-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fy4Oi/WOuxeDOjIT9U/UR+eq0tq2waPw2gTgyxy6Dx7IP7oio3I8evr6Tsnr/sn0 gAfrrX4ZZ7NYKv4p4pt01g== 0000929638-11-000008.txt : 20110107 0000929638-11-000008.hdr.sgml : 20110107 20110107160723 ACCESSION NUMBER: 0000929638-11-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110107 DATE AS OF CHANGE: 20110107 GROUP MEMBERS: BAM CAPITAL, LLC GROUP MEMBERS: BAM MANAGEMENT, LLC GROUP MEMBERS: BAM OFFSHORE MANAGEMENT, LLC GROUP MEMBERS: BAM TOTAL RETURN MASTER FUND, LTD. GROUP MEMBERS: HAL MINTZ GROUP MEMBERS: ROSS BERMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDIVATION, INC. CENTRAL INDEX KEY: 0001011835 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133863260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53711 FILM NUMBER: 11517627 BUSINESS ADDRESS: STREET 1: 201 SPEAR STREET, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-543-3470 MAIL ADDRESS: STREET 1: 201 SPEAR STREET, 3RD FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ORION ACQUISITION CORP II DATE OF NAME CHANGE: 19960408 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAM Opportunity Fund, L.P. CENTRAL INDEX KEY: 0001433768 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 44 WALL STREET STREET 2: SUITE 1603 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-307-4503 MAIL ADDRESS: STREET 1: 44 WALL STREET STREET 2: SUITE 1603 CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G/A 1 bam_13gamedivation.htm SCHEDULE 13G AMENDMENT - MEDIVATION, INC. bam_13gamedivation.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Amendment No. 3 to

SCHEDULE 13G

Under the Securities Exchange Act of 1934



Medivation, Inc.
(Name of Issuer)

Common Stock, $0.01 par value
(Title of Class of Securities)


58501N101
(CUSIP Number)

December 31, 2010
(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ]           Rule 13d-1(b)

[X]           Rule 13d-1(c)

[ ]           Rule 13d-1(d)

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act.

 
 

 


1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
BAM Opportunity Fund, L.P.
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
(b)           [ ]
3
SEC Use Only
4
Citizenship or Place of Organization.
Delaware, U.S.A.
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
0
6    Shared Voting Power
110,809
Refer to Item 4 below.
7    Sole Dispositive Power
0
8    Shared Dispositive Power
110,809
Refer to Item 4 below.
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
110,809
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
0.32%
 
12
Type of Reporting Person (See Instructions)
PN
 


 
 

 


1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
BAM Total Return Master Fund, Ltd.
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
(b)           [ ]
3
SEC Use Only
4
Citizenship or Place of Organization.
Cayman Islands
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
0
6    Shared Voting Power
0
Refer to Item 4 below.
7    Sole Dispositive Power
0
8    Shared Dispositive Power
0
Refer to Item 4 below.
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
0.00%
 
12
Type of Reporting Person (See Instructions)
OO
 


 
 

 


1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
BAM Capital, LLC
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
(b)           [ ]
3
SEC Use Only
4
Citizenship or Place of Organization.
Delaware, U.S.A.
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
0
6    Shared Voting Power
110,809
Refer to Item 4 below.
7    Sole Dispositive Power
0
8    Shared Dispositive Power
110,809
Refer to Item 4 below.
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
110,809
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
0.32%
 
12
Type of Reporting Person (See Instructions)
OO
 

 

 
 

 


1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
BAM Management, LLC
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
(b)           [ ]
3
SEC Use Only
4
Citizenship or Place of Organization.
Delaware, U.S.A.
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
0
6    Shared Voting Power
110,809
Refer to Item 4 below.
7    Sole Dispositive Power
0
8    Shared Dispositive Power
110,809
Refer to Item 4 below.
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
110,809
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
0.32%
 
12
Type of Reporting Person (See Instructions)
OO
 

 

 
 

 


1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
BAM Offshore Management, LLC
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
(b)           [ ]
3
SEC Use Only
4
Citizenship or Place of Organization.
Delaware, U.S.A.
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
0
6    Shared Voting Power
0
Refer to Item 4 below.
7    Sole Dispositive Power
0
8    Shared Dispositive Power
0
Refer to Item 4 below.
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
0
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
0.00%
 
12
Type of Reporting Person (See Instructions)
OO
 

 

 
 

 


 
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Ross Berman
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
(b)           [ ]
3
SEC Use Only
4
Citizenship or Place of Organization.
United States of America
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
0
6    Shared Voting Power
110,809
Refer to Item 4 below.
7    Sole Dispositive Power
0
8    Shared Dispositive Power
110,809
Refer to Item 4 below.
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
110,809
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
0.32%
 
12
Type of Reporting Person (See Instructions)
IN
 

 

 
 

 


 
1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Hal Mintz
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
(b)           [ ]
3
SEC Use Only
4
Citizenship or Place of Organization.
United States of America
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
0
6    Shared Voting Power
110,809
Refer to Item 4 below.
7    Sole Dispositive Power
0
8    Shared Dispositive Power
110,809
Refer to Item 4 below.
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
110,809
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
0.32%
 
12
Type of Reporting Person (See Instructions)
IN
 

 
 

 

Item 1.
 
(a)
Name of Issuer
 
Medivation, Inc.
(b)
Address of Issuer’s Principal Executive Offices
 
201 Spear Street, 3rd Floor, San Francisco, California 94105
 

Item 2.
 
(a)
Name of Person Filing
 
 
(i) BAM Opportunity Fund, L.P. (the “Opportunity Fund”), a Delaware limited partnership, with respect to shares of Common Stock (as defined in Item 2(d) below) directly owned by it.
 
(ii) BAM Total Return Master Fund, Ltd. (the “TR Master Fund”), a Cayman Islands exempted company, with respect to shares of Common Stock directly owned by it.
 
(iii) BAM Capital, LLC (the “General Partner”), which serves as the general partner of the Opportunity Fund.
 
(iv) BAM Management, LLC (“BAM Management”), which serves as the investment manager to the Opportunity Fund.
 
(v) BAM Offshore Management, LLC (“BAM Offshore Management”), which serves as the investment manager to the TR Master Fund.
 
(vi) Mr. Hal Mintz who serves as a managing member of the General Partner, BAM Management, and BAM Offshore Management.
 
(vii) Mr. Ross Berman who serves as a managing member of the General Partner, BAM Management, and BAM Offshore Management.
 
(b)
Address of Principal Business Office or, if none, Residence
 
 
BAM Opportunity Fund, L.P., c/o BAM Capital, LLC
BAM Total Return Master Fund, Ltd., c/o BAM Offshore Management, LLC
BAM Capital, LLC
BAM Management, LLC
BAM Offshore Management, LLC
1 Liberty Plaza, 27th Floor
New York, New York, 10006
 
Ross Berman
Hal Mintz
c/o BAM Capital, LLC
1 Liberty Plaza, 27th Floor
New York, New York, 10006
 
 


 
 

 

 
(c)
Citizenship
 
 
BAM Opportunity Fund, L.P. - Delaware, U.S.A.
BAM Total Return Master Fund, Ltd. – Cayman Islands
 
BAM Capital, LLC - Delaware, U.S.A.
BAM Management, LLC – Delaware, U.S.A.
BAM Offshore Management, LLC – Delaware, U.S.A.
 
 
Ross Berman - U.S.A.
Hal Mintz - U.S.A.
 
(d)
Title of Class of Securities
 
 
       Common Stock, $0.01 par value (the “Common Stock”)
 
(e)
CUSIP Number
 
 
       58501N101

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)
[ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)
[ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
[ ]
Insurance Company as defined in Section 3(a)(19) of the Act
(d)
[ ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e)
[ ]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
[ ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
[ ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
[ ]
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
[ ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
[ ]
A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
(k)
[ ]
Group, in accordance with §240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

 
 

 



 
Item 4.
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 

As of December 31, 2010, the Opportunity Fund held 1,809 shares of Common Stock and options to purchase 109,000 shares of Common Stock.  As of the date hereof, the Opportunity Fund held no shares of Common Stock, and options to purchase 109,000 shares of Common Stock.

The percentages herein are calculated based upon the 34,572,163  shares of Common Stock issued and outstanding as of November 1, 2010, as reported on the Issuer’s Form 10Q filed with the SEC on November 5, 2010.

A. BAM Opportunity Fund, L.P.
    (a) Amount beneficially owned: 110,809
    (b) Percent of class: 0.32%
    (c) Number of shares as to which such person has:
       (i) Sole power to vote or direct the vote: -
       (ii) Shared power to vote or direct the vote: 110,809
       (iii) Sole power to dispose or direct the disposition:-
       (iv) Shared power to dispose or direct the disposition: 110,809


B. BAM Total Return Master Fund, Ltd.
    (a) Amount beneficially owned: 0
    (b) Percent of class: 0.00%
    (c) Number of shares as to which such person has:
       (i) Sole power to vote or direct the vote: -
       (ii) Shared power to vote or direct the vote: 0
       (iii) Sole power to dispose or direct the disposition:-
       (iv) Shared power to dispose or direct the disposition: 0


C. BAM Capital, LLC
    (a) Amount beneficially owned: 110,809
    (b) Percent of class: 0.32%
    (c) Number of shares as to which such person has:
       (i) Sole power to vote or direct the vote: -
       (ii) Shared power to vote or direct the vote: 110,809
       (iii) Sole power to dispose or direct the disposition:-
       (iv) Shared power to dispose or direct the disposition: 110,809


 
 

 


D. BAM Management, LLC
    (a) Amount beneficially owned: 110,809
    (b) Percent of class: 0.32%
    (c) Number of shares as to which such person has:
       (i) Sole power to vote or direct the vote: -
       (ii) Shared power to vote or direct the vote: 110,809
       (iii) Sole power to dispose or direct the disposition:-
       (iv) Shared power to dispose or direct the disposition: 110,809


E. BAM Offshore Management, LLC
    (a) Amount beneficially owned: 0
    (b) Percent of class: 0.00%
    (c) Number of shares as to which such person has:
       (i) Sole power to vote or direct the vote: -
       (ii) Shared power to vote or direct the vote: 0
       (iii) Sole power to dispose or direct the disposition:-
       (iv) Shared power to dispose or direct the disposition: 0


F. Hal Mintz
    (a) Amount beneficially owned: 110,809
    (b) Percent of class: 0.32%
    (c) Number of shares as to which such person has:
       (i) Sole power to vote or direct the vote: -
       (ii) Shared power to vote or direct the vote: 110,809
       (iii) Sole power to dispose or direct the disposition:-
       (iv) Shared power to dispose or direct the disposition: 110,809


G. Ross Berman
    (a) Amount beneficially owned: 110,809
    (b) Percent of class: 0.32%
    (c) Number of shares as to which such person has:
       (i) Sole power to vote or direct the vote: -
       (ii) Shared power to vote or direct the vote: 110,809
       (iii) Sole power to dispose or direct the disposition:-
       (iv) Shared power to dispose or direct the disposition: 110,809

This statement relates to beneficial ownership of Common Stock held by the Opportunity Fund over which the General Partner and BAM Management have discretionary trading authority and by the TR Master Fund over which BAM Offshore Management has discretionary trading authority.  The managing members of the General Partner, BAM Management, and BAM Offshore Management are Ross Berman and Hal Mintz, who share investment management duties. The Opportunity Fund, the TR Master Fund, the General Partner, BAM Management, BAM Offshore Management, Mr. Mintz and Mr. Berman are hereinafter sometimes collectively referred to as the "Reporting Persons."

Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock reported hereby, except to the extent of such Reporting Person’s pecuniary interest therein.

 
 

 


 
Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[X].

Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
The Opportunity Fund is a private investment partnership, the sole general partner of which is the General Partner. As the sole general partner of the Opportunity Fund, the General Partner has the power to vote and dispose of the Common Stock owned by the Opportunity Fund and, accordingly, may be deemed the "beneficial owner" of such Common Stock.  As the investment manager of the Opportunity Fund, BAM Management has the power to vote and dispose of the Common Stock owned by the Opportunity Fund and, accordingly, may be deemed the "beneficial owner" of such Common Stock.

The TR Master Fund is a private investment fund, the investment manager to which is BAM Offshore Management.  As the investment manager of the TR Master Fund, BAM Offshore Management has the power to vote and dispose of the Common Stock owned by the TR Master Fund and, accordingly, may be deemed the "beneficial owner" of such Common Stock.

The managing members of the General Partner, BAM Management, and BAM Offshore Management are Hal Mintz and Ross Berman.

Messrs. Mintz and Berman share investment management duties.


Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not applicable.

Item 8.
Identification and Classification of Members of the Group
 
Not applicable.

Item 9.
Notice of Dissolution of Group
 
Not applicable.

Item 10.
Certification
 
Each of the Reporting Persons hereby makes the following certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 
 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

January 6, 2011


 
BAM Opportunity Fund, L.P.
 
By:  BAM Capital, LLC
        its General Partner
 
By: /s/ Hal Mintz                                                                                            
Name:  Hal Mintz
        Title:   Managing Member
 
 
BAM Total Return Master Fund, Ltd.
 
By:  BAM Offshore Management, LLC
        its Investment Manager
 
By: /s/ Ross Berman                                                                                      
Name:  Ross Berman
        Title:   Managing Member
 
BAM Capital, LLC
 
By: /s/ Hal Mintz                                                                                        
       Name:  Hal Mintz
       Title:  Managing Member
 
 
BAM Management, LLC
 
By: /s/ Hal Mintz                                                                                            
Name:  Hal Mintz
        Title:   Managing Member
 
BAM Offshore Management, LLC
 
By: /s/ Ross Berman                                                                                             
       Name:  Ross Berman
       Title:  Managing Member
 
 
/s/ Ross Berman                                                                
Ross Berman
 
 
/s/ Hal Mintz                                                                         
 Hal Mintz


 
 

 

Exhibit 1
JOINT FILING AGREEMENT
 
This Joint Filing Agreement, dated as of January 6, 2011, is entered into by and among BAM Capital, LLC, a Delaware limited liability company, BAM Management, LLC, a Delaware limited liability company, BAM Offshore Management, LLC, a Delaware limited liability company, BAM Opportunity Fund, L.P., a Delaware limited partnership, BAM Total Return Master Fund, Ltd., a Cayman Islands exempted company, Ross Berman, an individual, and Hal Mintz, an individual (all of the foregoing are collectively referred to herein as the "BAM Entities").
 
Each of the BAM Entities may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13G (and amendments thereto) with respect to shares of common stock, par value $0.01 per share, of Medivation, Inc., a Delaware corporation, beneficially owned by them from time to time.
 
Pursuant to and in accordance with Rule 13(d)(1)(k) promulgated under the Securities Exchange Act of 1934, as amended, the parties hereby agree to file a single statement on Schedule 13G (and any amendments thereto) on behalf of each of the parties, and hereby further agree to file this Joint Filing Agreement as an exhibit to such statement, as required by such rule.
 
This Joint Filing Agreement may be terminated by any of the BAM Entities upon one week's prior written notice or such lesser period of notice as the BAM Entities may mutually agree.
 
Executed and delivered as of the date first above written.
 

BAM Opportunity Fund, L.P.
 
By:  BAM Capital, LLC
        its General Partner
 
By: /s/ Hal Mintz                                                                                        
Name:  Hal Mintz
        Title:   Managing Member
 
BAM Total Return Master Fund, Ltd.
 
By:  BAM Offshore Management, LLC
        its Investment Manager
 
By: /s/ Ross Berman                                                                                   
Name:  Ross Berman
        Title:   Managing Member
 
BAM Capital, LLC
 
By: /s/ Hal Mintz                                                                                    
       Name:  Hal Mintz
       Title:  Managing Member
 
BAM Management, LLC
 
By: /s/ Hal Mintz                                                                                        
Name:  Hal Mintz
        Title:   Managing Member
 
BAM Offshore Management, LLC
 
By: /s/ Ross Berman                                                                                          
       Name:  Ross Berman
       Title:  Managing Member
 
/s/ Ross Berman                                                                
Ross Berman
 
/s/ Hal Mintz                                                                           
 Hal Mintz



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