0001209191-13-050237.txt : 20131101
0001209191-13-050237.hdr.sgml : 20131101
20131101185945
ACCESSION NUMBER: 0001209191-13-050237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131031
FILED AS OF DATE: 20131101
DATE AS OF CHANGE: 20131101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Annie's, Inc.
CENTRAL INDEX KEY: 0001431897
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1610 FIFTH STREET
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 800-288-1089
MAIL ADDRESS:
STREET 1: 1610 FIFTH STREET
CITY: BERKELEY
STATE: CA
ZIP: 94710
FORMER COMPANY:
FORMER CONFORMED NAME: ANNIES INC
DATE OF NAME CHANGE: 20080409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foraker John M.
CENTRAL INDEX KEY: 0001545600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35470
FILM NUMBER: 131187286
MAIL ADDRESS:
STREET 1: C/O ANNIE'S, INC.
STREET 2: 1610 FIFTH STREET
CITY: BERKELEY
STATE: CA
ZIP: 94710
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-10-31
0
0001431897
Annie's, Inc.
BNNY
0001545600
Foraker John M.
C/O ANNIE'S, INC.
1610 FIFTH STREET
BERKELEY
CA
94710
1
1
0
0
Chief Executive Officer
Common Stock
2013-10-31
4
M
0
6196
8.88
A
6196
D
Common Stock
2013-10-31
4
S
0
6196
47.9712
D
0
D
Non-Plan Stock Options (right to buy)
8.88
2013-10-31
4
M
0
3098
0.00
D
2014-09-21
Common Stock
3098
3098
D
Non-Plan Stock Options (right to buy)
8.88
2013-10-31
4
M
0
3098
0.00
D
2014-09-21
Common Stock
3098
3098
D
The shares were sold pursuant to a stock trading plan (the "10b5-1 Plan") dated November 30, 2012, which complies with the requirements of Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended. The terms of the 10b5-1 Plan were summarized in a Form 8-K filed with the Securities and Exchange Commission on December 5, 2012.
This transaction was executed in multiple trades at prices ranging from $47.63 to $48.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Fully vested.
/s/ Isobel A. Jones as Attorney-in-Fact
2013-11-01