-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RmKCRo4emy4Xtmpl9S57yUgR4Tte+DchN8EuJcmTMd+7R7NgTCKW8JiSQv9Jjpmf blc+Jq6X9+K5Omv4LYvDtA== 0000950005-10-000092.txt : 20100216 0000950005-10-000092.hdr.sgml : 20100215 20100216164503 ACCESSION NUMBER: 0000950005-10-000092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Leonetti & Associates, LLC CENTRAL INDEX KEY: 0001434689 IRS NUMBER: 262027056 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13075 FILM NUMBER: 10608865 BUSINESS ADDRESS: STREET 1: 1130 LAKE COOK ROAD, SUITE 300 CITY: BUFFALO GROVE STATE: IL ZIP: 60089-1976 BUSINESS PHONE: 847-520-0099 MAIL ADDRESS: STREET 1: 1130 LAKE COOK ROAD, SUITE 300 CITY: BUFFALO GROVE STATE: IL ZIP: 60089-1976 13F-HR 1 e10036_form13f-hr.txt FORM 13F/HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Leonetti & Associates, LLC Address: 1130 Lake Cook Road, Suite 300 Buffalo Grove, IL 60089-1976 Form 13F File Number: 028-13075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael E. Leonetti Title: CEO Phone: (847) 520-0999 Signature, Place, and Date of Signing: Michael E. Leonetti Buffalo Grove, IL 02/10/2010 - ------------------- ----------------- ---------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $141,057 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Leonetti & Associates, LLC FORM 13F INFORMATION TABLE AS OF 12/31/2009
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------- ---------- ------ -------- -------- --- ---- ------- -------- ------ ------ ---- Annaly Capital Mgmt COM 035710409 1546 89100 SH Sole 89100 Apple Inc COM 037833100 8070 38295 SH Sole 38295 Best Buy Inc COM 086516101 3354 85000 SH Sole 85000 CBS Corp CL B 124857202 1765 125600 SH Sole 125600 Collective Brands Inc COM 19421w100 820 36000 SH Sole 36000 Duoyuan Global Wtr Inc SPONSORED ADR 266043108 626 17500 SH Sole 17500 Hawaiian Electric Indus Inc COM 419870100 362 17300 SH Sole 17300 IBM Corp COM 459200101 6061 46300 SH Sole 46300 Market Vectors Gold Miners GOLD 57060u100 7784 168444 SH Sole 168444 Morgan Stanley COM 617446448 1933 65300 SH Sole 65300 Oil & Gas Expl Prod SPDR S&P OILGAS EXP 78464A730 7098 172250 SH Sole 172250 Petroleo Brasileiro Sa Petro SPONSORED ADR 71654v408 5016 105200 SH Sole 105200 Powershares QQQ Tr DYNAMIC MKT PT 73935a104 8164 178450 SH Sole 178450 Prologis SH BEN INT 743410102 2010 146800 SH Sole 146800 S&P 500 SPDR UNIT SER 1 78462F103 17368 155850 SH Sole 155850 S&P MidCap 400 SPDR UNIT SER 1 78467y107 10674 81025 SH Sole 81025 Sempra Energy COM 816851109 1422 25400 SH Sole 25400 Spdr Gold Trust GOLD SHS 78463v107 7194 67038 SH Sole 67038 Technology SPDR SBI INT-TECH 81369Y803 2662 116100 SH Sole 116100 Vale SA ADR ADR 91912e105 3019 104000 SH Sole 104000 Vanguard Total Stock Mkt Indx STK MRK VIPERS 922908769 817 14500 SH Sole 14500 Waste Connections Inc COM 941053100 3356 100650 SH Sole 100650 iShares MSCI Emerging Mkts MSCI EMERG MKT 464287234 10810 260480 SH Sole 260480 iShares S&P 600 Index S&P SMLCAP 600 464287804 6545 119600 SH Sole 119600 iShares Brclys 1-3 Yr Credit B BARCLYS 1-3YR CR464288646 1897 18250 SH Sole 18250 iShares Brclys Aggregate Bd Fd BARCLYS US AGG B464287226 9070 87900 SH Sole 87900 iShares Brclys TIPS Bond Fd BARCLYS TIPS BD 464287176 7725 74350 SH Sole 74350 iShares High Yield Corp Bond F HIGH YLD CORP 464288513 3890 44290 SH Sole 44290 REPORT SUMMARY 28 DATA RECORDS 141057 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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