0001181431-15-002056.txt : 20150205 0001181431-15-002056.hdr.sgml : 20150205 20150205210520 ACCESSION NUMBER: 0001181431-15-002056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150203 FILED AS OF DATE: 20150205 DATE AS OF CHANGE: 20150205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigOptix, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Avi S CENTRAL INDEX KEY: 0001451693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 15581842 MAIL ADDRESS: STREET 1: 2300 GENG ROAD, SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 rrd422100.xml KATZ RSU VESTING FORM 4 X0306 4 2015-02-03 0 0001432150 GigOptix, Inc. GIG 0001451693 Katz Avi S 130 BAYTECH DRIVE SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2015-02-03 4 M 0 50691 0 A 369733 D Common Stock 2015-02-03 4 F 0 21737 1.14 D 347996 D Common Stock 2015-02-03 4 M 0 8050 0 A 356046 D Common Stock 2015-02-03 4 F 0 3452 1.14 D 352594 D Common Stock 2015-02-03 4 M 0 22500 0 A 375094 D Common Stock 2015-02-03 4 F 0 9272 1.14 D 365822 D Restricted Stock Units (RSUs) 0 2015-02-03 4 M 0 50691 0 D Common Stock 50691 50686 D Restricted Stock Units (RSUs) 0 2015-02-03 4 M 0 8050 0 D Common Stock 8050 72450 D Restricted Stock Units (RSUs) 0 2015-02-03 4 M 0 22500 0 D Common Stock 22500 0 D 50,691 Restricted Stock Units ("RSUs") issued in the grant to Dr. Katz on 8/1/2013 vested on 2/1/2015 according to the vesting schedule previously reported. 21,737 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The closing price of the Company's common stock on 2/2/2015. 8,050 RSUs issued in the grant to Dr. Katz on 8/1/2013 vested on 2/1/2015 according to the vesting schedule previously reported. 3,452 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. 22,500 RSUs issued in the grant to Dr. Katz on 2/7/2014 vested on 2/1/2015 according to the vesting schedule previously reported. 9,272 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The RSUs vest in seven quarterly installments beginning on November 1, 2013 and ending on May 1, 2015, as previously reported. The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported. The RSUs vest in four quarterly installments beginning on May 1, 2014 and ending on February 1, 2015, as previously reported. The vesting date of the RSUs was February 1, 2015, as previously reported by the Issuer, which fell on a Sunday this year. Normally the shares will issue on the same date as the vesting date, as reported in the previously filed Form 4s for vesting of RSUs. However, when the vesting date falls on a weekend or federal holiday, due to the normal processing required by the Issuer's transfer agent, it can take up to two business days after the first business day following the vesting date for the resulting shares to be issued. Therefore the shares resulting from the vesting on February 1, 2015 were not issued until February 3, 2015, as reported in this Form 4. /s/ Avi S. Katz 2015-02-05