SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
McCormack Gregory J.

(Last) (First) (Middle)
C/O ACCO BRANDS CORP
FOUR CORPORATE DRIVE

(Street)
LAKE ZURICH IL 60047

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/28/2013
3. Issuer Name and Ticker or Trading Symbol
ACCO BRANDS Corp [ ACCO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice Pres, Global Products
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 21,746 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Units (2011-2013) (1) (1) Common Stock 5,534 $0.00 D
Performance Stock Units (2012-2014) (2) (2) Common Stock 1,804 $0.00 D
Restricted Stock Units (3) (3) Common Stock 6,400 $0.00 D
Restricted Stock Units (4) (4) Common Stock 4,108 $0.00 D
Restricted Stock Units (5) (5) Common Stock 3,933 $0.00 D
Stock Option (right to buy) 02/21/2014 02/21/2020 Common Stock 10,872 $7.64 D
Stock Option (right to buy) 02/23/2013 02/23/2019 Common Stock 8,742 $12.17 D
Stock Option (right to buy) 05/18/2012 05/18/2018 Common Stock 14,000 $8.93 D
Stock Option (right to buy) 03/19/2009 03/19/2015 Common Stock 15,900 $14.02 D
Stock Option (right to buy) 03/16/2008 03/16/2015 Common Stock 7,000 $21.49 D
Stock Option (right to buy) 10/28/2005 10/28/2014 Common Stock 34,398 $18.25 D
Stock Option (right to buy) 10/28/2005 10/28/2014 Common Stock 5,479 $18.25 D
Stock Settled Stock Appreciation Rights 02/26/2010 02/26/2016 Common Stock 75,000 $0.81 D
Explanation of Responses:
1. Reflects PSUs granted under the Issuer's Amended and Restated 2011 Incentive Plan that were earned by the reporting person during completed one-year performance period(s). Subject to the reporting person's continued employment, earned PSUs become eligible for settlement into shares of common stock on December 31, 2013, upon the completion of the three-year performance cycle.
2. Reflects PSUs granted under the Issuer's Amended and Restated 2011 Incentive Plan that were earned by the reporting person during completed one-year performance period(s). Subject to the reporting person's continued employment, earned PSUs become eligible for settlement into shares of common stock on December 31, 2014, upon the completion of the three-year performance cycle.
3. Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on May 18, 2014 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
4. Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on February 23, 2015 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
5. Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on February 21, 2016 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
Remarks:
Pamela R. Schneider, Attorney-in-fact for Gregory J. McCormack 11/07/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.