0001144204-14-006057.txt : 20140205
0001144204-14-006057.hdr.sgml : 20140205
20140205090157
ACCESSION NUMBER: 0001144204-14-006057
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20140205
DATE AS OF CHANGE: 20140205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc.
CENTRAL INDEX KEY: 0001430723
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 260734029
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 850 SHADES CREEK PARKWAY
STREET 2: SUITE 200
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
BUSINESS PHONE: 2059490302
MAIL ADDRESS:
STREET 1: 850 SHADES CREEK PARKWAY
STREET 2: SUITE 200
CITY: BIRMINGHAM
STATE: AL
ZIP: 35209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brock Stanley M.
CENTRAL INDEX KEY: 0001431090
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53149
FILM NUMBER: 14574638
MAIL ADDRESS:
STREET 1: POST OFFICE BOX 11643
CITY: BIRMINGHAM
STATE: AL
ZIP: 35202
4/A
1
v367232_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2013-03-15
2013-07-02
0
0001430723
ServisFirst Bancshares, Inc.
NONE
0001431090
Brock Stanley M.
P.O. BOX 11643
BIRMINGHAM
AL
35202
1
0
0
1
Chairman of the Board
Common Stock
2013-03-15
4
C
0
16000
A
136000
D
Common Stock
2013-06-28
4
S
0
1500
30.00
D
134500
D
Common Stock
2013-03-15
4
C
0
8000
A
11250
I
By son
6% Preferred Securities of ServisFirst Capital Trust II
2013-03-15
4
C
0
200
0
D
2013-03-15
Common Stock
8000
0
I
By son
6% Preferred Securities of ServisFirst Capital Trust II
2013-03-15
4
C
0
400
0
D
2013-03-15
Common Stock
16000
0
D
The 6% Preferred Securities automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share.
The 6% Preferred Securities were convertible, in whole or in part, at any time prior to the earliest to occur of maturity, issuer redemption or mandatory conversion, at the option of the holder, into ServisFirst Common Stock at a conversion price of $25 per share. Any 6% Preferred Securities which remained outstanding on March 15, 2013 were automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share.
The price at which the Common Stock was transferred was reported incorrectly in the original Form 4 filing.
/s/ Edison K. Woodie III, attorney-in-fact
2014-02-05