0001209191-17-062396.txt : 20171122
0001209191-17-062396.hdr.sgml : 20171122
20171122183324
ACCESSION NUMBER: 0001209191-17-062396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171122
FILED AS OF DATE: 20171122
DATE AS OF CHANGE: 20171122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antone Lewis JR
CENTRAL INDEX KEY: 0001674591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 171220831
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-22
0
0001430592
Financial Engines, Inc.
FNGN
0001674591
Antone Lewis JR
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
0
1
0
0
EVP, General Counsel and Sec.
Common Stock
2017-11-22
4
M
0
425
0.00
A
703
D
Common Stock
2017-11-22
4
F
0
138
27.30
D
565
D
Common Stock
2017-11-22
4
M
0
839
0.00
A
1404
D
Common Stock
2017-11-22
4
F
0
273
27.30
D
1131
D
Common Stock
2017-11-22
4
M
0
951
0.00
A
2082
D
Common Stock
2017-11-22
4
F
0
309
27.30
D
1773
D
Restricted Stock Units
2017-11-22
4
M
0
425
0.00
D
Common Stock
425
0
D
Restricted Stock Units
2017-11-22
4
M
0
951
0.00
D
Common Stock
951
951
D
Restricted Stock Units
2017-11-22
4
M
0
839
0.00
D
Common Stock
839
1678
D
Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
The restricted stock units vest in four annual installments beginning 11/22/14.
No expiration date.
The restricted stock units vest in four annual installments beginning 11/22/15.
The restricted stock units vest in four annual installments beginning 11/22/16.
/s/ Robert Mills, Attorney-in-Fact for Lewis Antone Jr.
2017-11-22