0001432539-12-000002.txt : 20120207
0001432539-12-000002.hdr.sgml : 20120207
20120207091349
ACCESSION NUMBER: 0001432539-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
EFFECTIVENESS DATE: 20120207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Strategic Investment Advisors, Inc
CENTRAL INDEX KEY: 0001432539
IRS NUMBER: 161334685
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13318
FILM NUMBER: 12575800
BUSINESS ADDRESS:
STREET 1: 114 BUSINESS PARK DRIVE
CITY: UTICA
STATE: NY
ZIP: 13502
BUSINESS PHONE: 3157241776
MAIL ADDRESS:
STREET 1: 114 BUSINESS PARK DRIVE
CITY: UTICA
STATE: NY
ZIP: 13502
13F-HR
1
13f_final_Q4-2011.txt
STRATEGIC FINANCIAL SERVICES 13F 4Q 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alan Leist III
Address: 114 Business Park Drive
Utica, NY 13502
United States of America
Form 13F File Number: 28-____________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alan Leist III
Title: Managing Director
Phone: (315)724-1776
Signature, Place, and Date of Signing:
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F
File Number Name
28-____________ ________________________________________________
[Repeat as necessary.]
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: ______________
Form 13F Information Table Entry Total: 101
Form 13F Information Table Value Total: $191,382
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
____ 28-____________ ______________________________
[Repeat as necessary.]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AT&T Inc. COM 00206R102 1380 45622.000 SH Sole 45622.000
Abbott Laboratories COM 002824100 1201 21353.000 SH Sole 21353.000
Abercrombie & Fitch Co. COM 002896207 1185 24260.000 SH Sole 24260.000
Accenture Ltd. COM G1151C101 958 17990.000 SH Sole 17990.000
Air Products & Chemicals COM 009158106 1066 12516.000 SH Sole 12516.000
Apache Corp. COM 037411105 2203 24324.000 SH Sole 24324.000
Apple Computer COM 037833100 4272 10547.000 SH Sole 10547.000
Automatic Data Processing COM 053015103 1555 28800.000 SH Sole 28800.000
BHP Billiton Ltd. COM 088606108 1305 18482.000 SH Sole 18482.000
Baker Hughes Inc COM 057224107 1468 30174.000 SH Sole 30174.000
Barrick Gold COM 067901108 1980 43762.000 SH Sole 43762.000
Baxter International Inc. COM 071813109 769 15550.000 SH Sole 15550.000
Becton Dickinson & Co. COM 075887109 2946 39422.000 SH Sole 39422.000
Boeing Co. COM 097023105 1285 17517.000 SH Sole 17517.000
Chevron Corp. COM 166764100 2147 20178.000 SH Sole 20178.000
Coca Cola Co. COM 191216100 1189 17000.000 SH Sole 17000.000
Cognizant Technology Solutions COM 192446102 2189 34034.000 SH Sole 34034.000
Colgate Palmolive Co. COM 194162103 4606 49858.000 SH Sole 49858.000
ConocoPhillips COM 20825C104 3933 53966.000 SH Sole 53966.000
Covidien PLC COM G2554F113 1719 38197.000 SH Sole 38197.000
Cummins Inc. COM 231021106 2954 33565.000 SH Sole 33565.000
Deere & Co. COM 244199105 2353 30417.000 SH Sole 30417.000
Digital Realty Trust COM 253868103 1084 16262.000 SH Sole 16262.000
DuPont de Nemours COM 263534109 1113 24303.000 SH Sole 24303.000
EMC Corp. COM 268648102 1178 54701.000 SH Sole 54701.000
Eastern Insurance Holdings, In COM 276534104 845 60467.000 SH Sole 60467.000
Eaton Corp. COM 278058102 1130 25964.000 SH Sole 25964.000
Exelis Inc. COM 30162A108 348 38495.000 SH Sole 38495.000
Exxon Mobil Corp. COM 30231G102 3974 46880.999 SH Sole 46880.999
Family Dollar Stores, Inc. COM 307000109 1118 19385.000 SH Sole 19385.000
Gap Inc. COM 364760108 1264 68126.000 SH Sole 68126.000
General Electric Co. COM 369604103 445 24858.000 SH Sole 24858.000
HSBC Holdings PLC ADR COM 404280406 585 15367.000 SH Sole 15367.000
Harris Corp. COM 413875105 1525 42317.000 SH Sole 42317.000
Hill-Rom Holdings, Inc. COM 431475102 896 26594.000 SH Sole 26594.000
Honeywell International Inc. COM 438516106 1180 21715.000 SH Sole 21715.000
ITT Corporation COM 450911201 377 19529.000 SH Sole 19529.000
Intel Corp. COM 458140100 1760 72578.000 SH Sole 72578.000
International Business Machine COM 459200101 2282 12409.000 SH Sole 12409.000
J M Smucker Co. COM 832696405 1077 13772.000 SH Sole 13772.000
JP Morgan Chase & Co. COM 46625H100 1019 30632.000 SH Sole 30632.000
Johnson & Johnson COM 478160104 389 5925.000 SH Sole 5925.000
Johnson Controls Inc. COM 478366107 1580 50547.000 SH Sole 50547.000
KeyCorp COM 493267108 118 15347.000 SH Sole 15347.000
Lockheed Martin Corp. COM 539830109 1066 13179.000 SH Sole 13179.000
M&T Bank Corp. COM 55261F104 3158 41367.000 SH Sole 41367.000
Marathon Oil Corporation COM 565849106 1895 64743.000 SH Sole 64743.000
Mattel, Inc. COM 577081102 1212 43660.000 SH Sole 43660.000
McCormick & Co. Inc. COM 579780206 2063 40907.000 SH Sole 40907.000
McDonalds Corp. COM 580135101 1494 14889.000 SH Sole 14889.000
Medco Health Solutions, Inc. COM 58405U102 2148 38433.000 SH Sole 38433.000
Medtronic, Inc. COM 585055106 894 23371.000 SH Sole 23371.000
Microsoft Corp. COM 594918104 3018 116268.000 SH Sole 116268.000
Mosaic Co. COM 61945C103 1191 23610.000 SH Sole 23610.000
NextEra Energy, Inc. (Formerly COM 65339f101 866 14231.000 SH Sole 14231.000
Nike Inc. COM 654106103 2685 27866.000 SH Sole 27866.000
Norfolk Southern COM 655844108 1155 15856.000 SH Sole 15856.000
Northern Superior Resources In COM 665804100 5 20000.000 SH Sole 20000.000
Occidental Petroleum Corp. COM 674599105 642 6855.000 SH Sole 6855.000
Oracle Corp. COM 68389X105 1724 67205.000 SH Sole 67205.000
PPG Industries Inc. COM 693506107 1231 14745.000 SH Sole 14745.000
PPL Corporation COM 69351T106 1314 44670.000 SH Sole 44670.000
Pepsico Inc. COM 713448108 1066 16072.000 SH Sole 16072.000
Procter & Gamble Co. COM 742718109 3999 59951.000 SH Sole 59951.000
QUALCOMM, Inc. COM 747525103 2614 47785.000 SH Sole 47785.000
Rayonier Inc. COM 754907103 1036 23206.000 SH Sole 23206.000
Raytheon Co. COM 755111507 1061 21925.000 SH Sole 21925.000
Sanofi-Aventis ADR COM 80105N105 697 19081.000 SH Sole 19081.000
Sirona Dental Systems Inc. COM 82966C103 1634 37095.000 SH Sole 37095.000
Skyworks Solutions COM 83088M102 1312 80905.000 SH Sole 80905.000
Spectra Energy COM 847560109 1110 36100.000 SH Sole 36100.000
Sysco Corp COM 871829107 916 31232.000 SH Sole 31232.000
T. Rowe Price Group Inc. COM 74144T108 3196 56127.000 SH Sole 56127.000
Teva Pharmaceutical ADR COM 881624209 1816 44984.000 SH Sole 44984.000
The Bank of New York Mellon Co COM 064058100 1090 54724.000 SH Sole 54724.000
Titan Medical Inc. COM 88830X108 13 10000.000 SH Sole 10000.000
Total ADR COM 89151E109 1349 26385.000 SH Sole 26385.000
Tupperware Brands Corporation COM 899896104 2573 45965.000 SH Sole 45965.000
Unilever PLC ADR COM 904767704 1021 30446.000 SH Sole 30446.000
United Technologies Corp. COM 913017109 1510 20664.000 SH Sole 20664.000
VF Corp. COM 918204108 834 6565.000 SH Sole 6565.000
Ventas Inc. COM 92276F100 808 14656.000 SH Sole 14656.000
Verizon Communications Inc. COM 92343V104 1147 28577.000 SH Sole 28577.000
Visa Inc. COM 92826C839 2184 21515.000 SH Sole 21515.000
Waste Management Inc. COM 94106L109 1159 35435.000 SH Sole 35435.000
Xylem Inc. COM 98419M100 1084 42205.000 SH Sole 42205.000
Yum Brands Inc. COM 988498101 2488 42168.000 SH Sole 42168.000
PowerShares DB Commodity Index ETF 73935S105 2119 78950.000 SH Sole 78950.000
S&P 400 Mid-Cap Depository Rec ETF 78467Y107 7020 44015.000 SH Sole 44015.000
S&P 500 Depository Receipt ETF 78462F103 907 7230.000 SH Sole 7230.000
SPDR Gold Trust ETF 78463V107 5001 32903.000 SH Sole 32903.000
SPDR S&P Dividend ETF ETF 78464A763 1577 29280.000 SH Sole 29280.000
Vanguard Dividend Appreciation ETF 921908844 6627 121261.000 SH Sole 121261.000
Vanguard Emerging Markets ETF 922042858 4963 129890.000 SH Sole 129890.000
Vanguard FTSE All-World ex-US ETF 922042775 5764 145375.000 SH Sole 145375.000
Vanguard REIT Index ETF 922908553 2386 41140.000 SH Sole 41140.000
iShares MSCI EAFE Index Fund ETF 464287465 6822 137741.000 SH Sole 137741.000
iShares MSCI Emerging Markets ETF 464287234 4017 105866.000 SH Sole 105866.000
iShares Russell 1000 Growth In ETF 464287614 567 9815.000 SH Sole 9815.000
iShares Russell 2000 Index ETF 464287655 4655 63115.000 SH Sole 63115.000
iShares Russell Midcap Index ETF 464287499 3529 35860.000 SH Sole 35860.000