH SOLE 104442 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 3479 109320 SH SOLE 109320 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 15281 385488 SH SOLE 385488 0 0
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