0001181431-13-032221.txt : 20130603
0001181431-13-032221.hdr.sgml : 20130603
20130603204246
ACCESSION NUMBER: 0001181431-13-032221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130531
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSURED GUARANTY LTD
CENTRAL INDEX KEY: 0001273813
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
BUSINESS PHONE: 441-279-5700
MAIL ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
FORMER COMPANY:
FORMER CONFORMED NAME: AGR LTD
DATE OF NAME CHANGE: 20040122
FORMER COMPANY:
FORMER CONFORMED NAME: AGC HOLDINGS LTD
DATE OF NAME CHANGE: 20031218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invesco Private Capital, Inc.
CENTRAL INDEX KEY: 0001128452
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889518
BUSINESS ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
BUSINESS PHONE: 404-439-3217
MAIL ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
FORMER NAME:
FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC
DATE OF NAME CHANGE: 20001116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INVESCO WLR IV Associates LLC
CENTRAL INDEX KEY: 0001429294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889519
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR AGO Co-Invest, L.P.
CENTRAL INDEX KEY: 0001434257
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889520
BUSINESS ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: C/O WL ROSS & CO. LLC
STREET 2: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WL Ross Group, L.P.
CENTRAL INDEX KEY: 0001431790
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889524
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Master Co-Investment GP LLC
CENTRAL INDEX KEY: 0001431793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889525
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR/GS Master Co-Investment, L.P.
CENTRAL INDEX KEY: 0001431792
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889521
BUSINESS ADDRESS:
STREET 1: WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GEORGETOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9002
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: WALKER HOUSE
STREET 2: 87 MARY STREET
CITY: GEORGETOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Associates IV LLC
CENTRAL INDEX KEY: 0001429295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889526
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR IV PARALLEL ESC LP
CENTRAL INDEX KEY: 0001422834
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889522
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Recovery Fund IV LP
CENTRAL INDEX KEY: 0001414643
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 13889523
BUSINESS ADDRESS:
STREET 1: 1166 Avenue of the Americas
STREET 2: 27th Floor
CITY: New York
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 Avenue of the Americas
STREET 2: 27th Floor
CITY: New York
STATE: NY
ZIP: 10036
4
1
rrd382080.xml
FORM 4
X0306
4
2013-05-31
1
0001273813
ASSURED GUARANTY LTD
AGO
0001431790
WL Ross Group, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001414643
WLR Recovery Fund IV LP
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001422834
WLR IV PARALLEL ESC LP
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001431792
WLR/GS Master Co-Investment, L.P.
87 MARY STREET
GEORGETOWN, GRAND CAYMAN
E9
KY1-9002
CAYMAN ISLANDS
0
0
1
0
0001434257
WLR AGO Co-Invest, L.P.
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001429294
INVESCO WLR IV Associates LLC
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001128452
Invesco Private Capital, Inc.
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001429295
WLR Recovery Associates IV LLC
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001431793
WLR Master Co-Investment GP LLC
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
Common Stock
2013-05-31
4
S
0
4154734
21.94
D
12350902
I
See Footnote
Common Stock
2013-05-31
4
S
0
339515
21.94
D
1009288
I
See Footnote
Common Stock
2013-05-31
4
S
0
14276
21.94
D
42438
I
See Footnote
Common Stock
2013-05-31
4
S
0
201144
21.94
D
597945
I
See Footnote
Common Stock
2013-05-31
4
S
0
283213
21.94
D
841915
I
See Footnote
Shares are held directly by WLR Recovery Fund IV, L.P. ("Fund IV"). Wilbur L. Ross, Jr. ("Mr. Ross") is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates IV LLC. WLR Recovery Associates IV LLC is the general partner of Fund IV. Accordingly, WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by Fund IV.
Shares are held directly by WLR Recovery Fund III, L.P. ("Fund III"). Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates III LLC. WLR Recovery Associates III LLC is the general partner of Fund III. Accordingly, WLR Recovery Associates III LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by Fund III.
Shares are held directly by WLR IV Parallel ESC, L.P. ("Parallel Fund"). Invesco WLR IV Associates LLC is the general partner of Parallel Fund. Invesco Private Capital, Inc. is the managing member of Invesco WLR IV Associates LLC. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement pursuant to which WLR Recovery Associates IV LLC has been appointed as representative and attorney of WLR IV Parallel ESC, L.P. to, among other things, exercise all rights, powers and privileges with respect to the Class A Common Stock owned by WLR IV Parallel ESC, L.P. that it deems fit. Accordingly, Invesco WLR IV Associates LLC, Invesco Private Capital, Inc., WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross can be deemed to share beneficial ownership over the shares to be held directly by Parallel Fund.
Shares are held directly by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund"). Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Master Co-Investment GP, LLC. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Fund. Accordingly, WLR Master Co-Investment GP, LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by WLR/GS Fund.
Shares are held directly by WLR AGO Co-Invest, L.P. ("Co-Invest Fund"). Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., which in turn is the managing member of WLR Recovery Associates IV LLC. WLR Recovery Associates IV LLC is the general partner of Co-Invest Fund. Accordingly, WLR Recovery Associates IV LLC, WL Ross Group, L.P., El Vedado, LLC and Mr. Ross may be deemed to share voting and dispositive power over the shares held directly by Co-Invest Fund.
This Form 4 should be read with the Form 4 filed simultaneously for El Vedado LLC, WLR Recovery Fund III, L.P., WLR Recovery Associates III LLC and Wilbur L. Ross, Jr. for a full listing of all reporting persons
* The undersigned, by signing his name hereto, does sign and execute this Form 4 pursuant to the Powers of Attorney executed by the above-named officers and managing members of the reporting companies and filed with the Securities and Exchange Commission on behalf of such officers and managing members.
WLR RECOVERY FUND IV, L.P., By: WLR Recovery Associates IV LLC, its General Partner, By: WL Ross Group, L.P., its Managing Member, By: El Vedado, LLC its General Partner, By: * Wilbur L. Ross, Jr., its Managing Member
2013-06-03
WLR IV PARALLEL ESC, L.P., By: INVESCO WLR IV Associates LLC, its General Partner, By: Invesco Private Capital, Inc., its Managing Member, By: * Wilbur L. Ross, Jr., its Chief Executive Officer
2013-06-03
WLR/GS MASTER CO-INVESTMENT, L.P., By: WLR Master Co-Investment GP LLC, its General Partner, By: WL Ross Group, L.P., its Managing Member, By: El Vedado, LLC, its General Partner, By: * Wilbur L. Ross, Jr., its Managing Member
2013-06-03
WLR AGO CO-INVEST, L.P., By: WLR Recovery Associates IV LLC, its General Partner, By: WL Ross Group, L.P., its Managing Member, By: El Vedado, LLC its General Partner, By: * Wilbur L. Ross, Jr., its Managing Member
2013-06-03
INVESCO WLR IV ASSOCIATES LLC, By: Invesco Private Capital, Inc its Managing Member, By: * Wilbur L. Ross, Jr., its Chief Executive Officer
2013-06-03
INVESCO PRIVATE CAPITAL, INC., By: * Wilbur L. Ross, Jr., its Chief Executive Officer
2013-06-03
WLR RECOVERY ASSOCIATES IV LLC, By: WL Ross Group, L.P., its Managing Member, By: El Vedado, LLC, its General Partner, By: * Wilbur L. Ross, Jr., its Managing Member
2013-06-03
WLR MASTER CO-INVESTMENT GP LLC, By: WL Ross Group, L.P., its Managing Member, By: El Vedado, LLC, its General Partner, By: * Wilbur L. Ross, Jr., its Managing Member
2013-06-03
WL ROSS GROUP, L.P., By: El Vedado, LLC, its General Partner, By: * Wilbur L. Ross, Jr., its Managing Member
2013-06-03
/s/ Wilbur L. Ross, Jr.
2013-06-03