Chief Compliance Officer

0001398344-18-016638.txt : 20181115 0001398344-18-016638.hdr.sgml : 20181115 20181114173213 ACCESSION NUMBER: 0001398344-18-016638 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 181185302 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001432529 XXXXXXXX 09-30-2018 09-30-2018 false Baker Avenue Asset Management, LP

301 BATTERY STREET 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-13834 N Hannah Kim Chief Compliance Officer 415-986-1110 /s/ Hannah Kim San Francisco CA 11-14-2018 0 250 1213742 INFORMATION TABLE 2 fp0037147_13fhr-table.xml 13F INFORMATION TABLE ABB LTD SPONSORED ADR ADR 000375204 1485 62850 SH SOLE 44810 0 18040 ABBOTT LABS COM Stock 002824100 225 3061 SH SOLE 3061 0 0 ABBVIE INC COM Stock 00287Y109 2718 28735 SH SOLE 17128 0 11606 ABERCROMBIE & FITCH CO CL A Stock 002896207 317 15000 SH SOLE 15000 0 0 ADVISORSHARES DORSEY WRIGHT ADR ETF ETF 00768Y206 322 5992 SH SOLE 4060 0 1932 AFLAC INC COM Stock 001055102 1509 32065 SH SOLE 22853 0 9212 AIR LEASE CORP CL A Stock 00912X302 1167 25433 SH SOLE 18412 0 7020 AKAMAI TECH Stock 00971T101 914 12498 SH SOLE 11431 0 1067 ALASKA AIR GROUP INC COM Stock 011659109 698 10140 SH SOLE 8868 0 1272 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 6945 42152 SH SOLE 24801 0 17351 ALLERGAN PLC SHS Stock G0177J108 1649 8655 SH SOLE 4974 0 3681 ALPHABET INC CAP STK CL C Stock 02079K107 4275 3582 SH SOLE 1556 0 2026 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 113 10550 SH SOLE 0 0 10550 ALTA MESA RES INC CL A Stock 02133L109 925 221253 SH SOLE 147725 0 73528 ALTRIA GROUP INC COM Stock 02209S103 1512 25078 SH SOLE 13893 0 11185 AMAZON.COM INC Stock 023135106 7906 3947 SH SOLE 1863 0 2084 AMERICAN EXPRESS CO COM Stock 025816109 245 2299 SH SOLE 0 0 2299 AMGEN INC Stock 031162100 8016 38672 SH SOLE 18501 0 20171 APPLE INC Stock 037833100 18236 80785 SH SOLE 44777 0 36007 APPLIED MATLS INC COM Stock 038222105 13148 340190 SH SOLE 180569 0 159620 AT&T INC COM Stock 00206R102 2157 64241 SH SOLE 44009 0 20232 AVAGO TECHNOLOGIES LTD Stock 11135F101 2733 11077 SH SOLE 7225 0 3851 BANK AMER CORP COM Stock 060505104 205 6942 SH SOLE 6152 0 790 BANK NEW YORK MELLON CORP COM Stock 064058100 1580 30979 SH SOLE 22628 0 8350 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1686 7873 SH SOLE 6873 0 1000 BERRY GLOBAL GROUP INC COM Stock 08579W103 676 13960 SH SOLE 4658 0 9302 BRIGHTHOUSE FINL INC COM Stock 10922N103 553 12500 SH SOLE 12500 0 0 CALAMP CORP Stock 128126109 1091 45539 SH SOLE 41644 0 3895 CALLON PETROLEUM CORP Stock 13123X102 1907 159085 SH SOLE 118067 0 41018 CATERPILLAR INC DEL COM Stock 149123101 1858 12182 SH SOLE 9034 0 3148 CBS CORP CL B Stock 124857202 596 10367 SH SOLE 175 0 10192 CELGENE CORP Stock 151020104 1813 20255 SH SOLE 15784 0 4471 CHARLES SCHWAB CORP Stock 808513105 14672 298510 SH SOLE 164766 0 133743 CHEVRON CORP NEW COM Stock 166764100 2503 20473 SH SOLE 18726 0 1747 CIENA CORP Stock 171779309 535 17130 SH SOLE 320 0 16810 CITIGROUP INC Stock 172967424 1145 15966 SH SOLE 14414 0 1552 COCA COLA CO COM Stock 191216100 410 8873 SH SOLE 8873 0 0 COGNEX CORP Stock 192422103 778 13930 SH SOLE 12766 0 1164 COLGATE PALMOLIVE CO COM Stock 194162103 236 3518 SH SOLE 532 0 2986 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 15489 132139 SH SOLE 61199 0 70940 CONTROL4 CORP COM Stock 21240D107 509 14840 SH SOLE 11026 0 3814 CORNING INC COM Stock 219350105 4123 116785 SH SOLE 47026 0 69758 COSTCO WHOLESALE CORP Stock 22160K105 1436 6113 SH SOLE 3649 0 2464 CSX CORP Stock 126408103 3795 51250 SH SOLE 21800 0 29449 CUMMINS INC COM Stock 231021106 1957 13400 SH SOLE 7422 0 5978 DISNEY WALT CO COM DISNEY Stock 254687106 6547 55985 SH SOLE 30451 0 25534 DOMINOS PIZZA INC Stock 25754A201 1133 3844 SH SOLE 3844 0 0 DOWDUPONT INC COM Stock 26078J100 12657 196819 SH SOLE 93805 0 103013 EATON CORP PLC SHS Stock G29183103 3954 45595 SH SOLE 18883 0 26712 ECOLAB INC COM Stock 278865100 1510 9634 SH SOLE 6955 0 2678 ENERGY SELECT SECTOR SPDR ETF 81369Y506 10108 133458 SH SOLE 58425 0 75032 EXXON MOBIL CORP COM Stock 30231G102 5212 61309 SH SOLE 32512 0 28795 FACEBOOK INC CL A Stock 30303M102 447 2721 SH SOLE 2721 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 10597 384233 SH SOLE 173370 0 210862 FIRST INDL RLTY TR INC REIT 32054K103 222 7067 SH SOLE 7067 0 0 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF 33738R118 1810 47101 SH SOLE 18030 0 29071 FIRST TR LARGE CAP CORE ALPHADEX FD COMSHS ETF 33734K109 1903 30480 SH SOLE 0 0 30480 FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS ETF 33735J101 742 13700 SH SOLE 355 0 13345 FIRST TR MID CAP CORE ALPHADEX FD ETF 33735B108 238 3320 SH SOLE 0 0 3320 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 1440 45521 SH SOLE 22509 0 23012 FLEETCOR TECHNOLOGIES, INC. Stock 339041105 1166 5119 SH SOLE 4692 0 427 FLOOR & DECOR HLDGS INC CL A Stock 339750101 1096 36319 SH SOLE 33271 0 3048 FLOTEK INDS INC DEL COM Stock 343389102 276 115000 SH SOLE 115000 0 0 FMC TECHNOLOGIES INC Stock G87110105 6032 193015 SH SOLE 92821 0 100193 FREEPORT MCMORAN COPPER Stock 35671D857 1324 95113 SH SOLE 89510 0 5603 GARMIN LTD Stock H2906T109 638 9112 SH SOLE 2277 0 6835 GENERAL ELECTRIC CO COM Stock 369604103 997 88325 SH SOLE 55545 0 32779 GENERAL MOTORS CORP Stock 37045V100 3877 115139 SH SOLE 55714 0 59424 GLOBANT S A COM Stock L44385109 1375 23310 SH SOLE 0 0 23310 GOLAR LNG LTD SHS ISIN BMG9456A1009 Stock G9456A100 3930 141363 SH SOLE 95962 0 45400 GOLDMAN SACHS GROUP INC Stock 38141G104 4220 18820 SH SOLE 9887 0 8932 GOOGLE INC Stock 02079K305 1727 1431 SH SOLE 793 0 638 GROUPON INC COM Stock 399473107 946 250828 SH SOLE 232015 0 18813 GTT COMMUNICATIONS INC COM Stock 362393100 751 17307 SH SOLE 15054 0 2253 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 5428 57043 SH SOLE 25878 0 31164 HONEYWELL INTL INC Stock 438516106 7160 43030 SH SOLE 19115 0 23914 HUNTSMAN CORP Stock 447011107 1124 41266 SH SOLE 26974 0 14292 ILLUMINA INC Stock 452327109 543 1478 SH SOLE 1095 0 383 IMPINJ INC COM Stock 453204109 1023 41208 SH SOLE 37451 0 3757 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 502 6402 SH SOLE 2820 0 3582 INGERSOLL-RAND PLC SHS Stock G47791101 1258 12298 SH SOLE 9047 0 3250 INTEL CORP COM Stock 458140100 5454 115337 SH SOLE 51011 0 64326 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 2785 20020 SH SOLE 13815 0 6204 INTL BUSINESS MACHINES Stock 459200101 18696 123644 SH SOLE 68727 0 54916 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 555 29558 SH SOLE 6637 0 22921 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 667 28088 SH SOLE 5068 0 23020 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 6581 126972 SH SOLE 57210 0 69760 ISHARES 7-10 YR TREASURY BOND ETF ETF 464287440 276 2732 SH SOLE 2732 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 48835 462802 SH SOLE 293013 0 169789 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 4832 98610 SH SOLE 0 0 98610 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 3783 102083 SH SOLE 40639 0 61444 ISHARES CORE MSCI EAFE ETF 46432F842 546 8519 SH SOLE 209 0 8310 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 940 15579 SH SOLE 10467 0 5112 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 831 13384 SH SOLE 11938 0 1445 ISHARES DJ US CONSUMER SERVICES ETF 464287580 610 2882 SH SOLE 2012 0 870 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 206 2830 SH SOLE 0 0 2830 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 16008 134521 SH SOLE 64666 0 69855 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 23586 260998 SH SOLE 128860 0 132137 ISHARES GLBL INDSTRLS INDX FD ETF 464288729 284 3028 SH SOLE 2262 0 766 ISHARES GOLD TRUST ETF ETF 464285105 485 42456 SH SOLE 20027 0 22429 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 402 3502 SH SOLE 117 0 3385 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 8009 92649 SH SOLE 45741 0 46906 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 6667 61837 SH SOLE 33180 0 28656 ISHARES KLD SEL SOC FD ETF 464288802 665 5571 SH SOLE 4686 0 885 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 2055 43093 SH SOLE 33432 0 9661 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 806 12179 SH SOLE 12179 0 0 ISHARES MSCI EAFE ETF ETF 464287465 19605 288344 SH SOLE 134696 0 153647 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 19433 242704 SH SOLE 126442 0 116261 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 12564 201727 SH SOLE 105842 0 95883 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 31570 608054 SH SOLE 308282 0 299771 ISHARES MSCI EM ESG SELECT ETF ETF 46434G863 592 17748 SH SOLE 17748 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1008 23495 SH SOLE 8615 0 14880 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 5978 117174 SH SOLE 66460 0 50714 ISHARES MSCI JAPAN ETF ETF 46434G822 9271 153930 SH SOLE 77181 0 76749 ISHARES MSCI WORLD ETF ETF 464286392 2793 30422 SH SOLE 11654 0 18768 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 5235 42930 SH SOLE 17120 0 25809 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 388 7130 SH SOLE 7130 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 15744 100939 SH SOLE 51955 0 48983 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 6754 53338 SH SOLE 26086 0 27251 ISHARES RUSSELL 2000 ETF ETF 464287655 16963 100640 SH SOLE 47762 0 52877 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 7795 36244 SH SOLE 17341 0 18902 ISHARES RUSSELL 2000 VALUE ETF 464287630 2406 18090 SH SOLE 4150 0 13940 ISHARES RUSSELL MICROCAP INDEX ETF 464288869 9945 93555 SH SOLE 46309 0 47245 ISHARES S&P 500 GROWTH ETF ETF 464287309 3421 19310 SH SOLE 3880 0 15430 ISHARES S&P 500 INDEX ETF 464287200 1664 5685 SH SOLE 3411 0 2273 ISHARES S&P 500 VALUE ETF ETF 464287408 42771 369227 SH SOLE 173473 0 195754 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 535 3196 SH SOLE 7 0 3189 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 1014 11627 SH SOLE 3301 0 8325 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 412 2470 SH SOLE 0 0 2470 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 1413 28162 SH SOLE 0 0 28162 ISHARES TIPS BOND ETF ETF 464287176 6678 60365 SH SOLE 34190 0 26174 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 5594 24592 SH SOLE 9917 0 14674 ISHARES TR DOW JONESUS BROKER DEALERS INDEX FD ETF 464288794 8893 142913 SH SOLE 69077 0 73835 ISHARES TR KLD 400 SOCIAL INDEX FD ETF 464288570 814 7623 SH SOLE 7463 0 160 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 16859 227030 SH SOLE 78228 0 148802 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 384 2377 SH SOLE 1266 0 1111 ISHARES TR S&P 1500 INDEX FD ETF 464287150 251 3763 SH SOLE 3763 0 0 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 24495 142164 SH SOLE 68945 0 73218 ITAU UNIBANCO HLDG SA SPON ADR REP PFD ADR 465562106 292 26552 SH SOLE 26552 0 0 J M SMUCKER CO NEW Stock 832696405 406 3952 SH SOLE 3344 0 608 JOHNSON & JOHNSON COM Stock 478160104 6668 48262 SH SOLE 26098 0 22162 JPMORGAN CHASE & CO COM Stock 46625H100 6372 56467 SH SOLE 22863 0 33603 L-3 COMMUNICATIONS HLDGS INC Stock 502413107 519 2440 SH SOLE 2440 0 0 LKQ CORP COM Stock 501889208 1085 34274 SH SOLE 24277 0 9997 LOCKHEED MARTIN CORP Stock 539830109 274 793 SH SOLE 633 0 160 LOWES COS INC COM Stock 548661107 2043 17797 SH SOLE 17697 0 100 LYONDELLBASELL Stock N53745100 3377 32948 SH SOLE 13275 0 19672 MACYS INC COM Stock 55616P104 424 12200 SH SOLE 12200 0 0 MADISON SQUARE GARDEN CO NEW CL A Stock 55825T103 267 847 SH SOLE 447 0 400 MARSH & MCLENNAN COS INC COM Stock 571748102 354 4276 SH SOLE 201 0 4075 MARTIN MARIETTA MATLS INC COM Stock 573284106 564 3100 SH SOLE 3100 0 0 MARVELL TECHNOLOGY GROUP LTD Stock G5876H105 1511 78290 SH SOLE 46284 0 32006 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 239 4123 SH SOLE 1290 0 2833 MATTEL INC COM Stock 577081102 628 40000 SH SOLE 40000 0 0 MCDERMOTT INTL INC Stock 580037703 1376 74684 SH SOLE 70140 0 4544 MCDONALDS CORP COM Stock 580135101 1379 8246 SH SOLE 3909 0 4337 MERCK & CO INC Stock 58933Y105 2333 32890 SH SOLE 24387 0 8503 MICRON TECHNOLOGY Stock 595112103 204 4502 SH SOLE 4502 0 0 MICROSOFT Stock 594918104 20715 181123 SH SOLE 92765 0 88357 MONDELEZ INTL INC CL A Stock 609207105 366 8508 SH SOLE 8508 0 0 MOSAIC CO Stock 61945C103 1278 39343 SH SOLE 35699 0 3644 MYLAN N V SHS EURO Stock N59465109 3393 92717 SH SOLE 33928 0 58789 NETFLIX COM INC Stock 64110L106 215 575 SH SOLE 5 0 570 NORDSTROM INC COM Stock 655664100 711 11880 SH SOLE 6170 0 5710 NORTHERN TR CORP COM Stock 665859104 1140 11165 SH SOLE 8069 0 3096 NORTHROP GRUMMAN CORP COM Stock 666807102 6051 19067 SH SOLE 11470 0 7596 NUTANIX INC CL A Stock 67059N108 777 18188 SH SOLE 16323 0 1865 NVIDIA CORP Stock 67066G104 2073 7375 SH SOLE 5815 0 1560 ON DECK CAP INC COM Stock 682163100 120 15802 SH SOLE 15802 0 0 ON SEMICONDUCTOR CORP COM Stock 682189105 1321 71674 SH SOLE 51609 0 20065 ORACLE CORPORATION Stock 68389X105 1011 19612 SH SOLE 19372 0 240 PALO ALTO NETWORKS INC COM Stock 697435105 433 1921 SH SOLE 0 0 1921 PANDORA MEDIA INC Stock 698354107 176 18531 SH SOLE 0 0 18531 PAYCHEX INC Stock 704326107 1536 20862 SH SOLE 10507 0 10355 PERRIGO CO Stock G97822103 759 10715 SH SOLE 2879 0 7835 PFIZER INC COM Stock 717081103 12012 272577 SH SOLE 144242 0 128333 PG&E CORP COM Stock 69331C108 984 21394 SH SOLE 1894 0 19500 PHILIP MORRIS INTL INC Stock 718172109 1421 17426 SH SOLE 9594 0 7832 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 1413 13901 SH SOLE 0 0 13901 POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO ETF 46137V837 1085 18210 SH SOLE 12240 0 5970 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 46138G508 8178 352936 SH SOLE 199238 0 153697 POWERSHARES FINANCIAL PREFERRED ETF ETF 46137V621 6997 384689 SH SOLE 211727 0 172961 POWERSHARES QQQ TR ETF 46090E103 4189 22546 SH SOLE 2616 0 19930 PROCTER AND GAMBLE CO COM Stock 742718109 350 4208 SH SOLE 4208 0 0 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 2946 44088 SH SOLE 18211 0 25877 QUALCOMM INC Stock 747525103 19067 264706 SH SOLE 134555 0 130150 RANGE RESOURCES CORP Stock 75281A109 1278 75245 SH SOLE 70497 0 4748 REGIONS FINANCIAL CORP NEW Stock 7591EP100 1697 92489 SH SOLE 63189 0 29299 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 569 8349 SH SOLE 8348 0 0 RYDEX RUSSELL TOP 50 ETF ETF 46137V233 1355 6479 SH SOLE 4385 0 2093 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1171 3186 SH SOLE 356 0 2830 SAP AKTIENGESELLSCHAFT ADR ADR 803054204 229 1865 SH SOLE 1021 0 844 SHARES EDGE MSCI USA VALUE FACTOR ETF ETF 46432F388 209 2375 SH SOLE 0 0 2375 SIMPSON MANUFACTURING CO INC Stock 829073105 19716 272095 SH SOLE 111555 0 160540 SONY CORP SPONSORED ADR ADR 835699307 7340 121028 SH SOLE 56844 0 64183 SPDR BIOTECH ETF ETF 78464A870 2356 24575 SH SOLE 13132 0 11443 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 876 18501 SH SOLE 0 0 18501 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 8473 157083 SH SOLE 77283 0 79799 SPDR MUNICIPAL BOND ETF ETF 78468R721 500 10540 SH SOLE 1285 0 9255 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 27885 1006310 SH SOLE 571599 0 434710 SPDR S&P 500 ETF ETF 78462F103 958 3296 SH SOLE 3241 0 55 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 9993 100381 SH SOLE 48721 0 51658 SPDR SER TR S&P DIVID ETF ETF 78464A763 23413 239083 SH SOLE 129959 0 109124 SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF ETF 78464A730 519 12000 SH SOLE 12000 0 0 SPROTT PHYSICAL GOLD TRUST CEF 85207H104 475 49790 SH SOLE 23765 0 26025 STARBUCKS CORP Stock 855244109 263 4627 SH SOLE 4207 0 420 STERICYCLE INC Stock 858912108 893 15220 SH SOLE 7262 0 7958 STRYKER CORP Stock 863667101 318 1790 SH SOLE 1790 0 0 SUNPOWER CORP Stock 867652406 1605 219919 SH SOLE 126309 0 93610 SUNTRUST BANKS INC Stock 867914103 1725 25830 SH SOLE 16231 0 9599 SYSCO CORP COM Stock 871829107 846 11548 SH SOLE 11547 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 268 6069 SH SOLE 3977 0 2092 TARGET CORP COM Stock 87612E106 1601 18148 SH SOLE 13245 0 4903 TE CONNECTIVITY LTD Stock H84989104 1307 14859 SH SOLE 10743 0 4116 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1473 19552 SH SOLE 12637 0 6914 TEXAS INSTRS INC COM Stock 882508104 1358 12660 SH SOLE 12660 0 0 UNITED PARCEL SERVICE INC Stock 911312106 4592 39331 SH SOLE 38561 0 770 UNITED STATES STL CORP Stock 912909108 305 10000 SH SOLE 10000 0 0 UNITEDHEALTH GROUP Stock 91324P102 1562 5873 SH SOLE 4342 0 1531 US BANCORP DEL COM NEW Stock 902973304 1086 20557 SH SOLE 9737 0 10820 VALE SA (ADR) ADR 91912E105 1810 121965 SH SOLE 73100 0 48865 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 4385 39615 SH SOLE 15133 0 24482 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 27872 535484 SH SOLE 263754 0 271729 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 25424 587555 SH SOLE 333488 0 254067 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 19751 481721 SH SOLE 238847 0 242873 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 2825 32438 SH SOLE 16967 0 15471 VANGUARD LARGE CAP ETF 922908637 17683 132445 SH SOLE 60051 0 72393 VANGUARD REIT INDEX ETF ETF 922908553 1801 22320 SH SOLE 70 0 22250 VANGUARD S&P 500 ETF ETF 922908363 377 1412 SH SOLE 407 0 1005 VANGUARD S&P 500 VALUE ETF ETF 921932703 530 4740 SH SOLE 0 0 4740 VANGUARD SHORT TERM BOND ETF 921937827 5450 69847 SH SOLE 2230 0 67617 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 971 12425 SH SOLE 630 0 11795 VANGUARD SMALL CAP ETF ETF 922908751 13165 80976 SH SOLE 36403 0 44571 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1160 8324 SH SOLE 243 0 8080 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 57426 729680 SH SOLE 425827 0 303852 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 260 4820 SH SOLE 3195 0 1625 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 45043 300987 SH SOLE 139093 0 161893 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 15603 205766 SH SOLE 77776 0 127989 VANGUARD VALUE ETF ETF 922908744 1684 15219 SH SOLE 259 0 14960 VERIZON COMMUNICATIONS Stock 92343V104 259 4844 SH SOLE 4843 0 0 VMWARE INC CL A CLASS A Stock 928563402 9880 63306 SH SOLE 35200 0 28106 VULCAN MATLS CO COM Stock 929160109 1430 12856 SH SOLE 7603 0 5253 WEATHERFORD INTL PLC ORD SHS Stock G48833100 744 274553 SH SOLE 250819 0 23734 WELLS FARGO CO NEW COM Stock 949746101 371 7054 SH SOLE 1754 0 5300 WEYERHAEUSER CO REIT 962166104 11191 346803 SH SOLE 158338 0 188463 WISDOMTREE INTL SMALLCAP DIVIDEND ETF 97717W760 887 12470 SH SOLE 0 0 12470 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 2297 24077 SH SOLE 9749 0 14327 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 2904 78736 SH SOLE 31453 0 47283 XYLEM INC Stock 98419M100 1678 21008 SH SOLE 14762 0 6245 YANDEX N.V. COM CL A Stock N97284108 1144 34776 SH SOLE 29268 0 5508