0001144204-14-006057.txt : 20140205 0001144204-14-006057.hdr.sgml : 20140205 20140205090157 ACCESSION NUMBER: 0001144204-14-006057 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20140205 DATE AS OF CHANGE: 20140205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc. CENTRAL INDEX KEY: 0001430723 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 260734029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 850 SHADES CREEK PARKWAY STREET 2: SUITE 200 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 2059490302 MAIL ADDRESS: STREET 1: 850 SHADES CREEK PARKWAY STREET 2: SUITE 200 CITY: BIRMINGHAM STATE: AL ZIP: 35209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brock Stanley M. CENTRAL INDEX KEY: 0001431090 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-53149 FILM NUMBER: 14574638 MAIL ADDRESS: STREET 1: POST OFFICE BOX 11643 CITY: BIRMINGHAM STATE: AL ZIP: 35202 4/A 1 v367232_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2013-03-15 2013-07-02 0 0001430723 ServisFirst Bancshares, Inc. NONE 0001431090 Brock Stanley M. P.O. BOX 11643 BIRMINGHAM AL 35202 1 0 0 1 Chairman of the Board Common Stock 2013-03-15 4 C 0 16000 A 136000 D Common Stock 2013-06-28 4 S 0 1500 30.00 D 134500 D Common Stock 2013-03-15 4 C 0 8000 A 11250 I By son 6% Preferred Securities of ServisFirst Capital Trust II 2013-03-15 4 C 0 200 0 D 2013-03-15 Common Stock 8000 0 I By son 6% Preferred Securities of ServisFirst Capital Trust II 2013-03-15 4 C 0 400 0 D 2013-03-15 Common Stock 16000 0 D The 6% Preferred Securities automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share. The 6% Preferred Securities were convertible, in whole or in part, at any time prior to the earliest to occur of maturity, issuer redemption or mandatory conversion, at the option of the holder, into ServisFirst Common Stock at a conversion price of $25 per share. Any 6% Preferred Securities which remained outstanding on March 15, 2013 were automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share. The price at which the Common Stock was transferred was reported incorrectly in the original Form 4 filing. /s/ Edison K. Woodie III, attorney-in-fact 2014-02-05