485BPOS 1 xbrlfiling11142013.htm 485BPOS XBRLFiling11142013

As filed with the U.S. Securities and Exchange Commission
on November 14, 2013
Securities Act File No. 333-151713
Investment Company Act File No. 811-22209

 
 
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
 
FORM N-1A

Registration Statement Under The Securities Act Of 1933 þ

Pre-Effective Amendment No. ________ q

Post-Effective Amendment No. 129 þ

and/or

Registration Statement Under The Investment Company Act Of 1940 þ

Amendment No. 132 þ
(Check appropriate box or boxes)
 
Global X Funds
(Exact Name of Registrant as Specified in Charter)
623 Fifth Avenue, 15th Floor
New York, NY 10022

(Address of Principal Executive Office)
 
Registrant’s Telephone Number, including Area Code:  (212) 644-6440
 
Bruno del Ama
Global X Management Company LLC
623 Fifth Avenue, 15th Floor
New York, NY 10022
 
(Name and Address of Agent for Service)
With a copy to:
Daphne Tippens Chisolm, Esq.
Law Offices of DT Chisolm, P.C.
11524 C Providence Road, Suite 236
Charlotte, NC 28277
 
 

It is proposed that this filing will become effective (check appropriate box)
þimmediately upon filing pursuant to paragraph (b)
q on (date) pursuant to paragraph (b)
q 60 days after filing pursuant to paragraph (a)(1)
q on (date) pursuant to paragraph (a)(1)
q 75 days after filing pursuant to paragraph (a)(2)
q on (date) pursuant to paragraph (a)(2) of rule 485.




If appropriate, check the following box:
q this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE

This filing relates solely to the following series of the Registrant:


Global X Guru Index ETF
Global X Guru Value Index ETF
Global X Guru Activist Index ETF
Global X SuperIncome & MLP Index ETF
Global X SuperIncome Preferred ETF
Global X SuperIncome REIT ETF
Global X Permanent ETF
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 




SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 129 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City and State of New York on the 14th day of November, 2013.


Global X Funds
 
By: /s/ Bruno del Ama
President
 

Pursuant to the requirements of the Securities Act of 1933, the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

Name
 
Title
 
Date
 
 
 
 
 
/s/ Bruno del Ama
 
President (Principal Executive Officer) and Trustee
 
November 14, 2013
Bruno del Ama
 
 
 
 
/s/ Jose C. Gonzalez
 
Chief Operating Officer, Treasurer (Principal Financial Officer) and Principal Accounting Officer
 
November 14, 2013
Jose C. Gonzalez
 
 
 
 
 
 
 
 
 
*
 
 
 
 
Sanjay Ram Bharwani
 
Trustee
 
November 14, 2013
 
 
 
 
 
*
 
 
 
 
Scott R. Chichester
 
Trustee
 
November 14, 2013
 
 
 
 
 
*
 
 
 
 
Kartik Kiran Shah
 
Trustee
 
November 14, 2013
 
 
 
 
 
 
 
 
 
 
*/s/ Bruno del Ama
 
 
 
 
Attorney-In-Fact, pursuant to power of attorney


 
 
 
 



EXHIBIT INDEX

 

   
Index No.    Description of Exhibit
    
EX-101.INS     XBRL Instance Document
    
EX-101.SCH     XBRL Taxonomy Extension Schema Document
    
EX-101.CAL     XBRL Taxonomy Extension Calculation Linkbase
    
EX-101.DEF     XBRL Taxonomy Extension Definition Linkbase
    
EX-101.LAB     XBRL Taxonomy Extension Labels Linkbase
    
EX-101.PRE     XBRL Taxonomy Extension Presentation Linkbase