0001209191-17-062396.txt : 20171122 0001209191-17-062396.hdr.sgml : 20171122 20171122183324 ACCESSION NUMBER: 0001209191-17-062396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171122 FILED AS OF DATE: 20171122 DATE AS OF CHANGE: 20171122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antone Lewis JR CENTRAL INDEX KEY: 0001674591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 171220831 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-22 0 0001430592 Financial Engines, Inc. FNGN 0001674591 Antone Lewis JR 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP, General Counsel and Sec. Common Stock 2017-11-22 4 M 0 425 0.00 A 703 D Common Stock 2017-11-22 4 F 0 138 27.30 D 565 D Common Stock 2017-11-22 4 M 0 839 0.00 A 1404 D Common Stock 2017-11-22 4 F 0 273 27.30 D 1131 D Common Stock 2017-11-22 4 M 0 951 0.00 A 2082 D Common Stock 2017-11-22 4 F 0 309 27.30 D 1773 D Restricted Stock Units 2017-11-22 4 M 0 425 0.00 D Common Stock 425 0 D Restricted Stock Units 2017-11-22 4 M 0 951 0.00 D Common Stock 951 951 D Restricted Stock Units 2017-11-22 4 M 0 839 0.00 D Common Stock 839 1678 D Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The restricted stock units vest in four annual installments beginning 11/22/14. No expiration date. The restricted stock units vest in four annual installments beginning 11/22/15. The restricted stock units vest in four annual installments beginning 11/22/16. /s/ Robert Mills, Attorney-in-Fact for Lewis Antone Jr. 2017-11-22