-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RnPenFcpzOypu0nrAujl8dJroO1NxRDJKMx4gb1kyUyQ1F515Ib+l4RkZzGEaYSw W4/QGcwK44QX1AmJcjTF0g== 0000950005-09-000336.txt : 20091112 0000950005-09-000336.hdr.sgml : 20091111 20091112152817 ACCESSION NUMBER: 0000950005-09-000336 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Leonetti & Associates, LLC CENTRAL INDEX KEY: 0001434689 IRS NUMBER: 262027056 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13075 FILM NUMBER: 091176801 BUSINESS ADDRESS: STREET 1: 1130 LAKE COOK ROAD, SUITE 300 CITY: BUFFALO GROVE STATE: IL ZIP: 60089-1976 BUSINESS PHONE: 847-520-0099 MAIL ADDRESS: STREET 1: 1130 LAKE COOK ROAD, SUITE 300 CITY: BUFFALO GROVE STATE: IL ZIP: 60089-1976 13F-HR 1 p20694_form13f-hr.txt FORM 13F/HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/09 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Leonetti & Associates, LLC Address: 1130 Lake Cook Road, Suite 300 Buffalo Grove, IL 60089-1976 Form 13F File Number: 028-13075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael E. Leonetti Title: CEO Phone: (847) 520-0999 Signature, Place, and Date of Signing: Michael E. Leonetti Buffalo Grove, IL 11/12/09 - ------------------- ----------------- -------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $136,810 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Leonetti & Associates, LLC FORM 13F INFORMATION TABLE AS OF 09/30/09
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------- ---------- ------ -------- -------- --- ---- ------- -------- ------ ------ ---- Apple Inc COM 037833100 7025 37900 SH Sole 37900 Collective Brands Inc COM 19421w100 678 39100 SH Sole 39100 CurrencyShares Euro Dollar EURO SHS 23130c108 3531 24150 SH Sole 24150 CurrencyShares Swiss Franc SWISS FRANC SH 23129v109 1553 16150 SH Sole 16150 IBM Corp COM 459200101 5753 48100 SH Sole 48100 Intel Corp COM 458140100 2027 103600 SH Sole 103600 Market Vectors Gold Miners GOLD 57060u100 7561 166937 SH Sole 166937 Midcap Spdr Tr Ut Ser 1 UNIT SER 1 595635103 9567 76375 SH Sole 76375 Nvidia Corp COM 67066g104 1664 110700 SH Sole 110700 Oil & Gas Expl Prod SPDR S&P OILGAS EXP 78464A730 6522 168700 SH Sole 168700 P F Chang's China Bistro Inc COM 69333y108 649 19100 SH Sole 19100 Petroleo Brasileiro Sa Petro SPONSORED ADR 71654v408 4737 103200 SH Sole 103200 Powershares QQQ Tr DYNAMIC MKT PT 73935a104 7187 170100 SH Sole 170100 Prologis SH BEN INT 743410102 1662 139400 SH Sole 139400 Spdr Gold Trust GOLD SHS 78463v107 6530 66060 SH Sole 66060 Spdr Tr Unit Ser 1 UNIT SER 1 78462F103 16678 157950 SH Sole 157950 SunTrust Banks Inc COM 867914103 2528 112100 SH Sole 112100 Technology SPDR SBI INT-TECH 81369Y803 2350 112600 SH Sole 112600 Vale SA ADR ADR 91912e105 2348 101500 SH Sole 101500 Waste Connections Inc COM 941053100 2808 97300 SH Sole 97300 Yahoo Inc COM 984332106 1838 103200 SH Sole 103200 Zions Bancorp COM 989701107 2248 125100 SH Sole 125100 iShares Brclys 1-3 Yr Credit B BARCLYS1-3YR CR 464288646 1519 14550 SH Sole 14550 iShares Brclys Aggregate Bd Fd BARCLYS US AGG B 464287226 7963 75900 SH Sole 75900 iShares Brclys TIPS Bond Fd BARCLYS TIPS BD 464287176 6451 62700 SH Sole 62700 iShares High Yield Corp Bond F HIGH YLD CORP 464288513 3419 39600 SH Sole 39600 iShares MSCI Emerging Mkts MSCI EMERG MKT 464287234 9861 253430 SH Sole 253430 iShares Russell 2000 RUSSELL 2000 464287655 10153 168550 SH Sole 168550 REPORT SUMMARY 28 DATA RECORDS 136810 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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