0001172661-16-004123.txt : 20161110 0001172661-16-004123.hdr.sgml : 20161110 20161110145911 ACCESSION NUMBER: 0001172661-16-004123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASPIRIANT, LLC CENTRAL INDEX KEY: 0001433541 IRS NUMBER: 261518255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13064 FILM NUMBER: 161987542 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 2600 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153717800 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 2600 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: Kochis Fitz/Quintile LLC DATE OF NAME CHANGE: 20080425 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001433541 XXXXXXXX 09-30-2016 09-30-2016 false ASPIRIANT, LLC

50 California Street Suite 2600 San Francisco CA 94111

13F HOLDINGS REPORT 028-13064 N Michael H. Kossman 415-371-7800 /s/ Michael H. Kossman San Francisco CA 11-10-2016 0 182 1004716 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 6904 39179 SH SOLE 39169 0 10 AARONS INC COM PAR $0.50 002535300 518 20393 SH SOLE 20393 0 0 ABBOTT LABS COM 002824100 2141 50620 SH SOLE 49103 0 1517 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 248 2029 SH SOLE 2029 0 0 ALLERGAN PLC SHS G0177J108 2019 8766 SH SOLE 8494 0 272 ALPHABET INC CAP STK CL C 02079K107 216 278 SH SOLE 278 0 0 ALPHABET INC CAP STK CL A 02079K305 430 535 SH SOLE 535 0 0 AMAZON COM INC COM 023135106 344 411 SH SOLE 411 0 0 AMERICAN ELEC PWR INC COM 025537101 849 13228 SH SOLE 13188 0 40 AMERICAN TOWER CORP NEW COM 03027X100 349 3076 SH SOLE 2766 0 310 AMGEN INC COM 031162100 681 4081 SH SOLE 4081 0 0 APPLE INC COM 037833100 8830 78106 SH SOLE 76345 0 1761 AT&T INC COM 00206R102 1977 48686 SH SOLE 46528 0 2158 BANK NEW YORK MELLON CORP COM 064058100 335 8390 SH SOLE 8390 0 0 BARCLAYS BK PLC IPSPGS TTL ETN 06738C794 675 49257 SH SOLE 49257 0 0 BECTON DICKINSON & CO COM 075887109 371 2063 SH SOLE 1893 0 170 BED BATH & BEYOND INC COM 075896100 795 18430 SH SOLE 18430 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1730 503 SH SOLE 503 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 21342 147723 SH SOLE 146757 0 966 BLACKROCK INC COM 09247x101 1051 2899 SH SOLE 2819 0 80 CABOT OIL & GAS CORP COM 127097103 217 8395 SH SOLE 7010 0 1385 CARDINAL HEALTH INC COM 14149Y108 417 5361 SH SOLE 5361 0 0 CELGENE CORP COM 151020104 1251 11972 SH SOLE 11603 0 369 CHEVRON CORP NEW COM 166764100 3784 36771 SH SOLE 35550 0 1221 CINCINNATI FINL CORP COM 172062101 15477 205211 SH SOLE 205191 0 20 CISCO SYS INC COM 17275R102 892 28115 SH SOLE 27080 0 1035 CLOROX CO DEL COM 189054109 370 2956 SH SOLE 2926 0 30 COCA COLA CO COM 191216100 1371 32392 SH SOLE 32352 0 40 COMCAST CORP NEW CL A 20030N101 3023 45574 SH SOLE 44199 0 1375 CONSOLIDATED EDISON INC COM 209115104 587 7792 SH SOLE 7792 0 0 COSTCO WHSL CORP NEW COM 22160K105 1423 9331 SH SOLE 9001 0 330 CVS HEALTH CORP COM 126650100 2974 33423 SH SOLE 32658 0 765 DANAHER CORP DEL COM 235851102 2603 33210 SH SOLE 31993 0 1217 DBX ETF TR DB XTR MSCI EUR 233051853 483 18740 SH SOLE 18740 0 0 DISNEY WALT CO COM DISNEY 254687106 3328 35838 SH SOLE 34697 0 1141 DOW CHEM CO COM 260543103 262 5059 SH SOLE 5059 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 376 5617 SH SOLE 5617 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1153 14409 SH SOLE 14374 0 35 EMERSON ELEC CO COM 291011104 1052 19297 SH SOLE 19242 0 55 EOG RES INC COM 26875P101 1802 18632 SH SOLE 18472 0 160 EVERSOURCE ENERGY COM 30040W108 898 16574 SH SOLE 16574 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1294 18341 SH SOLE 17711 0 630 EXXON MOBIL CORP COM 30231G102 2754 31551 SH SOLE 31526 0 25 FORTIVE CORP COM 34959J108 266 5232 SH SOLE 5215 0 17 FULL HOUSE RESORTS INC COM 359678109 139 77600 SH SOLE 77600 0 0 GENERAL ELECTRIC CO COM 369604103 1320 44550 SH SOLE 42300 0 2250 GENUINE PARTS CO COM 372460105 739 7359 SH SOLE 7334 0 25 GOLDMAN SACHS GROUP INC SP ENHCMD37ETN 38144L852 1367 63332 SH SOLE 63332 0 0 GOLDMAN SACHS MLP INC OPP FD COM SHS 38147W103 101 10590 SH SOLE 10590 0 0 HD SUPPLY HLDGS INC COM 40416M105 704 22000 SH SOLE 22000 0 0 HOME DEPOT INC COM 437076102 2416 18776 SH SOLE 18776 0 0 HUNTINGTON BANCSHARES INC COM 446150104 113 11425 SH SOLE 11425 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 816 27847 SH SOLE 27847 0 0 INTEL CORP COM 458140100 2495 66102 SH SOLE 63771 0 2331 INTERNATIONAL BUSINESS MACHS COM 459200101 1427 8982 SH SOLE 8787 0 195 ISHARES MIN VOL GBL ETF 464286525 102453 1344709 SH SOLE 1344709 0 0 ISHARES MIN VOL EMRG MKT 464286533 59021 1091773 SH SOLE 1091258 0 515 ISHARES GOLD TRUST ISHARES 464285105 329 25907 SH SOLE 25907 0 0 ISHARES INC CORE MSCI EMKT 46434G103 25809 565864 SH SOLE 565864 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 152 10240 SH SOLE 10240 0 0 ISHARES TR TIPS BD ETF 464287176 265 2273 SH SOLE 2273 0 0 ISHARES TR CORE S&P500 ETF 464287200 44634 205156 SH SOLE 205156 0 0 ISHARES TR CORE US AGGBD ET 464287226 641 5699 SH SOLE 5699 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7686 205227 SH SOLE 205227 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1174 12360 SH SOLE 12360 0 0 ISHARES TR MSCI EAFE ETF 464287465 6286 106304 SH SOLE 106304 0 0 ISHARES TR RUS MD CP GR ETF 464287481 383 3937 SH SOLE 1607 0 2330 ISHARES TR RUS MID-CAP ETF 464287499 4240 24321 SH SOLE 24231 0 90 ISHARES TR COHEN&STEER REIT 464287564 331 3157 SH SOLE 3157 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 6926 65572 SH SOLE 65572 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3144 30178 SH SOLE 30178 0 0 ISHARES TR RUS 1000 ETF 464287622 16269 135058 SH SOLE 135058 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2408 22991 SH SOLE 22991 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1014 8161 SH SOLE 8161 0 0 ISHARES TR CORE RUSSELL VAL 464287663 75761 1643412 SH SOLE 1643412 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 4705 36703 SH SOLE 36703 0 0 ISHARES TR U.S. REAL ES ETF 464287739 38211 473848 SH SOLE 473848 0 0 ISHARES TR CORE S&P SCP ETF 464287804 568 4575 SH SOLE 4575 0 0 ISHARES TR MSCI ACWI ETF 464288257 514 8699 SH SOLE 8699 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3190 28295 SH SOLE 28295 0 0 ISHARES TR INTL DEV RE ETF 464288489 7488 248183 SH SOLE 248183 0 0 ISHARES TR IBOXX HI YD ETF 464288513 481 5517 SH SOLE 5517 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 846 7997 SH SOLE 7997 0 0 ISHARES TR EAFE VALUE ETF 464288877 1487 32211 SH SOLE 32211 0 0 ISHARES TR EAFE GRWTH ETF 464288885 500 7309 SH SOLE 7309 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 509 6263 SH SOLE 6263 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 3432 50737 SH SOLE 50737 0 0 ISHARES TR MIN VOL USA ETF 46429B697 2728 60042 SH SOLE 60042 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1210 21945 SH SOLE 21945 0 0 JOHNSON & JOHNSON COM 478160104 5407 45768 SH SOLE 44628 0 1140 JPMORGAN CHASE & CO COM 46625H100 4569 68617 SH SOLE 66848 0 1769 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2556 81142 SH SOLE 81142 0 0 MARATHON OIL CORP COM 565849106 326 20628 SH SOLE 20628 0 0 MARATHON PETE CORP COM 56585A102 522 12865 SH SOLE 12865 0 0 MERCK & CO INC COM 58933Y105 1412 22631 SH SOLE 22596 0 35 MICROSOFT CORP COM 594918104 2006 34830 SH SOLE 32760 0 2070 MONSANTO CO NEW COM 61166W101 1377 13473 SH SOLE 13088 0 385 NEXTERA ENERGY INC COM 65339F101 3350 27391 SH SOLE 26446 0 945 NOVARTIS A G SPONSORED ADR 66987V109 1046 13252 SH SOLE 13227 0 25 OCCIDENTAL PETE CORP DEL COM 674599105 271 3716 SH SOLE 3716 0 0 PAYCHEX INC COM 704326107 564 9740 SH SOLE 9720 0 20 PAYPAL HLDGS INC COM 70450y103 1076 26272 SH SOLE 25092 0 1180 PEPSICO INC COM 713448108 4355 40041 SH SOLE 38886 0 1155 PFIZER INC COM 717081103 1232 36379 SH SOLE 36314 0 65 PHILIP MORRIS INTL INC COM 718172109 1186 12199 SH SOLE 11294 0 905 POLARIS INDS INC COM 731068102 446 5760 SH SOLE 5760 0 0 POTASH CORP SASK INC COM 73755L107 709 43460 SH SOLE 43370 0 90 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 327 7883 SH SOLE 7883 0 0 PRAXAIR INC COM 74005P104 869 7194 SH SOLE 7179 0 15 PROCTER AND GAMBLE CO COM 742718109 5355 59667 SH SOLE 58967 0 700 PUBLIC STORAGE COM 74460D109 224 1006 SH SOLE 1006 0 0 QUALCOMM INC COM 747525103 4761 69503 SH SOLE 68472 0 1031 RAYTHEON CO COM NEW 755111507 4239 31138 SH SOLE 30333 0 805 REALTY INCOME CORP COM 756109104 5995 89576 SH SOLE 88445 0 1131 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 1635 17535 SH SOLE 17300 0 235 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 225 1444 SH SOLE 1444 0 0 SCANA CORP NEW COM 80589M102 1020 14093 SH SOLE 12943 0 1150 SCHLUMBERGER LTD COM 806857108 1824 23192 SH SOLE 22987 0 205 SCHWAB CHARLES CORP NEW COM 808513105 2403 76120 SH SOLE 73055 0 3065 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 11259 218105 SH SOLE 211260 0 6845 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 345 7574 SH SOLE 7574 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 7732 177670 SH SOLE 175225 0 2445 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3091 134038 SH SOLE 133213 0 825 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1491 48292 SH SOLE 47972 0 320 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 416 5892 SH SOLE 2702 0 3190 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 14405 746361 SH SOLE 745606 0 755 SELECT SECTOR SPDR TR RL EST SEL SEC 81369y860 3401 103791 SH SOLE 103689 0 102 SEMPRA ENERGY COM 816851109 243 2271 SH SOLE 2271 0 0 SOUTHERN CO COM 842587107 870 16961 SH SOLE 16911 0 50 SPDR GOLD TRUST GOLD SHS 78463V107 583 4642 SH SOLE 4642 0 0 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 8274 152225 SH SOLE 152225 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 74072 1775891 SH SOLE 1775891 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 1467 46771 SH SOLE 46771 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 30710 141981 SH SOLE 141969 0 12 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 669 11269 SH SOLE 11269 0 0 SPECTRA ENERGY CORP COM 847560109 2212 51740 SH SOLE 51650 0 90 STARBUCKS CORP COM 855244109 466 8598 SH SOLE 8128 0 470 STERICYCLE INC DEP PFD A 1/10 858912207 258 3900 SH SOLE 3900 0 0 TARGET CORP COM 87612E106 596 8685 SH SOLE 8135 0 550 TJX COS INC NEW COM 872540109 3354 44852 SH SOLE 43279 0 1573 TORONTO DOMINION BK ONT COM NEW 891160509 1128 25395 SH SOLE 25335 0 60 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 237 2040 SH SOLE 2040 0 0 UBS AG JERSEY BRH ALERIAN INFRST 902641646 117401 4135280 SH SOLE 4133120 0 2160 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 4720 238156 SH SOLE 238156 0 0 UNION PAC CORP COM 907818108 3705 37987 SH SOLE 36779 0 1208 UNITED PARCEL SERVICE INC CL B 911312106 1292 11812 SH SOLE 10792 0 1020 UNITED STATES OIL FUND LP UNITS 91232N108 1215 111138 SH SOLE 111138 0 0 UNITEDHEALTH GROUP INC COM 91324P102 335 2395 SH SOLE 2195 0 200 US BANCORP DEL COM NEW 902973304 3218 75035 SH SOLE 72728 0 2307 V F CORP COM 918204108 743 13263 SH SOLE 12898 0 365 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 261 8092 SH SOLE 8092 0 0 VANECK VECTORS ETF TR PHARMACEUTICAL E 92189F692 1695 29495 SH SOLE 28475 0 1020 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 2715 23565 SH SOLE 22617 0 948 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2335 27747 SH SOLE 27747 0 0 VANGUARD INDEX FDS REIT ETF 922908553 5709 65822 SH SOLE 65772 0 50 VANGUARD INDEX FDS SML CP GRW ETF 922908595 419 3181 SH SOLE 3181 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 540 4877 SH SOLE 4877 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2154 21720 SH SOLE 21720 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 688 7910 SH SOLE 7910 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 480 3926 SH SOLE 3926 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1909 17144 SH SOLE 17054 0 90 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 800 14245 SH SOLE 14155 0 90 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 22952 505225 SH SOLE 505015 0 210 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6872 182609 SH SOLE 182609 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 273 4500 SH SOLE 4500 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 476 9588 SH SOLE 9588 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1594 18997 SH SOLE 18997 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 28711 767456 SH SOLE 759986 0 7470 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2362 32739 SH SOLE 32650 0 89 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1719 19650 SH SOLE 19650 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2316 18420 SH SOLE 18195 0 225 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 413 3019 SH SOLE 3019 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 5293 43975 SH SOLE 43450 0 525 VANGUARD WORLD FDS MATERIALS ETF 92204A801 2416 22595 SH SOLE 21229 0 1366 VANGUARD WORLD FDS UTILITIES ETF 92204A876 221 2068 SH SOLE 2068 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4264 82038 SH SOLE 80375 0 1663 WELLS FARGO & CO NEW COM 949746101 2686 60657 SH SOLE 60582 0 75 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 949 725 SH SOLE 725 0 0 WENDYS CO COM 95058W100 693 64196 SH SOLE 64196 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 390 8275 SH SOLE 8275 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1981 36865 SH SOLE 36865 0 0 YUM BRANDS INC COM 988498101 941 10357 SH SOLE 9997 0 360