0001209191-16-117967.txt : 20160505
0001209191-16-117967.hdr.sgml : 20160505
20160505210441
ACCESSION NUMBER: 0001209191-16-117967
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160503
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigPeak, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: GigOptix, Inc.
DATE OF NAME CHANGE: 20080411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ma Darren
CENTRAL INDEX KEY: 0001624120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 161625708
MAIL ADDRESS:
STREET 1: C/O GIGOPTIX, INC.
STREET 2: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-03
0
0001432150
GigPeak, Inc.
GIG
0001624120
Ma Darren
C/O GIGPEAK, INC.
130 BAYTECH DRIVE
SAN JOSE
CA
95134
0
1
0
0
Vice President and CFO
Common Stock
2016-05-03
4
M
0
15625
0.00
A
66027
D
Common Stock
2016-05-03
4
F
0
6055
2.35
D
59972
D
Common Stock
2016-05-03
4
M
0
1875
0.00
A
61847
D
Common Stock
2016-05-03
4
F
0
727
2.35
D
61120
D
Common Stock
2016-05-03
4
M
0
940
0.00
A
62060
D
Common Stock
2016-05-03
4
F
0
365
2.35
D
61695
D
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
15625
0.00
D
Common Stock
15625
156250
D
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
1875
0.00
D
Common Stock
1875
11250
D
Restricted Stock Units (RSUs)
0.00
2016-05-03
4
M
0
940
0.00
D
Common Stock
940
1880
D
15,625 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 11/13/2014 vested on 5/1/2016 according to the vesting schedule previously reported.
6,055 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
The closing price of the Company's common stock on 5/2/2016.
1,875 RSUs issued in the grant to Mr. Ma on 11/19/2015 vested on 5/1/2016 according to the vesting schedule previously reported.
727 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
940 RSUs issued in the grant to Mr. Ma on 1/5/2016 vested on 5/1/2016 according to the vesting schedule previously reported.
365 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
The RSUs vest as follows: 25% vested on November 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on February 1, 2016 and ending on February 1, 2019, as previously reported.
The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.
The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported.
The vesting date of the RSUs was May 1, 2016, as previously reported by the Issuer, which fell on a Sunday this year. Normally the shares will issue on the same date as the vesting date, as reported in the
previously filed Form 4s for vesting of RSUs. However, when the vesting date falls on a weekend or federal holiday, due to the normal processing required by the Issuer's transfer agent, it can take up to two
business days after the first business day following the vesting date for the resulting shares to be issued. Therefore the shares resulting from the vesting on May 1, 2016 were not issued until May 3, 2016, as
reported in this Form 4.
/s/ Darren Ma
2016-05-05