SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Alexander Eric

(Last) (First) (Middle)
1658 COLE BLVD., BLDG. 6, SUITE 210

(Street)
LAKEWOOD CO 80401

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Pershing Gold Corp. [ PGLC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP of Finance and Controller
3. Date of Earliest Transaction (Month/Day/Year)
03/14/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/14/2014 A 200,000(1) A $0 1,258,784(4) D
Common Stock 03/14/2014 F 20,262(2) D $0.4(3) 1,238,522(4) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The restricted stock reported in Table I was previously reported on Form 4 and is not a new grant of securities of the Issuer. The 200,000 shares represent a grant of restricted stock in part under the Issuer's 2012 Equity Incentive Plan and in part under an individual equity incentive plan pursuant to the Issuer's 2012 Equity Incentive Plan made to the reporting person on November 21, 2012 and amended on February 8, 2013. The vesting schedule is as follows: 66,660 shares on March 14, 2014, 66,660 shares on November 30, 2014, and 66,680 shares on November 30, 2015, subject to acceleration or forfeiture in certain circumstances.
2. Represents the shares surrendered at the option of the reporting person to satisfy tax withholding liabilities in connection with the vesting of 66,660 shares of restricted common stock on March 14, 2014.
3. The closing price of the Issuer's common stock on the OTC Markets' OTCQB on March 14, 2014, the vesting date of the 66,660 shares of restricted common stock.
4. Includes 933,326 shares of restricted stock granted pursuant to the Issuer's equity incentive plans that has not vested.
/s/ Eric Alexander 03/18/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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