0001209191-17-033582.txt : 20170518 0001209191-17-033582.hdr.sgml : 20170518 20170518162308 ACCESSION NUMBER: 0001209191-17-033582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170517 FILED AS OF DATE: 20170518 DATE AS OF CHANGE: 20170518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Christopher L. CENTRAL INDEX KEY: 0001486178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 17855174 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY 3RD FLOOR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-17 0 0001430592 Financial Engines, Inc. FNGN 0001486178 Jones Christopher L. 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP & Chief Investment Officer Common Stock 2017-05-17 4 S 0 5120 39.9915 D 65209 D The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 22, 2016 The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.85 to $40.45 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Jeffrey C. Grace, Attorney-in-Fact For: Christopher L. Jones 2017-05-18