0001181431-12-061236.txt : 20121129 0001181431-12-061236.hdr.sgml : 20121129 20121129213037 ACCESSION NUMBER: 0001181431-12-061236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121129 DATE AS OF CHANGE: 20121129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Avi S CENTRAL INDEX KEY: 0001451693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 121233047 MAIL ADDRESS: STREET 1: 2300 GENG ROAD, SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigOptix, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rrd361700.xml KATZ SALES FORM 4 X0306 4 2012-11-27 0 0001432150 GigOptix, Inc. GIG 0001451693 Katz Avi S 130 BAYTECH DRIVE SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2012-11-27 4 S 0 5000 2.00 D 90825 D Common Stock 2012-11-28 4 S 0 27500 2.0553 D 63325 D Common Stock 2012-11-29 4 S 0 2525 2.10 D 60800 D This transaction was executed in multiple trades at prices ranging from $2.00 to $2.105. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. /s/ Avi S. Katz 2012-11-29