0001431146-17-000002.txt : 20170215 0001431146-17-000002.hdr.sgml : 20170215 20170215154710 ACCESSION NUMBER: 0001431146-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MISSION CAPITAL, LLC CENTRAL INDEX KEY: 0001431146 IRS NUMBER: 262211292 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17951 FILM NUMBER: 17614518 BUSINESS ADDRESS: STREET 1: 314 W SUPERIOR STREET 2: # 200 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-260-3031 MAIL ADDRESS: STREET 1: 314 W SUPERIOR STREET 2: # 200 CITY: CHICAGO STATE: IL ZIP: 60654 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001431146 XXXXXXXX 12-31-2016 12-31-2016 OLD MISSION CAPITAL, LLC

314 W SUPERIOR # 200 CHICAGO IL 60654

13F HOLDINGS REPORT 028-17951 N Patrick Nichols 212-389-9455 Patrick Nichols New York NY 02-15-2017 0 377 1305566 false INFORMATION TABLE 2 info_table.xml FXI US 01/20/17 P45 Equity Option 46428CHDO 2055 2000 SH Put DFND 2000 0 0 EEM US 01/20/17 P40 Equity Option 46428949N 1256 2500 SH Put DFND 2500 0 0 AMEC FOSTER WHEELER-SPN ADR ADR 00167X205 951 166620 SH DFND 166620 0 0 AU OPTRONICS CORP-SPON ADR ADR 002255107 698 197241 SH DFND 197241 0 0 ADVANCED SEMICONDUCTOR E-ADR ADR 00756M404 1129 224043 SH DFND 224043 0 0 AGNICO EAGLE MINES LTD Common Stock 008474108 934 22230 SH DFND 22230 0 0 ALACER GOLD CORP Common Stock 010679108 48 28916 SH DFND 28916 0 0 ALAMOS GOLD INC-CLASS A Common Stock 011532108 1561 228168 SH DFND 228168 0 0 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 7015 79893 SH DFND 79893 0 0 ANGLOGOLD ASHANTI-SPON ADR ADR 035128206 638 60697 SH DFND 60697 0 0 ANHEUSER-BUSCH INBEV-SPN ADR ADR 03524A108 18106 171715 SH DFND 171715 0 0 ARCELORMITTAL-NY REGISTERED NY Reg Shrs 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DFND 254271 0 0 NOVO-NORDISK A/S-SPONS ADR ADR 670100205 28027 781554 SH DFND 781554 0 0 OCEANAGOLD CORP Common Stock 675222103 380 130800 SH DFND 130800 0 0 ORANGE-SPON ADR ADR 684060106 1689 111554 SH DFND 111554 0 0 OSISKO GOLD ROYALTIES LTD Common Stock 68827L101 489 50328 SH DFND 50328 0 0 LUKOIL PJSC-SPON ADR ADR 69343P105 3960 70096 SH DFND 70096 0 0 PEARSON PLC-SPONSORED ADR ADR 705015105 647 64778 SH DFND 64778 0 0 PETROLEO BRASIL-SP PREF ADR ADR 71654V101 98 11117 SH DFND 11117 0 0 PETROLEO BRASILEIRO-SPON ADR ADR 71654V408 1358 134344 SH DFND 134344 0 0 PIMCO 0-5 YEAR H/Y CORP BOND ETP 72201R783 1811 18136 SH DFND 18136 0 0 POWERSHARES INDIA PORTFOLIO ETP 73935L100 34326 1780390 SH DFND 1780390 0 0 POWERSHARES DB ENERGY FUND ETP 73936B101 186 13475 SH DFND 13475 0 0 POWERSHARES DB AGRICULTURE F ETP 73936B408 1093 54757 SH DFND 54757 0 0 POWERSHARES DB BASE METALS F ETP 73936B705 1545 103581 SH DFND 103581 0 0 POWERSHARES DWA DEVELOPED MA ETP 73936Q108 1270 59363 SH DFND 59363 0 0 POWERSHARES DWA EMERGING MAR ETP 73936Q207 1784 121030 SH DFND 121030 0 0 POWERSHARES SENIOR LOAN ETP 73936Q769 452 19360 SH DFND 19360 0 0 POWERSHARES GLBL GOLD PR-MTL ETP 73936Q876 4663 265217 SH DFND 265217 0 0 POWERSHARES FTSE RAFI DV S-M ETP 73936T771 807 29886 SH DFND 29886 0 0 POWERSHARES FTSE RAFI DEV EX ETP 73936T789 244 6503 SH DFND 6503 0 0 POWERSHARES S&P INTERNATIONA ETP 73936T805 535 27866 SH DFND 27866 0 0 POWERSHARES ASIA EX-JAPAN ETP 73936T854 293 6184 SH DFND 6184 0 0 POWERSHARES S&P EM-MK LOW VO ETP 73937B662 2252 107774 SH DFND 107774 0 0 POWERSHARES S&P INTERNATIONA ETP 73937B696 394 17491 SH DFND 17491 0 0 POWERSHARES OPTIMUM YIELD DI ETP 73937V106 401 23196 SH DFND 23196 0 0 PRETIUM RESOURCES INC Common Stock 74139C102 1027 124689 SH DFND 124689 0 0 PRUDENTIAL PLC-ADR ADR 74435K204 3753 94312 SH DFND 94312 0 0 RELX NV - SPON ADR ADR 75955B102 1250 74589 SH DFND 74589 0 0 RESMED INC Common Stock 761152107 219 3523 SH DFND 3523 0 0 RICHMONT MINES INC Common Stock 76547T106 307 47216 SH DFND 47216 0 0 RIO TINTO PLC-SPON ADR ADR 767204100 553 14377 SH DFND 14377 0 0 ROYAL BANK OF SCOT-SPON ADR ADR 780097689 93 16751 SH DFND 16751 0 0 ROYAL GOLD INC Common Stock 780287108 392 6187 SH DFND 6187 0 0 SPDR S&P 500 ETF TRUST ETP 78462F103 234386 1048564 SH DFND 1048564 0 0 SPDR EURO STOXX 50 ETF ETP 78463X202 1358 40579 SH DFND 40579 0 0 SPDR S&P EMERGING ASIA PACIF ETP 78463X301 1004 13368 SH DFND 13368 0 0 SPDR MSCI JAPAN STRATEGICFAC ETP 78463X368 367 5617 SH DFND 5617 0 0 SPDR MSCI AUSTRALIA STRATEGI ETP 78463X384 477 10045 SH DFND 10045 0 0 SPDR EURO STOXX SMALL CAP ET ETP 78463X392 303 6492 SH DFND 6492 0 0 SPDR S&P CHINA ETF ETP 78463X400 2691 37348 SH DFND 37348 0 0 SPDR MSCI EMERGING MARKETS S ETP 78463X426 419 8364 SH DFND 8364 0 0 SPDR S&P GLOBAL DIVIDEND ETF ETP 78463X459 362 5858 SH DFND 5858 0 0 SPDR S&P GL NAT RESOURCES ETP 78463X541 377 9183 SH DFND 9183 0 0 SPDR S&P INTL UTILITIES SECT ETP 78463X632 1906 128464 SH DFND 128464 0 0 SPDR S&P EMERGING MKTS SMALL ETP 78463X756 1473 37093 SH DFND 37093 0 0 SPDR S&P INTER DVD ETF ETP 78463X772 446 12381 SH DFND 12381 0 0 SPDR S&P EMERGING MIDDLE EAS ETP 78463X806 205 3696 SH DFND 3696 0 0 SPDR DJ INTERNATIONAL REAL E ETP 78463X863 16066 445292 SH DFND 445292 0 0 SPDR S&P INTL SMALL CAP ETP 78463X871 2419 83428 SH DFND 83428 0 0 SPDR S&P WORLD EX-US ETF ETP 78463X889 609 23696 SH DFND 23696 0 0 SPDR BBG BARC INT CORP BOND ETP 78464A375 924 27241 SH DFND 27241 0 0 SPDR GLOBAL DOW ETF ETP 78464A706 1833 26373 SH DFND 26373 0 0 SPDR S&P RETAIL ETF ETP 78464A714 444 10070 SH DFND 10070 0 0 SPDR S&P BANK ETF ETP 78464A797 408 9391 SH DFND 9391 0 0 SPDR S&P BIOTECH ETF ETP 78464A870 288 4858 SH DFND 4858 0 0 SPDR S&P HOMEBUILDERS ETF ETP 78464A888 298 8809 SH DFND 8809 0 0 SPDR BLACKSTONE/GSO SEN LOAN ETP 78467V608 687 14472 SH DFND 14472 0 0 SPDR DOUBLELINE TR TACT ETF ETP 78467V848 4058 83859 SH DFND 83859 0 0 SPDR S&P MIDCAP 400 ETF TRST ETP 78467Y107 765 2535 SH DFND 2535 0 0 SANDSTORM GOLD LTD Common Stock 80013R206 980 251252 SH DFND 251252 0 0 SANOFI-ADR ADR 80105N105 13957 345140 SH DFND 345140 0 0 SAP SE-SPONSORED ADR ADR 803054204 5071 58673 SH DFND 58673 0 0 SASOL LTD-SPONSORED ADR ADR 803866300 8662 302968 SH DFND 302968 0 0 SCHWAB EMERGING MARKETS EQUI ETP 808524706 1275 59149 SH DFND 59149 0 0 SCHWAB FUNDAMENTAL INTL S/C ETP 808524748 222 7805 SH DFND 7805 0 0 SCHWAB FUNDAMENTAL INTL L/C ETP 808524755 346 13797 SH DFND 13797 0 0 CONSUMER STAPLES SPDR ETP 81369Y308 521 10070 SH DFND 10070 0 0 CONSUMER DISCRETIONARY SELT ETP 81369Y407 680 8351 SH DFND 8351 0 0 FINANCIAL SELECT SECTOR SPDR ETP 81369Y605 233 10000 SH DFND 10000 0 0 UTILITIES SELECT SECTOR SPDR ETP 81369Y886 489 10065 SH DFND 10065 0 0 SEMAFO INC Common Stock 816922108 1081 328830 SH DFND 328830 0 0 SHIRE PLC-ADR ADR 82481R106 19291 113224 SH DFND 113224 0 0 SILVER STANDARD RESOURCES Common Stock 82823L106 875 98039 SH DFND 98039 0 0 SMITH & NEPHEW PLC -SPON ADR ADR 83175M205 244 8126 SH DFND 8126 0 0 SPROTT PHYSICAL GOLD TRUST Closed-End Fund 85207H104 1364 145229 SH DFND 145229 0 0 SPROTT PHYSICAL PLATINUM AND Closed-End Fund 85207Q104 187 27086 SH DFND 27086 0 0 STATOIL ASA-SPON ADR ADR 85771P102 476 26121 SH DFND 26121 0 0 STMICROELECTRONICS NV-NY SHS NY Reg Shrs 861012102 368 32405 SH DFND 32405 0 0 SUMITOMO MITSUI-SPONS ADR ADR 86562M209 328 42995 SH DFND 42995 0 0 SURGUTNEFTEGAS-SP ADR ADR 868861204 631 124502 SH DFND 124502 0 0 ELEMENTS ROGERS ENERGY TR ETP 870297306 219 80381 SH DFND 80381 0 0 ELEMENTS ROGERS METALS TR ETP 870297405 400 53485 SH DFND 53485 0 0 ELEMENTS ROGERS AGRI TOT RET ETP 870297603 316 50135 SH DFND 50135 0 0 ELEMENTS ROGERS TOTAL RETURN ETP 870297801 1538 296245 SH DFND 296245 0 0 SYNGENTA AG-ADR ADR 87160A100 4812 60875 SH DFND 60875 0 0 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 592 20596 SH DFND 20596 0 0 TATNEFT PAO-SPONSORED ADR ADR 876629205 202 4805 SH DFND 4805 0 0 TELEFONICA BRASIL-ADR ADR 87936R106 2172 162363 SH DFND 162363 0 0 TELEFONICA SA-SPON ADR ADR 879382208 4699 510710 SH DFND 510710 0 0 TEUCRIUM CORN FUND ETP 88166A102 1223 65347 SH DFND 65347 0 0 TEUCRIUM SUGAR FUND ETP 88166A409 722 55509 SH DFND 55509 0 0 TEUCRIUM WHEAT FUND ETP 88166A508 376 54694 SH DFND 54694 0 0 TEUCRIUM SOYBEAN FUND ETP 88166A607 319 16717 SH DFND 16717 0 0 TOREX GOLD RESOURCES INC Common Stock 891054603 1503 97230 SH DFND 97230 0 0 TOTAL SA-SPON ADR ADR 89151E109 29826 585177 SH DFND 585177 0 0 TURKCELL ILETISIM HIZMET-ADR ADR 900111204 166 24095 SH DFND 24095 0 0 UNILEVER N V -NY SHARES NY Reg Shrs 904784709 10094 245839 SH DFND 245839 0 0 UNITED STATES COMMODITY INDE ETP 911717106 445 11135 SH DFND 11135 0 0 VALE SA-SP ADR ADR 91912E105 1311 171993 SH DFND 171993 0 0 VANECK VECTORS ISRAEL ETF ETP 92189F635 211 7869 SH DFND 7869 0 0 VANECK VECTORS SEMICONDUCTOR ETP 92189F676 473 6600 SH DFND 6600 0 0 VANECK VECTORS RUSSIA SMALL- ETP 92189F734 626 16433 SH DFND 16433 0 0 VANECK VECTORS INDIA SMALL-C ETP 92189F767 4272 104795 SH DFND 104795 0 0 VANECK VECTORS VIETNAM ETF ETP 92189F817 598 45861 SH DFND 45861 0 0 VANECK VECTORS INDONESIA IND ETP 92189F833 1303 61363 SH DFND 61363 0 0 VANGUARD TOTAL INTL STOCK ETP 921909768 2291 49945 SH DFND 49945 0 0 VANGUARD INT HIGH DVD YLD IN ETP 921946794 2166 38252 SH DFND 38252 0 0 VANGUARD INT DIV APP INDX FD ETP 921946810 1612 30538 SH DFND 30538 0 0 VANGUARD FTSE ALL WO X-US SC ETP 922042718 3835 40780 SH DFND 40780 0 0 VANGUARD TOT WORLD STK ETF ETP 922042742 23092 378565 SH DFND 378565 0 0 VANGUARD FTSE PACIFIC ETF ETP 922042866 298 5133 SH DFND 5133 0 0 VANGUARD FTSE EUROPE ETF ETP 922042874 14608 304723 SH DFND 304723 0 0 VANGUARD INFO TECH ETF ETP 92204A702 284 2338 SH DFND 2338 0 0 VODAFONE GROUP PLC-SP ADR ADR 92857W308 9349 382674 SH DFND 382674 0 0 WPP PLC-SPONSORED ADR ADR 92937A102 4008 36220 SH DFND 36220 0 0 WESTPAC BANKING CORP-SP ADR ADR 961214301 656 27925 SH DFND 27925 0 0 WISDOMTREE EM SMALL CAP ETP 97717W281 7867 201155 SH DFND 201155 0 0 WISDOMTREE EMERGING MARKETS ETP 97717W315 10116 270914 SH DFND 270914 0 0 WISDOMTREE EMERGING MARKETS ETP 97717W323 248 11762 SH DFND 11762 0 0 WISDOMTREE JPN HDG CAP GOODS ETP 97717W356 286 11717 SH DFND 11717 0 0 WISDOM TREE KOREA HEDGED EQU ETP 97717W372 561 25607 SH DFND 25607 0 0 WISDOMTREE GERMANY HEDGED EQ ETP 97717W448 265 9291 SH DFND 9291 0 0 WISDOMTREE INTERNATIONAL EQU ETP 97717W703 1647 35487 SH DFND 35487 0 0 WISDOMTREE INTL S/C DVD FUND ETP 97717W760 1850 30829 SH DFND 30829 0 0 WISDOMTREE INTL DVD EX-FIN ETP 97717W786 602 16099 SH DFND 16099 0 0 WISDOMTREE INTERNATIONAL HIG ETP 97717W802 1851 48557 SH DFND 48557 0 0 WISDOMTREE ASIA-PACIFIC EX-J ETP 97717W828 1113 19427 SH DFND 19427 0 0 WISDOMTREE JPN S/C DVD FUND ETP 97717W836 411 6630 SH DFND 6630 0 0 WISDOMTREE GLOBAL EX-US QUAL ETP 97717W844 1301 28237 SH DFND 28237 0 0 WISDOMTREE JAPAN HEDGED EQ ETP 97717W851 23976 483978 SH DFND 483978 0 0 WISDOMTREE GLOBAL HIGH DIVID ETP 97717W877 546 12561 SH DFND 12561 0 0 WISDOMTREE DY CUR HDG SCP EQ ETP 97717X271 271 10100 SH DFND 10100 0 0 WISDOMTREE MIDDLE EAST DVD ETP 97717X305 1718 102954 SH DFND 102954 0 0 WISDOMTREE INTERNATIONAL HED ETP 97717X594 1576 59811 SH DFND 59811 0 0 WISDOMTREE EUROPE HEDGED EQU ETP 97717X701 27918 486385 SH DFND 486385 0 0 WISDOMTREE CONTINUOUS COMMOD ETP 97718W108 524 27101 SH DFND 27101 0 0 YAMANA GOLD INC Common Stock 98462Y100 79 28082 SH DFND 28082 0 0 YANZHOU COAL MINING-SP ADR ADR 984846105 127 19016 SH DFND 19016 0 0