-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AW1ysgtJnRkueQ+xbRJat4ICqlJMTz9giOuQIbmf1YF2iEu0NjisqLxwAC9H87y3 rKanxgVX+47EoVlJxSjzJQ== 0001221073-08-000017.txt : 20080527 0001221073-08-000017.hdr.sgml : 20080526 20080527141741 ACCESSION NUMBER: 0001221073-08-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 EFFECTIVENESS DATE: 20080527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Back Bay Financial Group, Inc. CENTRAL INDEX KEY: 0001435256 IRS NUMBER: 043330850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13127 FILM NUMBER: 08860296 BUSINESS ADDRESS: STREET 1: 745 BOYLSTON STREET STREET 2: SUITE 503 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 247-0518 MAIL ADDRESS: STREET 1: 745 BOYLSTON STREET STREET 2: SUITE 503 CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 bbay4q07.txt BACK BAY FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Back Bay Financial Group, Inc. Address: 745 Boylston Street, Suite 503 Boston, MA 02116 13F File Number: 28-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Siefert Title: President Phone: 617-247-0518 Signature, Place, and Date of Signing: /s/ Robert Siefert Boston, MA May 23, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 37 Form13F Information Table Value Total: $106,418 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIR PRODS & CHEMS INC COM 009158106 201 2033 SH SOLE 2033 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 243 3966 SH SOLE 3966 0 0 AT&T INC COM 00206R102 219 5263 SH SOLE 5263 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 355 7978 SH SOLE 7978 0 0 BARCLAYS BK PLC DJAIG CMDTY 36 06738C778 15213 270538 SH SOLE 270538 0 0 BP PLC SPONSORED ADR 055622104 262 3581 SH SOLE 3581 0 0 CHEVRON CORP NEW COM 166764100 267 2870 SH SOLE 2870 0 0 COLGATE PALMOLIVE CO COM 194162103 295 3790 SH SOLE 3790 0 0 CRA INTL INC COM 12618T105 1798 37770 SH SOLE 37770 0 0 EXXON MOBIL CORP COM 30231G102 721 7695 SH SOLE 7695 0 0 GENERAL AMERN INVS INC COM 368802104 202 5822 SH SOLE 5822 0 0 GENERAL ELECTRIC CO COM 369604103 417 11247 SH SOLE 11247 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 291 2688 SH SOLE 2688 0 0 ISHARES TR RUSSELL MCP VL 464287473 8940 63378 SH SOLE 63378 0 0 ISHARES TR DJ SEL DIV INX 464287168 1435 22245 SH SOLE 22245 0 0 ISHARES TR LEHMAN 3-7 YR 464288661 353 3350 SH SOLE 3350 0 0 ISHARES TR LEHMAN AGG BND 464287226 5575 55103 SH SOLE 55103 0 0 ISHARES TR US TIPS BD FD 464287176 3896 36827 SH SOLE 36827 0 0 ISHARES TR S&P 500 INDEX 464287200 10901 74286 SH SOLE 74286 0 0 ISHARES TR S&P MIDCAP 400 464287507 17418 205066 SH SOLE 205066 0 0 ISHARES TR S&P SMLCAP 600 464287804 6309 97036 SH SOLE 97036 0 0 ISHARES TR RUSSELL1000VAL 464287598 16330 203495 SH SOLE 203495 0 0 ISHARES TR MSCI EAFE IDX 464287465 439 5598 SH SOLE 5598 0 0 JOHNSON & JOHNSON COM 478160104 264 3951 SH SOLE 3951 0 0 LEUCADIA NATL CORP COM 527288104 231 4898 SH SOLE 4898 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 3817 24607 SH SOLE 24607 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 315 4096 SH SOLE 4096 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 230 2000 SH SOLE 2000 0 0 PFIZER INC COM 717081103 223 9794 SH SOLE 9794 0 0 PROCTER & GAMBLE CO COM 742718109 305 4156 SH SOLE 4156 0 0 SPDR SERIES TRUST DJWS REIT ETF 78464A607 3145 45378 SH SOLE 45378 0 0 SPDR TR UNIT SER 1 78462F103 1103 7547 SH SOLE 7547 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1084 15333 SH SOLE 15333 0 0 UNITED TECHNOLOGIES CORP COM 913017109 334 4360 SH SOLE 4360 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1711 25776 SH SOLE 25776 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 842 15854 SH SOLE 15854 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 333 4890 SH SOLE 4890 0 0
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