0001172661-19-002110.txt : 20191104 0001172661-19-002110.hdr.sgml : 20191104 20191104170903 ACCESSION NUMBER: 0001172661-19-002110 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 EFFECTIVENESS DATE: 20191104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASPIRIANT, LLC CENTRAL INDEX KEY: 0001433541 IRS NUMBER: 261518255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13064 FILM NUMBER: 191190687 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 4153717800 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 2600 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Kochis Fitz/Quintile LLC DATE OF NAME CHANGE: 20080425 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001433541 XXXXXXXX 09-30-2019 09-30-2019 false ASPIRIANT, LLC
50 California Street Suite 2600 San Francisco CA 94111
13F HOLDINGS REPORT 028-13064 N
Michael H. Kossman Chief Operating Officer 415-371-7800 /s/ Michael H. Kossman San Francisco CA 11-04-2019 0 212 1116221
INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1425 8659 SH SOLE 3979 0 4680 ABBOTT LABS COM 002824100 2062 24653 SH SOLE 19044 0 5609 ABBVIE INC COM 00287Y109 428 5643 SH SOLE 720 0 4923 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 404 2099 SH SOLE 2054 0 45 ADOBE INC COM 00724F101 722 2617 SH SOLE 1482 0 1135 ALIGN TECHNOLOGY INC COM 016255101 2722 15044 SH SOLE 45 0 14999 ALPHABET INC CAP STK CL A 02079K305 5342 4381 SH SOLE 2793 0 1588 ALPHABET INC CAP STK CL C 02079K107 2748 2254 SH SOLE 337 0 1917 AMAZON COM INC COM 023135106 1407 810 SH SOLE 107 0 703 AMERICAN ELEC PWR CO INC COM 025537101 278 2975 SH SOLE 2422 0 553 AMERICAN EXPRESS CO COM 025816109 549 4625 SH SOLE 335 0 4290 AMERICAN TOWER CORP NEW COM 03027X100 217 985 SH SOLE 41 0 944 AMGEN INC COM 031162100 532 2735 SH SOLE 1475 0 1260 APPLE INC COM 037833100 21909 97795 SH SOLE 26320 0 71475 AT&T INC COM 00206R102 688 18172 SH SOLE 5759 0 12413 BANK AMER CORP COM 060505104 1026 35267 SH SOLE 4902 0 30365 BANK NEW YORK MELLON CORP COM 064058100 205 4525 SH SOLE 0 0 4525 BANK OF MARIN BANCORP COM 063425102 233 5610 SH SOLE 3878 0 1732 BB&T CORP COM 054937107 304 5738 SH SOLE 0 0 5738 BECTON DICKINSON & CO COM 075887109 314 1240 SH SOLE 996 0 244 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3119 10 SH SOLE 9 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 17639 84817 SH SOLE 38813 0 46004 BLACKROCK INC COM 09247X101 249 560 SH SOLE 0 0 560 BOEING CO COM 097023105 404 1061 SH SOLE 932 0 129 BOOKING HLDGS INC COM 09857L108 288 147 SH SOLE 0 0 147 BOX INC CL A 10316T104 780 47083 SH SOLE 0 0 47083 BRISTOL MYERS SQUIBB CO COM 110122108 312 6103 SH SOLE 2707 0 3396 CAPITAL ONE FINL CORP COM 14040H105 363 3982 SH SOLE 0 0 3982 CHARTER COMMUNICATIONS INC N CL A 16119P108 457 1109 SH SOLE 73 0 1036 CHEVRON CORP NEW COM 166764100 2619 22061 SH SOLE 11455 0 10606 CINCINNATI FINL CORP COM 172062101 801 6861 SH SOLE 369 0 6492 CISCO SYS INC COM 17275R102 1113 22521 SH SOLE 5327 0 17194 CLOROX CO DEL COM 189054109 227 1494 SH SOLE 1401 0 93 COCA COLA CO COM 191216100 1071 19699 SH SOLE 14103 0 5596 COMCAST CORP NEW CL A 20030N101 1421 31572 SH SOLE 17826 0 13746 COMMUNITY HEALTHCARE TR INC COM 20369C106 532 11940 SH SOLE 11940 0 0 COSTCO WHSL CORP NEW COM 22160K105 269 932 SH SOLE 768 0 164 CVS HEALTH CORP COM 126650100 253 4019 SH SOLE 1590 0 2429 DANAHER CORPORATION COM 235851102 1715 11876 SH SOLE 9125 0 2751 DISNEY WALT CO COM DISNEY 254687106 2999 22959 SH SOLE 13262 0 9697 DOCUSIGN INC COM 256163106 1036 16739 SH SOLE 0 0 16739 DOMINION ENERGY INC COM 25746U109 221 2726 SH SOLE 0 0 2726 DUKE ENERGY CORP NEW COM NEW 26441C204 265 2785 SH SOLE 1811 0 974 ENBRIDGE INC COM 29250N105 370 10509 SH SOLE 5257 0 5252 EXXON MOBIL CORP COM 30231G102 1100 15575 SH SOLE 8896 0 6679 FACEBOOK INC CL A 30303M102 9047 50820 SH SOLE 4562 0 46258 FEDEX CORP COM 31428X106 296 2030 SH SOLE 95 0 1935 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1119 21523 SH SOLE 0 0 21523 FULL HOUSE RESORTS INC COM 359678109 168 77600 SH SOLE 0 0 77600 GENERAL ELECTRIC CO COM 369604103 297 33241 SH SOLE 27629 0 5612 HOME DEPOT INC COM 437076102 787 3395 SH SOLE 3043 0 352 HONEYWELL INTL INC COM 438516106 532 3142 SH SOLE 970 0 2172 HUNTINGTON BANCSHARES INC COM 446150104 509 35658 SH SOLE 0 0 35658 ILLUMINA INC COM 452327109 529 1739 SH SOLE 1444 0 295 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 2350 77249 SH SOLE 50987 0 26262 INTEL CORP COM 458140100 960 18686 SH SOLE 13410 0 5276 INTERNATIONAL BUSINESS MACHS COM 459200101 662 4560 SH SOLE 2441 0 2119 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 249 2675 SH SOLE 2675 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 254 1290 SH SOLE 1257 0 33 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 441 3501 SH SOLE 3297 0 204 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 997 9228 SH SOLE 0 0 9228 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 479 8267 SH SOLE 7336 0 931 INVESCO QQQ TR UNIT SER 1 46090E103 200 1056 SH SOLE 0 0 1056 ISHARES INC CORE MSCI EMKT 46434G103 29408 599968 SH SOLE 189593 0 410375 ISHARES INC MIN VOL EMRG MKT 464286533 7842 137234 SH SOLE 30432 0 106802 ISHARES INC MIN VOL GBL ETF 464286525 193155 2038547 SH SOLE 847083 0 1191464 ISHARES INC MSCI PAC JP ETF 464286665 268 6000 SH SOLE 0 0 6000 ISHARES TR 0-5YR INVT GR CP 46434V100 478 9332 SH SOLE 7968 0 1364 ISHARES TR CORE MSCI EAFE 46432F842 12402 203124 SH SOLE 91618 0 111506 ISHARES TR CORE S&P MCP ETF 464287507 1136 5869 SH SOLE 112 0 5757 ISHARES TR CORE S&P SCP ETF 464287804 1069 13717 SH SOLE 0 0 13717 ISHARES TR CORE S&P US GWT 464287671 332 5275 SH SOLE 0 0 5275 ISHARES TR CORE S&P US VLU 464287663 51549 891924 SH SOLE 195283 0 696641 ISHARES TR CORE S&P500 ETF 464287200 33393 111839 SH SOLE 17833 0 94006 ISHARES TR CORE US AGGBD ET 464287226 5052 44619 SH SOLE 14377 0 30242 ISHARES TR DOW JONES US ETF 464287846 2785 18874 SH SOLE 0 0 18874 ISHARES TR EAFE SML CP ETF 464288273 578 10080 SH SOLE 6077 0 4003 ISHARES TR EAFE VALUE ETF 464288877 7154 151129 SH SOLE 40058 0 111071 ISHARES TR EDGE MSCI USA VL 46432F388 313 3810 SH SOLE 0 0 3810 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 3134 123523 PRN SOLE 0 0 123523 ISHARES TR IBONDS DEC21 ETF 46434VBK5 3078 123102 PRN SOLE 0 0 123102 ISHARES TR IBONDS DEC22 ETF 46434VBA7 3119 123203 PRN SOLE 0 0 123203 ISHARES TR IBONDS DEC23 ETF 46434VAX8 3158 123355 PRN SOLE 0 0 123355 ISHARES TR IBONDS DEC24 ETF 46434VBG4 3197 124429 PRN SOLE 0 0 124429 ISHARES TR IBOXX HI YD ETF 464288513 1113 12762 SH SOLE 9028 0 3734 ISHARES TR INTL DEV RE ETF 464288489 2045 68936 SH SOLE 8001 0 60935 ISHARES TR INTL SEL DIV ETF 464288448 8038 261480 SH SOLE 0 0 261480 ISHARES TR MIN VOL EAFE ETF 46429B689 3798 51824 SH SOLE 9593 0 42231 ISHARES TR MRNGSTR INC ETF 46432F875 6589 263872 SH SOLE 0 0 263872 ISHARES TR MSCI ACWI ETF 464288257 519 7037 SH SOLE 3868 0 3169 ISHARES TR MSCI ACWI EX US 464288240 2878 62499 SH SOLE 132 0 62367 ISHARES TR MSCI EAFE ETF 464287465 6527 100094 SH SOLE 0 0 100094 ISHARES TR MSCI EMG MKT ETF 464287234 5977 146258 SH SOLE 11059 0 135199 ISHARES TR MSCI MIN VOL ETF 46429B697 18639 290768 SH SOLE 25001 0 265767 ISHARES TR NATIONAL MUN ETF 464288414 53124 465564 SH SOLE 84937 0 380627 ISHARES TR PFD AND INCM SEC 464288687 4964 132275 SH SOLE 0 0 132275 ISHARES TR RUS 1000 ETF 464287622 14011 85150 SH SOLE 6406 0 78744 ISHARES TR RUS 1000 GRW ETF 464287614 1422 8916 SH SOLE 2966 0 5950 ISHARES TR RUS 1000 VAL ETF 464287598 7719 60179 SH SOLE 3837 0 56342 ISHARES TR RUS 2000 GRW ETF 464287648 476 2470 SH SOLE 0 0 2470 ISHARES TR RUS 2000 VAL ETF 464287630 895 7492 SH SOLE 5296 0 2196 ISHARES TR RUS MD CP GR ETF 464287481 399 2830 SH SOLE 500 0 2330 ISHARES TR RUS MID CAP ETF 464287499 2534 45324 SH SOLE 24580 0 20744 ISHARES TR RUSSELL 2000 ETF 464287655 17874 118105 SH SOLE 10777 0 107328 ISHARES TR RUSSELL 3000 ETF 464287689 3950 22728 SH SOLE 11486 0 11242 ISHARES TR S&P 500 GRWT ETF 464287309 230 1275 SH SOLE 1275 0 0 ISHARES TR S&P 500 VAL ETF 464287408 220 1841 SH SOLE 308 0 1533 ISHARES TR SELECT DIVID ETF 464287168 270 2644 SH SOLE 0 0 2644 ISHARES TR SH TR CRPORT ETF 464288646 2523 47016 SH SOLE 0 0 47016 ISHARES TR SHORT TREAS BD 464288679 1776 16049 SH SOLE 15854 0 195 ISHARES TR TIPS BD ETF 464287176 400 3442 SH SOLE 0 0 3442 ISHARES TR U.S. MED DVC ETF 464288810 240 970 SH SOLE 970 0 0 ISHARES TR USA QUALITY FCTR 46432F339 657 7115 SH SOLE 7115 0 0 JOHNSON & JOHNSON COM 478160104 3689 28511 SH SOLE 17184 0 11327 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 314 13547 SH SOLE 0 0 13547 JPMORGAN CHASE & CO COM 46625H100 2942 25091 SH SOLE 15575 0 9516 KIMBERLY CLARK CORP COM 494368103 234 1647 SH SOLE 310 0 1337 KINDER MORGAN INC DEL COM 49456B101 548 26623 SH SOLE 2013 0 24610 LOWES COS INC COM 548661107 936 8500 SH SOLE 0 0 8500 MARATHON OIL CORP COM 565849106 246 20083 SH SOLE 20083 0 0 MARATHON PETE CORP COM 56585A102 546 9005 SH SOLE 8091 0 914 MASTERCARD INC CL A 57636Q104 1129 4157 SH SOLE 500 0 3657 MCDONALDS CORP COM 580135101 535 2498 SH SOLE 478 0 2020 MERCK & CO INC COM 58933Y105 1150 13636 SH SOLE 7044 0 6592 MICROSOFT CORP COM 594918104 6676 48000 SH SOLE 11950 0 36050 NEXTERA ENERGY INC COM 65339F101 304 1307 SH SOLE 658 0 649 NIKE INC CL B 654106103 689 7335 SH SOLE 6423 0 912 NOVARTIS A G SPONSORED ADR 66987V109 454 5226 SH SOLE 65 0 5161 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 229 15283 SH SOLE 15283 0 0 OCCIDENTAL PETE CORP COM 674599105 221 4993 SH SOLE 3862 0 1131 ORACLE CORP COM 68389X105 789 14284 SH SOLE 1364 0 12920 PAYCHEX INC COM 704326107 961 11613 SH SOLE 608 0 11005 PAYPAL HLDGS INC COM 70450Y103 622 5969 SH SOLE 4543 0 1426 PEPSICO INC COM 713448108 3427 24986 SH SOLE 14520 0 10466 PERCEPTRON INC COM 71361F100 60 12419 SH SOLE 0 0 12419 PFIZER INC COM 717081103 930 25870 SH SOLE 10983 0 14887 PROCTER & GAMBLE CO COM 742718109 2924 23536 SH SOLE 2868 0 20668 PROSHARES TR SHORT QQQ NEW 74347B714 528 19050 SH SOLE 19050 0 0 QUALCOMM INC COM 747525103 1397 18369 SH SOLE 15993 0 2376 RAYTHEON CO COM NEW 755111507 1881 9546 SH SOLE 6807 0 2739 REALTY INCOME CORP COM 756109104 656 8554 SH SOLE 4622 0 3932 RESTAURANT BRANDS INTL INC COM 76131D103 930 13072 SH SOLE 0 0 13072 ROYAL BK CDA MONTREAL QUE COM 780087102 2797 34467 SH SOLE 0 0 34467 SALESFORCE COM INC COM 79466L302 1316 8858 SH SOLE 5919 0 2939 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1357 53816 SH SOLE 39249 0 14567 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2331 43227 SH SOLE 37878 0 5349 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 422 7711 SH SOLE 0 0 7711 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 702 12377 SH SOLE 5972 0 6405 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4385 61773 SH SOLE 36878 0 24895 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2462 43491 SH SOLE 38231 0 5260 SCHWAB STRATEGIC TR US REIT ETF 808524847 1079 22906 SH SOLE 1233 0 21673 SELECT SECTOR SPDR TR ENERGY 81369Y506 330 5586 SH SOLE 25 0 5561 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11849 423254 SH SOLE 1136 0 422118 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 200 3102 SH SOLE 0 0 3102 SEMPRA ENERGY COM 816851109 315 2132 SH SOLE 2124 0 8 SILGAN HOLDINGS INC COM 827048109 695 23128 SH SOLE 0 0 23128 SPDR GOLD TRUST GOLD SHS 78463V107 361 2604 SH SOLE 0 0 2604 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1674 42365 SH SOLE 26148 0 16217 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 1220 21293 SH SOLE 5527 0 15766 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 907 30889 SH SOLE 8860 0 22029 SPDR S&P 500 ETF TR TR UNIT 78462F103 28215 95088 SH SOLE 43465 0 51623 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1098 3118 SH SOLE 0 0 3118 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1104 21052 SH SOLE 21052 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 491 4700 SH SOLE 0 0 4700 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 291 4907 SH SOLE 0 0 4907 SPDR SERIES TRUST S&P DIVID ETF 78464A763 665 6477 SH SOLE 0 0 6477 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1422 28881 SH SOLE 26246 0 2635 STARBUCKS CORP COM 855244109 346 3907 SH SOLE 1688 0 2219 SUNTRUST BKS INC COM 867914103 233 3386 SH SOLE 190 0 3196 THE CHARLES SCHWAB CORPORATI COM 808513105 1626 38766 SH SOLE 22567 0 16199 TJX COS INC NEW COM 872540109 2302 41274 SH SOLE 29624 0 11650 TORONTO DOMINION BK ONT COM NEW 891160509 258 4430 SH SOLE 2459 0 1971 UBS AG JERSEY BRH ALERIAN INFRST 902641646 19546 937424 SH SOLE 237798 0 699626 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 3209 218848 SH SOLE 63566 0 155282 UNION PACIFIC CORP COM 907818108 2081 12836 SH SOLE 8624 0 4212 UNITED PARCEL SERVICE INC CL B 911312106 207 1722 SH SOLE 530 0 1192 UNITED TECHNOLOGIES CORP COM 913017109 320 2334 SH SOLE 0 0 2334 UNITEDHEALTH GROUP INC COM 91324P102 601 2763 SH SOLE 790 0 1973 US BANCORP DEL COM NEW 902973304 3050 55111 SH SOLE 22664 0 32447 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 785 6649 SH SOLE 5374 0 1275 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 285 4417 SH SOLE 4417 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1082 13406 SH SOLE 0 0 13406 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 45240 535841 SH SOLE 160787 0 375054 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 6433 109363 SH SOLE 0 0 109363 VANGUARD GROUP DIV APP ETF 921908844 54058 452005 SH SOLE 93743 0 358262 VANGUARD INDEX FDS GROWTH ETF 922908736 451 2709 SH SOLE 232 0 2477 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3846 28212 SH SOLE 0 0 28212 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 35194 377557 SH SOLE 142038 0 235519 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 42147 154630 SH SOLE 34963 0 119667 VANGUARD INDEX FDS SM CP VAL ETF 922908611 29661 229860 SH SOLE 95839 0 134021 VANGUARD INDEX FDS SMALL CP ETF 922908751 1231 8005 SH SOLE 409 0 7596 VANGUARD INDEX FDS SML CP GRW ETF 922908595 570 3131 SH SOLE 479 0 2652 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9483 62804 SH SOLE 45619 0 17185 VANGUARD INDEX FDS VALUE ETF 922908744 1016 9097 SH SOLE 1232 0 7865 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12724 255067 SH SOLE 118252 0 136815 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7883 195810 SH SOLE 80911 0 114899 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 33651 574346 SH SOLE 191363 0 382983 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2525 27650 SH SOLE 26865 0 785 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 550 9024 SH SOLE 7458 0 1566 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6363 78529 SH SOLE 66507 0 12022 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 22042 536593 SH SOLE 225740 0 310853 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 432 5362 SH SOLE 0 0 5362 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 6004 67654 SH SOLE 6392 0 61262 VANGUARD WORLD FDS INF TECH ETF 92204A702 3531 16371 SH SOLE 14391 0 1980 VANGUARD WORLD FDS MATERIALS ETF 92204A801 565 4451 SH SOLE 3045 0 1406 VAREX IMAGING CORP COM 92214X106 274 9610 SH SOLE 9610 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1453 24061 SH SOLE 16922 0 7139 VISA INC COM CL A 92826C839 674 3920 SH SOLE 1720 0 2200 WALMART INC COM 931142103 433 3647 SH SOLE 1015 0 2632 WELLS FARGO CO NEW COM 949746101 1485 29427 SH SOLE 5935 0 23492 WISDOMTREE TR EMER MKT HIGH FD 97717W315 10910 264125 SH SOLE 68738 0 195387 XCEL ENERGY INC COM 98389B100 405 6247 SH SOLE 0 0 6247