As filed with the U.S. Securities and Exchange Commission
on November 14, 2012
Securities Act File No. 333-151713
Investment Company Act File No. 811-22209
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM N-1A
Registration Statement Under The Securities Act Of 1933 þ
Pre-Effective Amendment No. ________ q
Post-Effective Amendment No. 89 þ
and/or
Registration Statement Under The Investment Company Act Of 1940 þ
Amendment No. 92 þ
(Check appropriate box or boxes)
Global X Funds
(Exact Name of Registrant as Specified in Charter)
623 Fifth Avenue, 15th Floor
New York, NY 10022
(Address of Principal Executive Office)
Registrant’s Telephone Number, including Area Code: (212) 644-6440
Bruno del Ama Global X Management Company LLC 623 Fifth Avenue, 15th Floor |
With a copy to:
Daphne Tippens Chisolm, Esq. | |
Law Offices of DT Chisolm, P.C. | |
11524 C Providence Road, Suite 236 | |
Charlotte, NC 28277 | |
It is proposed that this filing will become effective (check appropriate box)
þimmediately upon filing pursuant to paragraph (b)
q on (date) pursuant to paragraph (b)
q 60 days after filing pursuant to paragraph (a)(1)
q on (date) pursuant to paragraph (a)(1)
q 75 days after filing pursuant to paragraph (a)(2)
q on (date) pursuant to paragraph (a)(2) of rule 485.
If appropriate, check the following box:
q this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE
This filing relates solely to the following series of the Registrant:
Global X Risk Parity ETF
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 89 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City and State of New York on the 14th day of November, 2012.
Global X Funds | |
By: /s/ Bruno del Ama | |
President | |
Pursuant to the requirements of the Securities Act of 1933, the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
Name | Title | Date | ||
/s/ Bruno del Ama | President (Principal Executive Officer) and Trustee | November 14, 2012 | ||
Bruno del Ama | ||||
/s/ Jose C. Gonzalez | Chief Operating Officer, Treasurer (Principal Financial Officer) and Principal Accounting Officer | November 14, 2012 | ||
Jose C. Gonzalez | ||||
* | ||||
Sanjay Ram Bharwani | Trustee | November 14, 2012 | ||
* | ||||
Scott R. Chichester | Trustee | November 14, 2012 | ||
* | ||||
Kartik Kiran Shah | Trustee | November 14, 2012 | ||
*/s/ Bruno del Ama | ||||
Attorney-In-Fact, pursuant to power of attorney
|
EXHIBIT INDEX
Index No. Description of Exhibit
EX-101.INS XBRL Instance Document
EX-101.SCH XBRL Taxonomy Extension Schema Document
EX-101.CAL XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase