-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S/fkhWmcLG1pJ0J6FRiaAGKm2KvEQHVZ09j/PmnSaHZbeMwEORthJxpbgi3k8CSe qIQpSu+2YFkeYsfHfVFFBA== 0001430283-08-000003.txt : 20080324 0001430283-08-000003.hdr.sgml : 20080324 20080324170536 ACCESSION NUMBER: 0001430283-08-000003 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080324 DATE AS OF CHANGE: 20080324 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Moore Noel G CENTRAL INDEX KEY: 0001430283 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: BUSINESS PHONE: 3129848293 MAIL ADDRESS: STREET 1: 222 W ADAMS ST, STE 2200 CITY: CHICAGO STATE: IL ZIP: 60606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC LEARNING CORP CENTRAL INDEX KEY: 0001042173 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 943234458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-58137 FILM NUMBER: 08707584 BUSINESS ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA STREET 2: STE 600 CITY: OAKLAND STATE: CA ZIP: 94612-2040 BUSINESS PHONE: 5104443500 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA STREET 2: SUITE 600 CITY: OAKLAND STATE: CA ZIP: 94612-2040 SC 13D 1 noelschedule13d.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ________)* Scientific Learning Corporation (Name of Issuer) Common Stock (Title of Class of Securities) _______80880R206 (CUSIP Number) Jeff McKinley, 200 W Monroe, suite 1440, Chicago, IL 60606. (312)334-8781 Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 3/13/2008 (Date of Event which Requires Filing of this Statement) Names of Reporting Persons. Noel G Moore 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] 3. SEC USE 4. Source of funds PF 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization U.S. Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 879,306 8. Shared Voting Power N/A 9. Sole Dispositive Power 879,30 10. Shared Dispositive Power N/A 11. Aggregate Amount Beneficially Owned by Each Reporting Person 879,306 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) N/A 13. Percent of Class Represented by Amount in Row (11) 5.1% 14. Type of Reporting Person (See Instructions) IN ITEM 1. SECURITY AND ISSUER Common Stock. Scientific Learning Corporation 300 Frank H, Ogawa Plaza, suite 600 Oakland, CA 94612-2040 ITEM 2. IDENTITY AND BACKGROUND (a) Noel G Moore (b) 222 W. Adams St. Suite 2200 Chicago IL 60606. (c) Sangamon Trading. Trader (d) No. (e) No. (f) U.S. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Personal Funds - $4,675,144.20 ITEM 4. PURPOSE OF TRANSACTION (a) Increase personal investment in the company (b) N/A (c) N/A (d) N/A (e) N/A (f) N/A (g) N/A (h) N/A (i) N/A (j) N/A ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) 879,306 shares - 5.1% (b) Noel G Moore - 879,306 shares (c) Noel G Moore has effected the following transactions through Schwab: Date Action Quantity Symbol Description Price Amount 1/17/2008 Buy 10,000 SCIL SCIENTIFIC LEARNING NEW $4.50 ($45,009.95) 1/17/2008 Buy 10,000 SCIL SCIENTIFIC LEARNING NEW $4.75 ($47,509.95) 1/18/2008 Buy 400 SCIL SCIENTIFIC LEARNING NEW $4.57 ($1,837.95) 1/18/2008 Buy 2,100 SCIL SCIENTIFIC LEARNING NEW $4.57 ($9,606.95) 1/22/2008 Buy 150 SCIL SCIENTIFIC LEARNING NEW $4.21 ($641.45) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.24 ($424.20) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.25 ($426.66) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.25 ($425.20) 1/22/2008 Buy 500 SCIL SCIENTIFIC LEARNING NEW $4.25 ($2,133.29) 1/22/2008 Buy 200 SCIL SCIENTIFIC LEARNING NEW $4.27 ($854.40) 1/22/2008 Buy 300 SCIL SCIENTIFIC LEARNING NEW $4.27 ($1,281.61) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.30 ($430.23) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.30 ($430.20) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.30 ($430.20) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.30 ($430.20) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.30 ($430.20) 1/22/2008 Buy 200 SCIL SCIENTIFIC LEARNING NEW $4.30 ($860.40) 1/22/2008 Buy 200 SCIL SCIENTIFIC LEARNING NEW $4.30 ($860.40) 1/22/2008 Buy 500 SCIL SCIENTIFIC LEARNING NEW $4.30 ($2,151.01) 1/22/2008 Buy 2,821 SCIL SCIENTIFIC LEARNING NEW $4.30 ($12,136.00) 1/22/2008 Buy 500 SCIL SCIENTIFIC LEARNING NEW $4.32 ($2,161.00) 1/22/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.33 ($433.20) 1/22/2008 Buy 4,400 SCIL SCIENTIFIC LEARNING NEW $4.35 ($19,148.75) 1/24/2008 Buy 107 SCIL SCIENTIFIC LEARNING NEW $4.41 ($472.38) 1/24/2008 Buy 300 SCIL SCIENTIFIC LEARNING NEW $4.41 ($1,324.42) 1/24/2008 Buy 800 SCIL SCIENTIFIC LEARNING NEW $4.41 ($3,531.78) 1/24/2008 Buy 900 SCIL SCIENTIFIC LEARNING NEW $4.41 ($3,973.24) 1/24/2008 Buy 222 SCIL SCIENTIFIC LEARNING NEW $4.50 ($999.44) 1/24/2008 Buy 365 SCIL SCIENTIFIC LEARNING NEW $4.50 ($1,643.23) 1/24/2008 Buy 1,000 SCIL SCIENTIFIC LEARNING NEW $4.50 ($4,501.99) 1/24/2008 Buy 800 SCIL SCIENTIFIC LEARNING NEW $4.50 ($3,601.59) 1/24/2008 Buy 2,613 SCIL SCIENTIFIC LEARNING NEW $4.50 ($11,763.70) 1/28/2008 Buy 400 SCIL SCIENTIFIC LEARNING NEW $4.39 ($1,758.30) 1/28/2008 Buy 1,330 SCIL SCIENTIFIC LEARNING NEW $4.40 ($5,859.65) 1/29/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.40 ($449.95) 1/29/2008 Buy 900 SCIL SCIENTIFIC LEARNING NEW $4.50 ($4,053.58) 1/29/2008 Buy 1,000 SCIL SCIENTIFIC LEARNING NEW $4.50 ($4,503.98) 1/29/2008 Buy 400 SCIL SCIENTIFIC LEARNING NEW $4.50 ($1,801.59) 1/29/2008 Buy 200 SCIL SCIENTIFIC LEARNING NEW $4.50 ($900.80) 2/4/2008 Buy 200 SCIL SCIENTIFIC LEARNING NEW $4.55 ($910.83) 2/4/2008 Buy 2,200 SCIL SCIENTIFIC LEARNING NEW $4.55 ($10,019.12) 2/12/2008 Buy 1,500 SCIL SCIENTIFIC LEARNING NEW $4.50 ($6,752.98) 2/12/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.50 ($450.20) 2/12/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.50 ($450.20) 2/12/2008 Buy 3,200 SCIL SCIENTIFIC LEARNING NEW $4.50 ($14,406.37) 2/12/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.50 ($450.20) 2/21/2008 Buy 600 SCIL SCIENTIFIC LEARNING NEW $4.50 ($2,708.95) 3/3/2008 Buy 300 SCIL SCIENTIFIC LEARNING NEW $4.50 ($1,353.98) 3/3/2008 Buy 300 SCIL SCIENTIFIC LEARNING NEW $4.50 ($1,353.98) 3/3/2008 Buy 75 SCIL SCIENTIFIC LEARNING NEW $4.50 ($338.49) 3/7/2008 Buy 3,080 SCIL SCIENTIFIC LEARNING NEW $4.50 ($13,868.95) 3/10/2008 Buy 9,800 SCIL SCIENTIFIC LEARNING NEW $4.41 ($43,226.77) 3/10/2008 Buy 200 SCIL SCIENTIFIC LEARNING NEW $4.41 ($882.18) 3/10/2008 Buy 6,245 SCIL SCIENTIFIC LEARNING NEW $4.50 ($28,111.45) 3/11/2008 Buy 9,600 SCIL SCIENTIFIC LEARNING NEW $4.49 ($43,112.59) 3/11/2008 Buy 400 SCIL SCIENTIFIC LEARNING NEW $4.49 ($1,796.36) 3/13/2008 Buy 10,000 SCIL SCIENTIFIC LEARNING NEW $4.07 ($40,708.95) 3/13/2008 Buy 15 SCIL SCIENTIFIC LEARNING NEW $4.25 ($63.76) 3/13/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.25 ($425.09) 3/13/2008 Buy 100 SCIL SCIENTIFIC LEARNING NEW $4.25 ($425.09) 3/13/2008 Buy 2,200 SCIL SCIENTIFIC LEARNING NEW $4.25 ($9,351.97) 3/13/2008 Buy 3,700 SCIL SCIENTIFIC LEARNING NEW $4.25 ($15,728.31) 3/13/2008 Buy 3,885 SCIL SCIENTIFIC LEARNING NEW $4.25 ($16,514.73) 3/17/2008 Buy 310 SCIL SCIENTIFIC LEARNING NEW $4.25 ($1,326.45) 3/17/2008 Buy 1,370 SCIL SCIENTIFIC LEARNING NEW $4.25 ($5,824.96) 3/17/2008 Buy 2,230 SCIL SCIENTIFIC LEARNING NEW $4.25 ($9,481.49) 3/17/2008 Buy 600 SCIL SCIENTIFIC LEARNING NEW $4.25 ($2,551.07) 3/17/2008 Buy 800 SCIL SCIENTIFIC LEARNING NEW $4.25 ($3,401.43) These transactions were effected either personally by Noel G Moore or through his assistant. (d) N/A (e) N/A ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER N/A ITEM 7. MATERIAL TO BE FILED AS EXHIBITS N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 3/24/2008 Date /S/ Noel G Moore Signature Noel G Moore Name/Title -----END PRIVACY-ENHANCED MESSAGE-----