0001140361-17-032441.txt : 20170816
0001140361-17-032441.hdr.sgml : 20170816
20170816163851
ACCESSION NUMBER: 0001140361-17-032441
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170814
FILED AS OF DATE: 20170816
DATE AS OF CHANGE: 20170816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colella Giovanni M.
CENTRAL INDEX KEY: 0001601554
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36330
FILM NUMBER: 171036727
MAIL ADDRESS:
STREET 1: C/O CASTLIGHT HEALTH, INC.
STREET 2: TWO RINCON CTR, 121 SPEAR ST., STE. 300
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC.
CENTRAL INDEX KEY: 0001433714
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 261989091
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 SPEAR STREET
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-671-4683
MAIL ADDRESS:
STREET 1: 150 SPEAR STREET
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC.
DATE OF NAME CHANGE: 20090831
FORMER COMPANY:
FORMER CONFORMED NAME: MARIA HEALTH INC
DATE OF NAME CHANGE: 20080429
4
1
doc1.xml
FORM 4
X0306
4
2017-08-14
0
0001433714
CASTLIGHT HEALTH, INC.
CSLT
0001601554
Colella Giovanni M.
C/O CASTLIGHT HEALTH, INC.
150 SPEAR ST., SUITE 400
SAN FRANCISCO
CA
94105
1
0
1
1
Executive Chairman
Class B Common Stock
2017-08-14
4
C
0
9100
0
A
31320
I
By living trust
Class B Common Stock
2017-08-14
4
S
0
9100
4.0335
D
22220
I
By living trust
Class B Common Stock
2017-08-15
4
C
0
14700
0
A
36920
I
By living trust
Class B Common Stock
2017-08-15
4
S
0
14700
4.0532
D
22220
I
By living trust
Class B Common Stock
78906
D
Class A Common Stock
0
2017-08-14
4
C
0
9100
0
D
Class B Common Stock
9100
4651691
I
By living trust
Class A Common Stock
0
2017-08-15
4
C
0
14700
0
D
Class B Common Stock
14700
4636991
I
By living trust
Class A Common Stock
0
Class B Common Stock
509638
509638
I
By grantor retained annuity trust 1
Class A Common Stock
0
Class B Common Stock
160443
160443
I
By grantor retained annuity trust 2
Class A Common Stock
0
Class B Common Stock
509638
509638
I
By grantor retained annuity trust 3
Class A Common Stock
0
Class B Common Stock
160443
160443
I
By grantor retained annuity trust 4
Reporting Person serves as a co-trustee.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $3.90 to $4.125 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Represents the weighted average sales price per share. The shares sold at prices ranging from $4.00 to $4.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Each share of Class A Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class B Common Stock. In addition, each share of Class A Common Stock will convert automatically into one (1) share of Class B Common Stock upon the transfer, whether or not for value, that occurs after the closing of the IPO to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class A Common Stock have no expiration date.
Each share of the Issuer's Class A Common Stock will convert automatically into one (1) share of Class B Common Stock upon the earliest to occur of the following: (a) the first date on which the number of shares of Class A Common Stock then outstanding is less than 15,340,384 shares, (b) March 19, 2024, or (c) a time and date approved in writing by holders of at least a majority of the then-outstanding shares of Class A Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
Reporting Person serves as trustee and sole beneficiary.
Reporting Person's spouse serves as trustee and sole beneficiary.
/s/ Jennifer Chaloemtiarana, by power of attorney
2017-08-16