0001209191-16-117967.txt : 20160505 0001209191-16-117967.hdr.sgml : 20160505 20160505210441 ACCESSION NUMBER: 0001209191-16-117967 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160503 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigPeak, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: GigOptix, Inc. DATE OF NAME CHANGE: 20080411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ma Darren CENTRAL INDEX KEY: 0001624120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 161625708 MAIL ADDRESS: STREET 1: C/O GIGOPTIX, INC. STREET 2: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-03 0 0001432150 GigPeak, Inc. GIG 0001624120 Ma Darren C/O GIGPEAK, INC. 130 BAYTECH DRIVE SAN JOSE CA 95134 0 1 0 0 Vice President and CFO Common Stock 2016-05-03 4 M 0 15625 0.00 A 66027 D Common Stock 2016-05-03 4 F 0 6055 2.35 D 59972 D Common Stock 2016-05-03 4 M 0 1875 0.00 A 61847 D Common Stock 2016-05-03 4 F 0 727 2.35 D 61120 D Common Stock 2016-05-03 4 M 0 940 0.00 A 62060 D Common Stock 2016-05-03 4 F 0 365 2.35 D 61695 D Restricted Stock Units (RSUs) 0.00 2016-05-03 4 M 0 15625 0.00 D Common Stock 15625 156250 D Restricted Stock Units (RSUs) 0.00 2016-05-03 4 M 0 1875 0.00 D Common Stock 1875 11250 D Restricted Stock Units (RSUs) 0.00 2016-05-03 4 M 0 940 0.00 D Common Stock 940 1880 D 15,625 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 11/13/2014 vested on 5/1/2016 according to the vesting schedule previously reported. 6,055 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The closing price of the Company's common stock on 5/2/2016. 1,875 RSUs issued in the grant to Mr. Ma on 11/19/2015 vested on 5/1/2016 according to the vesting schedule previously reported. 727 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. 940 RSUs issued in the grant to Mr. Ma on 1/5/2016 vested on 5/1/2016 according to the vesting schedule previously reported. 365 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The RSUs vest as follows: 25% vested on November 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on February 1, 2016 and ending on February 1, 2019, as previously reported. The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported. The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported. The vesting date of the RSUs was May 1, 2016, as previously reported by the Issuer, which fell on a Sunday this year. Normally the shares will issue on the same date as the vesting date, as reported in the previously filed Form 4s for vesting of RSUs. However, when the vesting date falls on a weekend or federal holiday, due to the normal processing required by the Issuer's transfer agent, it can take up to two business days after the first business day following the vesting date for the resulting shares to be issued. Therefore the shares resulting from the vesting on May 1, 2016 were not issued until May 3, 2016, as reported in this Form 4. /s/ Darren Ma 2016-05-05