0001085146-12-001469.txt : 20121114
0001085146-12-001469.hdr.sgml : 20121114
20121114145530
ACCESSION NUMBER: 0001085146-12-001469
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Loeb Offshore Management LP
CENTRAL INDEX KEY: 0001434467
IRS NUMBER: 132870509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13176
FILM NUMBER: 121203634
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY, 24TH FLOOR
CITY: NEW YORK,
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-483-7070
MAIL ADDRESS:
STREET 1: 61 BROADWAY, 24TH FLOOR
CITY: NEW YORK,
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: Loeb Offshore Management, LLC
DATE OF NAME CHANGE: 20080506
13F-HR
1
loeboffshore3q2012.txt
LOEB OFFSHORE MANAGEMENT LP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Loeb Offshore Management LP
Address: 61 Broadway
New York, NY 10006
13F File Number: 028-13176
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David S. Hampson
Title: Senior Vice President
Phone: 212-483-7086
Signature, Place, and Date of Signing:
/s/ David S. Hampson New York, NY November 14, 2012
AS OF JANUARY 1, 2012, THE PRIMARY FUND MANAGED BY LOEB ARBITRAGE
MANAGEMENT LP ("LAM") INVESTED VIRTUALLY ALL OF ITS ASSETS INTO A
MASTER FUND MANAGED BY LOEB OFFSHORE MANAGEMENT LP ("LOM"). AS A
RESULT, LOM WILL NOW FILE THE FORM 13F-HR AND LAM WILL NOTICE FILE
USING FORM 13F-NT.
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 136
Form 13F Information Table Value Total: $268,506 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-06940 Loeb Arbitrage Management LP
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AMARIN CORP PLC SPONS ADR NEW 023111206 1271 330000 SH CALL DEFINED 0 330000 0
AMARIN CORP PLC SPONS ADR NEW 023111206 1294 102888 SH DEFINED 0 102888 0
AMERIGROUP CORP COM 03073T102 5120 56000 SH DEFINED 0 56000 0
APPLE INC COM 037833100 13153 19716 SH DEFINED 0 19716 0
ARIBA INC COM NEW 04033V203 4032 90000 SH DEFINED 0 90000 0
AUSTRALIA ACQUISITION CORP SHS G06368107 3856 386372 SH DEFINED 0 386372 0
BANCTRUST FINANCIAL GP COM 05978R107 433 145172 SH DEFINED 0 145172 0
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 4574 4200 SH DEFINED 0 4200 0
BEACON FED BANCORP INC COM 073582108 5344 259928 SH DEFINED 0 259928 0
BEST BUY INC COM 086516101 602 35000 SH DEFINED 0 35000 0
BRIGHTPOINT INC COM NEW 109473405 1663 185419 SH DEFINED 0 185419 0
BRISTOL MYERS SQUIBB CO COM 110122108 2435 72159 SH DEFINED 0 72159 0
CAPITALSOURCE INC COM 14055X102 1175 155000 SH DEFINED 0 155000 0
CARDINAL FINL CORP COM 14149F109 501 35000 SH DEFINED 0 35000 0
CARROLS RESTAURANT GROUP INC COM 14574X104 695 120637 SH DEFINED 0 120637 0
CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 1647 1750000 PRN DEFINED 0 1750000 0
CH ENERGY GROUP INC COM 12541M102 3130 48000 SH DEFINED 0 48000 0
CHINA TRANSINFO TECHNLGY COR COM 169453107 400 69618 SH DEFINED 0 69618 0
CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 873 1000000 PRN DEFINED 0 1000000 0
CHRISTOPHER & BANKS CORP COM 171046105 228 65000 SH DEFINED 0 65000 0
CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 2129 110000 SH DEFINED 0 110000 0
CITIZENS SOUTH BKG CP DEL COM 176682102 735 105057 SH DEFINED 0 105057 0
CNH GLOBAL N V SHS NEW N20935206 4265 110000 SH DEFINED 0 110000 0
COLLECTIVE BRANDS INC COM 19421W100 3869 178200 SH DEFINED 0 178200 0
COMPLETE GENOMICS INC COM 20454K104 142 45866 SH DEFINED 0 45866 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 2368 385000 SH DEFINED 0 385000 0
CONOCOPHILLIPS COM 20825C104 2896 50639 SH DEFINED 0 50639 0
CONSOLIDATED COMM HLDGS INC COM 209034107 1203 70000 SH DEFINED 0 70000 0
COOPER INDUSTRIES PLC SHS G24140108 9007 120000 SH DEFINED 0 120000 0
CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1918 80000 SH DEFINED 0 80000 0
CORRECTIONS CORP AMER NEW COM NEW 22025Y407 4978 148816 SH DEFINED 0 148816 0
COVENTRY HEALTH CARE INC COM 222862104 3256 78100 SH DEFINED 0 78100 0
DELTEK INC COM 24784L105 1559 119750 SH DEFINED 0 119750 0
DIGITALGLOBE INC COM NEW 25389M877 489 24000 SH DEFINED 0 24000 0
DITECH NETWORKS INC COM 25500T108 1267 892280 SH DEFINED 0 892280 0
DOLE FOOD CO INC NEW COM 256603101 2700 192477 SH DEFINED 0 192477 0
DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 6547 75311 SH DEFINED 0 75311 0
EINSTEIN NOAH REST GROUP INC COM 28257U104 4220 238555 SH DEFINED 0 238555 0
EQUAL ENERGY LTD COM 29390Q109 379 110000 SH DEFINED 0 110000 0
FINANCIAL INSTNS INC COM 317585404 791 42452 SH DEFINED 0 42452 0
FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 14694 2111240 SH DEFINED 0 2111240 0
FIRSTMERIT CORP COM 337915102 552 37500 SH DEFINED 0 37500 0
FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 1287 55000 SH DEFINED 0 55000 0
FOX CHASE BANCORP INC NEW COM 35137T108 1467 93928 SH DEFINED 0 93928 0
FSI INTL INC COM 302633102 160 25800 SH DEFINED 0 25800 0
FURIEX PHARMACEUTICALS INC COM 36106P101 577 30247 SH DEFINED 0 30247 0
FUSHI COPPERWELD INC COM 36113E107 727 80000 SH DEFINED 0 80000 0
GENERAL ELECTRIC CO COM 369604103 1377 60631 SH DEFINED 0 60631 0
GENON ENERGY INC COM 37244E107 985 389464 SH DEFINED 0 389464 0
GLOBAL EAGLE ACQUISITION COR COM 37951D102 2397 240900 SH DEFINED 0 240900 0
GLOBAL EAGLE ACQUISITION COR *W EXP 05/13/201 37951D110 121 391000 SH DEFINED 0 391000 0
GOLD RESV INC CL A 38068N108 680 210000 SH DEFINED 0 210000 0
GYRODYNE CO AMER INC COM 403820103 11199 103089 SH DEFINED 0 103089 0
HARTFORD FINL SVCS GROUP INC COM 416515104 748 38500 SH DEFINED 0 38500 0
HARVEST NATURAL RESOURCES IN COM 41754V103 1160 130000 SH DEFINED 0 130000 0
HERITAGE OAKS BANCORP COM 42724R107 1152 200000 SH DEFINED 0 200000 0
HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 447 228125 SH DEFINED 0 228125 0
HUDSON CITY BANCORP COM 443683107 3178 400000 SH DEFINED 0 400000 0
IMMUNOCELLULAR THERAPEUTICS COM 452536105 337 120000 SH DEFINED 0 120000 0
INTEGRATED DEVICE TECHNOLOGY COM 458118106 335 57000 SH DEFINED 0 57000 0
INTEL CORP COM 458140100 793 35000 SH DEFINED 0 35000 0
ISHARES INC MSCI JAPAN 464286848 206 842300 SH PUT DEFINED 0 842300 0
ISHARES INC MSCI HONG KONG 464286871 52 252300 SH PUT DEFINED 0 252300 0
ISHARES TR RUSSELL 2000 464287655 214 85700 SH PUT DEFINED 0 85700 0
JPMORGAN CHASE & CO COM 46625H100 2393 59104 SH DEFINED 0 59104 0
KELLOGG CO COM 487836108 2454 47509 SH DEFINED 0 47509 0
KERYX BIOPHARMACEUTICALS INC COM 492515101 268 95000 SH DEFINED 0 95000 0
KRAFT FOODS INC CL A 50075N104 857 20721 SH DEFINED 0 20721 0
KSW INC COM 48268R106 786 157782 SH DEFINED 0 157782 0
LEARNING TREE INTL INC COM 522015106 637 125202 SH DEFINED 0 125202 0
LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 1966 106250 SH DEFINED 0 106250 0
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 551 11100 SH DEFINED 0 11100 0
LJ INTL INC ORD G55312105 528 290077 SH DEFINED 0 290077 0
LML PMT SYS INC COM 50208P109 1468 431909 SH DEFINED 0 431909 0
MAGELLAN PETE CORP COM 559091301 53 50000 SH DEFINED 0 50000 0
MAKEMUSIC INC COM NEW 56086P202 50 12672 SH DEFINED 0 12672 0
MAP PHARMACEUTICALS INC COM 56509R108 934 60000 SH DEFINED 0 60000 0
MAXYGEN INC COM 577776107 189 71717 SH DEFINED 0 71717 0
MEDALLION FINL CORP COM 583928106 1846 156335 SH DEFINED 0 156335 0
MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 1731 40000 SH DEFINED 0 40000 0
MERGE HEALTHCARE INC COM 589499102 344 90000 SH DEFINED 0 90000 0
METLIFE INC COM 59156R108 1888 54775 SH DEFINED 0 54775 0
MIPS TECHNOLOGIES INC COM 604567107 665 90000 SH DEFINED 0 90000 0
MISSION WEST PPTYS INC COM 605203108 1700 195368 SH DEFINED 0 195368 0
MPG OFFICE TR INC COM 553274101 92 27500 SH DEFINED 0 27500 0
NACCO INDS INC CL A 629579103 2893 23066 SH DEFINED 0 23066 0
NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 316 115000 SH DEFINED 0 115000 0
NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 2119 234133 SH DEFINED 0 234133 0
NEW ENGLAND BANCSHARES INC C COM NEW 643863202 3470 253438 SH DEFINED 0 253438 0
NEW FRONTIER MEDIA INC COM 644398109 120 90000 SH DEFINED 0 90000 0
NEWPORT BANCORP INC COM 651754103 1057 71207 SH DEFINED 0 71207 0
NEXEN INC COM 65334H102 634 25000 SH DEFINED 0 25000 0
OMNIAMERICAN BANCORP INC COM 68216R107 1157 50900 SH DEFINED 0 50900 0
ONVIA INC COM NEW 68338T403 617 164104 SH DEFINED 0 164104 0
ORITANI FINL CORP DEL COM 68633D103 1144 76000 SH DEFINED 0 76000 0
PACIFIC CAP BANCORP NEW COM NEW 69404P200 266 5800 SH DEFINED 0 5800 0
PACIFIC DRILLING SA LUXEMBOU REG SHS L7257P106 523 52500 SH DEFINED 0 52500 0
PAR PHARMACEUTICAL COS INC COM 69888P106 9000 180000 SH DEFINED 0 180000 0
PEETS COFFEE & TEA INC COM 705560100 4034 55000 SH DEFINED 0 55000 0
PENDRELL CORP COM 70686R104 92 81100 SH DEFINED 0 81100 0
PEOPLES FED BANCSHARES INC COM 711037101 1085 62807 SH DEFINED 0 62807 0
PEOPLES UNITED FINANCIAL INC COM 712704105 7100 584812 SH DEFINED 0 584812 0
PEP BOYS MANNY MOE & JACK COM 713278109 999 98154 SH DEFINED 0 98154 0
PERCEPTRON INC COM 71361F100 129 20708 SH DEFINED 0 20708 0
PERVASIVE SOFTWARE INC COM 715710109 5702 663031 SH DEFINED 0 663031 0
PFIZER INC COM 717081103 4100 165000 SH DEFINED 0 165000 0
PINNACLE FINL PARTNERS INC COM 72346Q104 773 40000 SH DEFINED 0 40000 0
PRESIDENTIAL LIFE CORP COM 740884101 2927 210100 SH DEFINED 0 210100 0
RAILAMERICA INC COM 750753402 2310 84097 SH DEFINED 0 84097 0
RAMTRON INTL CORP COM NEW 751907304 1919 623129 SH DEFINED 0 623129 0
SANOFI RIGHT 12/31/2020 80105N113 1422 846435 SH DEFINED 0 846435 0
SCG FINL ACQUISITION CORP COM 78404K103 1689 171780 SH DEFINED 0 171780 0
SEABRIGHT HOLDINGS INC COM 811656107 1156 105126 SH DEFINED 0 105126 0
SEALED AIR CORP NEW COM 81211K100 792 51216 SH DEFINED 0 51216 0
SEALY CORP COM 812139301 240 110000 SH DEFINED 0 110000 0
SHAW GROUP INC COM 820280105 4362 100000 SH DEFINED 0 100000 0
SOLITARIO EXPL & RTY CORP COM 8342EP107 1227 663506 SH DEFINED 0 663506 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 127 58400 SH PUT DEFINED 0 58400 0
SUN HEALTHCARE GROUP INC NEW COM 86677E100 1016 120000 SH DEFINED 0 120000 0
SYMANTEC CORP COM 871503108 7125 396388 SH DEFINED 0 396388 0
TARO PHARMACEUTICAL INDS LTD SHS M8737E108 1951 42703 SH DEFINED 0 42703 0
TERRITORIAL BANCORP INC COM 88145X108 1140 49670 SH DEFINED 0 49670 0
TPC GROUP INC COM 89236Y104 367 9000 SH DEFINED 0 9000 0
UNIVERSAL BUSINESS PMT SOL A *W EXP 05/09/201 913384111 91 504000 SH DEFINED 0 504000 0
UNUM GROUP COM 91529Y106 1283 66750 SH DEFINED 0 66750 0
VIEWPOINT FINL GROUP INC MD COM 92672A101 1141 59514 SH DEFINED 0 59514 0
WALGREEN CO COM 931422109 1989 54595 SH DEFINED 0 54595 0
WARNER CHILCOTT PLC IRELAND SHS A G94368100 1148 85000 SH DEFINED 0 85000 0
WEST COAST BANCORP ORE NEW COM NEW 952145209 2477 110000 SH DEFINED 0 110000 0
WESTERN ASSET MTG CAP CORP COM 95790D105 1554 70000 SH DEFINED 0 70000 0
WESTERN LIBERTY BANCORP COM 961443108 2562 629402 SH DEFINED 0 629402 0
WSB HOLDINGS INC COM 92934C101 250 44300 SH DEFINED 0 44300 0
WYNN RESORTS LTD COM 983134107 1198 10380 SH DEFINED 0 10380 0
XERIUM TECHNOLOGIES INC COM NEW 98416J118 168 48029 SH DEFINED 0 48029 0
YAHOO INC COM 984332106 82 255200 SH PUT DEFINED 0 255200 0
YAHOO INC COM 984332106 4074 255000 SH DEFINED 0 255000 0