0001493152-17-002151.txt : 20170306 0001493152-17-002151.hdr.sgml : 20170306 20170306162112 ACCESSION NUMBER: 0001493152-17-002151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20170306 DATE AS OF CHANGE: 20170306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CEMTREX INC CENTRAL INDEX KEY: 0001435064 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 19 ENGINEERS LANE CITY: FARMINDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 631 756 9116 MAIL ADDRESS: STREET 1: 19 ENGINEERS LANE CITY: FARMINDALE STATE: NY ZIP: 11735 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOVIL SAAGAR CENTRAL INDEX KEY: 0001516102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37464 FILM NUMBER: 17668137 MAIL ADDRESS: STREET 1: 19 ENGINEERS LANE CITY: FARMINGDALE STATE: NY ZIP: 11735 4 1 form4.xml X0306 4 2013-02-28 0 0001435064 CEMTREX INC CETX 0001516102 GOVIL SAAGAR 19 ENGINEERS LANE FARMINGDALE NY 11735 0 1 0 0 Chairman, CEO and President Common Stock 2013-02-28 4 P 0 1667 0.77 A 1339555 D Common Stock 2014-06-25 4 P 0 350 5.96 A 1339905 D Common Stock 2015-04-07 4 P 0 17 2.85 A 1339922 D Common Stock 2015-05-12 4 P 0 50 3.90 A 1339972 D Common Stock 2017-02-27 4 P 0 1000 3.80 A 1340972 D Common Stock 2017-02-28 4 P 0 1000 3.71 A 1341.972 D Common Stock 2017-02-28 4 P 0 3000 3.72 A 1344972 D Common Stock 2017-02-28 4 P 0 1000 3.70 A 1345972 D Common Stock Options 1.70 2016-02-12 4 A 0 200000 1.70 A 2022-02-12 Common Stock 200000 200000 D Common Stock Options 4.24 2016-12-05 4 A 0 200000 4.24 A 2022-12-05 Common Stock 200000 200000 D Options vest 50% one year from date of grant and remaining 50% two years from date of grant. On April 15, 2015 a 6 for 1 reverse stock split was made effective for Cemtrex, Inc. common stock. All share amounts and per share pricing have been adjusted to reflect this reverse stock split. /s/ Saagar Govil 2017-03-06