0001209191-13-050237.txt : 20131101 0001209191-13-050237.hdr.sgml : 20131101 20131101185945 ACCESSION NUMBER: 0001209191-13-050237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131031 FILED AS OF DATE: 20131101 DATE AS OF CHANGE: 20131101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Annie's, Inc. CENTRAL INDEX KEY: 0001431897 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 800-288-1089 MAIL ADDRESS: STREET 1: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: ANNIES INC DATE OF NAME CHANGE: 20080409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foraker John M. CENTRAL INDEX KEY: 0001545600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35470 FILM NUMBER: 131187286 MAIL ADDRESS: STREET 1: C/O ANNIE'S, INC. STREET 2: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-31 0 0001431897 Annie's, Inc. BNNY 0001545600 Foraker John M. C/O ANNIE'S, INC. 1610 FIFTH STREET BERKELEY CA 94710 1 1 0 0 Chief Executive Officer Common Stock 2013-10-31 4 M 0 6196 8.88 A 6196 D Common Stock 2013-10-31 4 S 0 6196 47.9712 D 0 D Non-Plan Stock Options (right to buy) 8.88 2013-10-31 4 M 0 3098 0.00 D 2014-09-21 Common Stock 3098 3098 D Non-Plan Stock Options (right to buy) 8.88 2013-10-31 4 M 0 3098 0.00 D 2014-09-21 Common Stock 3098 3098 D The shares were sold pursuant to a stock trading plan (the "10b5-1 Plan") dated November 30, 2012, which complies with the requirements of Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended. The terms of the 10b5-1 Plan were summarized in a Form 8-K filed with the Securities and Exchange Commission on December 5, 2012. This transaction was executed in multiple trades at prices ranging from $47.63 to $48.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Fully vested. /s/ Isobel A. Jones as Attorney-in-Fact 2013-11-01