0001209191-17-060672.txt : 20171114
0001209191-17-060672.hdr.sgml : 20171114
20171114172655
ACCESSION NUMBER: 0001209191-17-060672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171111
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Donnell Kelly
CENTRAL INDEX KEY: 0001569409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 171203131
BUSINESS ADDRESS:
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FLOOR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: O Donnell Kelly
DATE OF NAME CHANGE: 20130211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-11
0
0001430592
Financial Engines, Inc.
FNGN
0001569409
O'Donnell Kelly
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
0
1
0
0
EVP, CAO & CRO
Common Stock
2017-11-11
4
M
0
3341
0.00
A
19882
D
Common Stock
2017-11-11
4
F
0
1085
26.95
D
18797
D
Restricted Stock Units
0.00
2017-11-11
4
M
0
3341
0.00
D
Common Stock
3341
3341
D
Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.
The restricted stock units vest in four annual installments beginning 11/11/15.
No Expiration date.
/s/ Jeffrey C. Grace, Attorney-in-Fact For: Kelly O'Donnell
2017-11-14