0001085146-11-000862.txt : 20110811
0001085146-11-000862.hdr.sgml : 20110811
20110810214615
ACCESSION NUMBER: 0001085146-11-000862
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110810
EFFECTIVENESS DATE: 20110811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gerry Farber, LLC
CENTRAL INDEX KEY: 0001434767
IRS NUMBER: 261201259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13069
FILM NUMBER: 111025809
BUSINESS ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2127521538
MAIL ADDRESS:
STREET 1: 767 THIRD AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
gf2q2011r.txt
GERRY FARBER LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gerry Farber, LLC
Address: 767 Third Avenue, 15th Floor
New York, NY 10017
13F File Number: 028-13069
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patty Nelson
Title: Director of Operations
Phone: (212) 752-1538
Signature, Place, and Date of Signing:
/s/ Patty Nelson New York, NY August 10, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 100
Form 13F Information Table Value Total: $142,204 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
99 CENTS ONLY STORES COM 65440K106 1822 90000 SH' SOLE 90000 0 0
ABERCROMBIE & FITCH CO CL A 002896207 950 14200 SH SOLE 14200 0 0
AKORN INC COM 009728106 963 137500 SH SOLE 137500 0 0
ALCATEL-LUCENT SPONSORED ADR 013904305 721 125000 SH SOLE 125000 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 1396 22000 SH SOLE 22000 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 290 30000 SH CALL SOLE 30000 0 0
AMERIGON INC COM 03070L300 174 10000 SH SOLE 10000 0 0
ARIBA INC COM NEW 04033V203 982 28500 SH SOLE 28500 0 0
ARM HLDGS PLC SPONSORED ADR 042068106 895 31500 SH SOLE 31500 0 0
ASCENA RETAIL GROUP INC COM 04351G101 511 15000 SH SOLE 15000 0 0
ATMEL CORP COM 049513104 879 62500 SH SOLE 62500 0 0
AVI BIOPHARMA INC COM 002346104 736 515000 SH SOLE 515000 0 0
BAXTER INTL INC COM 071813109 1850 31000 SH SOLE 31000 0 0
BED BATH & BEYOND INC COM 075896100 1547 26500 SH SOLE 26500 0 0
CARPENTER TECHNOLOGY CORP COM 144285103 952 16500 SH SOLE 16500 0 0
CARPENTER TECHNOLOGY CORP COM 144285103 513 35000 SH CALL SOLE 35000 0 0
CELANESE CORP DEL COM SER A 150870103 1493 28000 SH SOLE 28000 0 0
CEVA INC COM 157210105 722 23700 SH SOLE 23700 0 0
CHARMING SHOPPES INC COM 161133103 915 220000 SH SOLE 220000 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 2542 44720 SH SOLE 44720 0 0
CHESAPEAKE ENERGY CORP COM 165167107 2856 96200 SH SOLE 96200 0 0
CITRIX SYS INC COM 177376100 3344 41800 SH SOLE 41800 0 0
COINSTAR INC COM 19259P300 3054 56000 SH SOLE 56000 0 0
CONTINENTAL RESOURCES INC COM 212015101 909 14000 SH SOLE 14000 0 0
CREE INC COM 225447101 493 156000 SH PUT SOLE 156000 0 0
DANAHER CORP DEL COM 235851102 1113 21000 SH SOLE 21000 0 0
DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 1919 52500 SH SOLE 52500 0 0
DOLLAR TREE INC COM 256746108 966 14500 SH SOLE 14500 0 0
DSW INC CL A 23334L102 1822 36000 SH SOLE 36000 0 0
ENERGY PARTNERS LTD COM NEW 29270U303 889 60000 SH SOLE 60000 0 0
EV ENERGY PARTNERS LP COM UNITS 26926V107 459 8600 SH SOLE 8600 0 0
F5 NETWORKS INC COM 315616102 3638 33000 SH SOLE 33000 0 0
FINISH LINE INC CL A 317923100 1958 91500 SH SOLE 91500 0 0
FOOT LOCKER INC COM 344849104 1723 72500 SH SOLE 72500 0 0
FOREST OIL CORP COM PAR $0.01 346091705 507 19000 SH SOLE 19000 0 0
GOODRICH CORP COM 382388106 1070 11200 SH SOLE 11200 0 0
GRACE W R & CO DEL NEW COM 38388F108 1962 43000 SH SOLE 43000 0 0
GRACE W R & CO DEL NEW COM 38388F108 2 43000 SH PUT SOLE 43000 0 0
HEALTH NET INC COM 42222G108 882 27500 SH SOLE 27500 0 0
HESS CORP COM 42809H107 1869 25000 SH SOLE 25000 0 0
HONEYWELL INTL INC COM 438516106 894 15000 SH SOLE 15000 0 0
ISHARES TR RUSSELL 2000 464287655 49 348000 SH PUT SOLE 348000 0 0
JOS A BANK CLOTHIERS INC COM 480838101 950 19000 SH SOLE 19000 0 0
JUNIPER NETWORKS INC COM 48203R104 1890 60000 SH SOLE 60000 0 0
KEYNOTE SYS INC COM 493308100 926 42800 SH SOLE 42800 0 0
KODIAK OIL & GAS CORP COM 50015Q100 1189 206100 SH SOLE 206100 0 0
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 2633 35000 SH SOLE 35000 0 0
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 2 15000 SH CALL SOLE 15000 0 0
LINN ENERGY LLC UNIT LTD LIAB 536020100 1856 47500 SH SOLE 47500 0 0
MAKO SURGICAL CORP COM 560879108 1457 49000 SH SOLE 49000 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 923 62500 SH SOLE 62500 0 0
MCKESSON CORP COM 58155Q103 962 11500 SH SOLE 11500 0 0
MENS WEARHOUSE INC COM 587118100 2292 68000 SH SOLE 68000 0 0
NETSUITE INC COM 64118Q107 2352 60000 SH SOLE 60000 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 468 4500 SH SOLE 4500 0 0
OMNICARE INC COM 681904108 893 28000 SH SOLE 28000 0 0
ORACLE CORP COM 68389X105 1794 54500 SH SOLE 54500 0 0
ORACLE CORP COM 68389X105 293 100000 SH CALL SOLE 100000 0 0
OWENS ILL INC COM NEW 690768403 1549 60000 SH SOLE 60000 0 0
PETROHAWK ENERGY CORP COM 716495106 900 36500 SH SOLE 36500 0 0
PETSMART INC COM 716768106 907 20000 SH SOLE 20000 0 0
PFIZER INC COM 717081103 1854 90000 SH SOLE 90000 0 0
PIONEER NAT RES CO COM 723787107 1791 20000 SH SOLE 20000 0 0
PLAINS EXPL& PRODTN CO COM 726505100 1849 48500 SH SOLE 48500 0 0
POLYCOM INC COM 73172K104 3003 46700 SH SOLE 46700 0 0
POLYPORE INTL INC COM 73179V103 475 7000 SH SOLE 7000 0 0
POOL CORPORATION COM 73278L105 2537 85100 SH SOLE 85100 0 0
PRECISION CASTPARTS CORP COM 740189105 2470 15000 SH SOLE 15000 0 0
QUALCOMM INC COM 747525103 909 16000 SH SOLE 16000 0 0
RACKSPACE HOSTING INC COM 750086100 470 11000 SH SOLE 11000 0 0
RIGHTNOW TECHNOLOGIES INC COM 76657R106 1377 42500 SH SOLE 42500 0 0
RIVERBED TECHNOLOGY INC COM 768573107 3425 86500 SH SOLE 86500 0 0
ROCKWOOD HLDGS INC COM 774415103 2765 50000 SH SOLE 50000 0 0
RYDER SYS INC COM 783549108 1990 35000 SH SOLE 35000 0 0
SALESFORCE COM INC COM 79466L302 894 6000 SH SOLE 6000 0 0
SANDRIDGE ENERGY INC COM 80007P307 1786 167500 SH SOLE 167500 0 0
SANOFI RIGHT 12/31/2020 80105N113 892 370000 SH SOLE 370000 0 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 1809 37000 SH SOLE 37000 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 1406 87000 SH SOLE 87000 0 0
SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 3125 83000 SH SOLE 83000 0 0
SHOE CARNIVAL INC COM 824889109 684 22700 SH SOLE 22700 0 0
SHORETEL INC COM 825211105 689 67500 SH SOLE 67500 0 0
SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 2128 35000 SH SOLE 35000 0 0
SOLUTIA INC COM NEW 834376501 1828 80000 SH SOLE 80000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 137 490000 SH PUT SOLE 490000 0 0
SUCCESSFACTORS INC COM 864596101 1617 55000 SH SOLE 55000 0 0
TALEO CORP CL A 87424N104 1111 30000 SH SOLE 30000 0 0
TEMPUR PEDIC INTL INC COM 88023U101 2102 31000 SH SOLE 31000 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 2737 42500 SH SOLE 42500 0 0
TIMKEN CO COM 887389104 2268 45000 SH SOLE 45000 0 0
TYCO INTERNATIONAL LTD SHS H89128104 1903 38500 SH SOLE 38500 0 0
VELTI PLC ST HELIER SHS G93285107 1226 72500 SH SOLE 72500 0 0
VERIFONE SYS INC COM 92342Y109 1849 41700 SH SOLE 41700 0 0
VERTEX PHARMACEUTICALS INC COM 92532F100 1960 37700 SH SOLE 37700 0 0
VIRNETX HLDG CORP COM 92823T108 1751 190000 SH CALL SOLE 190000 0 0
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1825 68300 SH SOLE 68300 0 0
WABCO HLDGS INC COM 92927K102 2762 40000 SH SOLE 40000 0 0
WABTEC CORP COM 929740108 532 8100 SH SOLE 8100 0 0
WIDEPOINT CORP COM 967590100 340 405000 SH SOLE 405000 0 0
ZIOPHARM ONCOLOGY INC COM 98973P101 461 75283 SH SOLE 75283 0 0