0001209191-17-058853.txt : 20171102
0001209191-17-058853.hdr.sgml : 20171102
20171102162256
ACCESSION NUMBER: 0001209191-17-058853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171102
DATE AS OF CHANGE: 20171102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antone Lewis JR
CENTRAL INDEX KEY: 0001674591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 171172708
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-01
0
0001430592
Financial Engines, Inc.
FNGN
0001674591
Antone Lewis JR
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
0
1
0
0
EVP, General Counsel and Sec.
Common Stock
2017-11-01
4
S
0
269
36.40
D
278
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017.
/s/ Jeffery C. Grace, Attorney-in-Fact for Lewis Antone Jr.
2017-11-02