0001209191-17-060672.txt : 20171114 0001209191-17-060672.hdr.sgml : 20171114 20171114172655 ACCESSION NUMBER: 0001209191-17-060672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171111 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Donnell Kelly CENTRAL INDEX KEY: 0001569409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 171203131 BUSINESS ADDRESS: BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FLOOR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER NAME: FORMER CONFORMED NAME: O Donnell Kelly DATE OF NAME CHANGE: 20130211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-11 0 0001430592 Financial Engines, Inc. FNGN 0001569409 O'Donnell Kelly 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP, CAO & CRO Common Stock 2017-11-11 4 M 0 3341 0.00 A 19882 D Common Stock 2017-11-11 4 F 0 1085 26.95 D 18797 D Restricted Stock Units 0.00 2017-11-11 4 M 0 3341 0.00 D Common Stock 3341 3341 D Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The restricted stock units vest in four annual installments beginning 11/11/15. No Expiration date. /s/ Jeffrey C. Grace, Attorney-in-Fact For: Kelly O'Donnell 2017-11-14