President

0000891092-17-008024.txt : 20171103 0000891092-17-008024.hdr.sgml : 20171103 20171103141855 ACCESSION NUMBER: 0000891092-17-008024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 EFFECTIVENESS DATE: 20171103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HL FINANCIAL SERVICES LLC CENTRAL INDEX KEY: 0001430233 IRS NUMBER: 300450751 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13165 FILM NUMBER: 171175894 BUSINESS ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: SUITE 700 CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 8004441854 MAIL ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: SUITE 700 CITY: LOUISVILLE STATE: KY ZIP: 40202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001430233 XXXXXXXX 09-30-2017 09-30-2017 false HL FINANCIAL SERVICES LLC

500 West Jefferson Street Suite 700 Louisville KY 40202

13F HOLDINGS REPORT 028-13165 Y Houchens Industries and Houchens Industries Employee Stock Ownership Trust are included solely because they are a controlling entity of HL Financial Services, LLC. Thomas B. Kessinger III President 502-588-8400 /s/ Thomas B. Kessinger III Louisville KY 10-31-2017 5 675 5173199 1 0001442175 028-13163 J.J.B. Hilliard, W.L. Lyons, LLC 2 0001442181 028-13162 Hilliard Lyons Trust Company, LLC 3 0000910676 028-13166 HOUCHENS INDUSTRIES INC /KY/ 4 0001442827 028-13164 Houchens Industries, Inc. Employee Stock Ownership Trust 5 0001125816 028-06487 FIRST TRUST ADVISORS LP INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 37558 178934 SH DFND 1,2 140857 0 38077 A O SMITH COM 831865209 425 7153 SH DFND 1 0 0 7153 ABBOTT LABORATORIES COM 002824100 15524 290932 SH DFND 1,2 201358 0 89574 ABBVIE INC COM 00287Y109 36650 412452 SH DFND 1,2 279350 0 133102 ABERDEEN GREATER CHINA COM 003031101 177 15131 SH DFND 1 0 0 15131 ABIOMED INC COM 003654100 4687 27797 SH DFND 1 25669 0 2128 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11067 81937 SH DFND 1,2 69249 0 12688 ACTIVISION BLIZZARD INC COM 00507V109 764 11849 SH DFND 1 78 0 11771 ADAMS NATURAL COM 00548F105 960 48846 SH DFND 1 0 0 48846 ADOBE SYSTEMS INC COM 00724F101 4080 27350 SH DFND 1 0 0 27350 ADVANCED MICRO COM 007903107 616 48350 SH DFND 1 0 0 48350 AETNA INC(NEW) COM 00817Y108 1078 6782 SH DFND 1,2 151 0 6631 AFFILIATED MANAGERS COM 008252108 5836 30745 SH DFND 1 16620 0 14125 AFLAC INC COM 001055102 1237 15199 SH DFND 1,2 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1 0 0 9438 FIRSTCASH INC COM 33767D105 264 4187 SH DFND 1 0 0 4187 FORD MOTOR COMPANY COM PAR $0.01 345370860 3985 332946 SH DFND 1,2 23343 0 309603 FORTUNE BRANDS HOME COM 34964C106 412 6127 SH DFND 1,2 4635 0 1492 GARMIN LTD SHS H2906T109 580 10755 SH DFND 1 0 0 10755 GENERAL ELECTRIC COMPANY COM 369604103 78020 3226654 SH DFND 1,2 2445613 600 780441 GENERAL MILLS INC COM 370334104 1252 24186 SH DFND 1,2 14726 0 9460 GENERAL MOTORS CO COM 37045V100 1241 30734 SH DFND 1,2 7669 0 23065 GENL DYNAMICS CORP COM 369550108 1447 7039 SH DFND 1,2 3016 0 4023 GENTEX CORPORATION COM 371901109 221 11154 SH DFND 1 0 0 11154 GENUINE PARTS CO COM COM 372460105 2203 23029 SH DFND 1,2 11167 0 11862 GERMAN AMERN BANCORP COM 373865104 547 14392 SH DFND 1,2 13008 0 1384 GILEAD SCIENCES INC COM 375558103 4850 59863 SH DFND 1,2 21728 0 38135 GLADSTONE CAPITAL CORP COM 376535100 135 14176 SH DFND 1 0 0 14176 GLADSTONE COMMERCIAL COM 376536108 925 41541 SH DFND 1,2 8343 0 33198 GLAXOSMITHKLINE PLC-ADR SPONSORED ADR 37733W105 2337 57565 SH DFND 1,2 21982 0 35583 GLOBAL X ETF GLB X SUPERDIV 37950E549 758 34431 SH DFND 1 0 0 34431 GOLAR LNG LTD SHS G9456A100 830 36701 SH DFND 1 0 0 36701 GOLDCORP INC COM 380956409 215 16580 SH DFND 1 200 0 16380 GOLDMAN SACHS GROUP INC COM 38141G104 1602 6754 SH DFND 1,2 201 0 6553 GOODYEAR TIRE & RUBBER COM 382550101 706 21230 SH DFND 1,2 210 0 21020 GRACO INCORPORATED COM COM 384109104 778 6289 SH DFND 1 0 0 6289 GREAT PLAINS ENERGY INC COM 391164100 205 6771 SH DFND 1,2 4500 0 2271 GUGGENHEIM ETF GUG S&P500 EQ WT 78355W106 3383 35407 SH DFND 1 0 0 35407 GUGGENHEIM S&P 500 ETF GUG S&P500 PU GR 78355W403 3918 39174 SH DFND 1 0 0 39174 HALLIBURTON COMPANY COM 406216101 2133 46345 SH DFND 1,2 600 0 45745 HANESBRANDS INC COM 410345102 1094 44395 SH DFND 1,2 3168 0 41227 HARLEY DAVIDSON INC COM 412822108 51509 1068425 SH DFND 1,2 822141 0 246284 HASBRO INC COM 418056107 3264 33414 SH DFND 1,2 948 0 32466 HCA HEALTHCARE INC COM 40412C101 214 2695 SH DFND 1,2 635 0 2060 HCP INC COM 40414L109 1132 40674 SH DFND 1 100 0 40574 HEALTHCARE SVCS GROUP COM 421906108 604 11183 SH DFND 1 0 0 11183 HEALTHSOUTH CORP COM NEW 421924309 204 4405 SH DFND 1,2 2000 0 2405 HERSHEY COMPANY COM 427866108 2985 27339 SH DFND 1,2 16578 0 10761 HEWLETT PACKARD COM 42824C109 174 11798 SH DFND 1,2 6868 0 4930 HILLENBRAND INC COM 431571108 951 24481 SH DFND 1,2 1900 0 22581 HOME DEPOT INC COM 437076102 247642 1514068 SH DFND 1,2 1213143 400 300525 HONEYWELL INTERNATIONAL COM 438516106 8142 57439 SH DFND 1,2 34907 0 22532 HORIZON PHARMA PLC SHS G4617B105 147 11600 SH DFND 1 0 0 11600 HORMEL FOODS CORPORATION COM 440452100 529 16471 SH DFND 1 0 0 16471 HP INC COM 40434L105 239 11951 SH DFND 1,2 5734 0 6217 HSBC HOLDINGS PLC-SPON SPON ADR NEW 404280406 1009 20431 SH DFND 1,2 113 0 20318 HUBBELL INC COM 443510607 701 6043 SH DFND 1,2 5893 0 150 HUMANA INC COM 444859102 2674 10975 SH DFND 1,2 6364 0 4611 HUNTINGTON BANCSHRES INC COM 446150104 846 60609 SH DFND 1 0 0 60609 I SHARES SILVER TR ETF ISHARES 46428Q109 1064 67622 SH DFND 1,2 750 0 66872 ILLINOIS TOOL WORKS INC COM 452308109 9501 64213 SH DFND 1,2 50247 0 13966 INDUSTRIAL SELECT ETF SBI INT-INDS 81369Y704 4178 58847 SH DFND 1,2 408 0 58439 INGERSOLL-RAND PLC SHS G47791101 4286 48063 SH DFND 1,2 4515 0 43548 INGREDION INCORPORATED COM 457187102 254 2103 SH DFND 1,2 1753 0 350 INTEL CORP COM 458140100 12297 322928 SH DFND 1,2 158139 0 164789 INTERCONTINENTAL EXCH COM 45866F104 616 8962 SH DFND 1,2 1440 0 7522 INTERDIGITAL INC COM 45867G101 292 3949 SH DFND 1 0 0 3949 INTERNATIONAL BUSINESS COM 459200101 59907 412921 SH DFND 1,2 340224 0 72697 INTERNATIONAL PAPER CO COM 460146103 2341 41209 SH DFND 1,2 375 0 40834 INTERPUBLIC GRP CO INC COM 460690100 730 35128 SH DFND 1 0 0 35128 INTL FLAVOR & FRAGRANCES COM 459506101 207 1449 SH DFND 1,2 550 0 899 INTUIT INC COM 461202103 949 6677 SH DFND 1,2 1221 0 5456 IONIS PHARMACEUTICALS COM 462222100 279 5500 SH DFND 1 0 0 5500 ISHARES 0-5 YEAR ETF 0-5YR INVT GR CP 46434V100 1143 22575 SH DFND 1 0 0 22575 ISHARES 0-5 YEAR ETF 0-5YR HI YL CP 46434V407 201 4209 SH DFND 1 0 0 4209 ISHARES COHEN&STEERS ETF COHEN STEER REIT 464287564 2978 29588 SH DFND 1 0 0 29588 ISHARES CORE MSCI ETF CORE MSCI EAFE 46432F842 925 14417 SH DFND 1 0 0 14417 ISHARES CORE MSCI ETF CORE MSCI EMKT 46434G103 1354 25068 SH DFND 1,2 1686 0 23382 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 23069 91206 SH DFND 1,2 55114 0 36092 ISHARES CORE S&P ETF CORE S&P SCP ETF 464287804 7191 96885 SH DFND 1,2 5431 0 91454 ISHARES CORE S&P MIDCAP CORE S&P MCP ETF 464287507 6158 34424 SH DFND 1,2 3293 0 31131 ISHARES CORE U.S. ETF CORE US AGGBD ET 464287226 15314 139738 SH DFND 1,2 3271 0 136467 ISHARES CORE US REIT ETF CRE U S REIT ETF 464288521 479 9724 SH DFND 1 0 0 9724 ISHARES EDGE MSCI ETF MIN VOL EMRG MKT 464286533 595 10238 SH DFND 1 0 0 10238 ISHARES EDGE MSCI ETF MIN VOL USA ETF 46429B697 2638 52408 SH DFND 1 0 0 52408 ISHARES EDGE MSCI USA QUALITY FACTOR USA QUALITY FCTR 46432F339 239 3099 SH DFND 2 3099 0 0 ISHARES ETF GLB HGH YLD ETF 464286178 435 8451 SH DFND 1 0 0 8451 ISHARES ETF EM HGHYL BD ETF 464286285 430 8468 SH DFND 1 0 0 8468 ISHARES ETF NORTH AMERN NAT 464287374 3402 101038 SH DFND 1 0 0 101038 ISHARES ETF BARCLAYS 7 10 YR 464287440 2122 19920 SH DFND 1 0 0 19920 ISHARES ETF 1 3 YR TREAS BD 464287457 2336 27663 SH DFND 1,2 21709 0 5954 ISHARES ETF RUS MD CP GR ETF 464287481 1742 15388 SH DFND 1,2 4537 0 10851 ISHARES ETF RUS 1000 VAL ETF 464287598 4670 39403 SH DFND 1,2 13793 0 25610 ISHARES ETF RUS 1000 GRW ETF 464287614 5160 41263 SH DFND 1,2 15039 0 26224 ISHARES ETF RUS 1000 ETF 464287622 1071 7653 SH DFND 1,2 285 0 7368 ISHARES ETF RUS 2000 VAL ETF 464287630 855 6886 SH DFND 1,2 6811 0 75 ISHARES ETF RUSSELL 2000 ETF 464287655 11361 76671 SH DFND 1,2 42772 0 33899 ISHARES ETF U.S. TECH ETF 464287721 278 1853 SH DFND 1 0 0 1853 ISHARES ETF U.S. REAL ES ETF 464287739 489 6125 SH DFND 1,2 985 0 5140 ISHARES ETF SP SMCP600VL ETF 464287879 436 2942 SH DFND 1,2 2613 0 329 ISHARES ETF S&P SML 600 GWT 464287887 686 4172 SH DFND 1,2 1779 0 2393 ISHARES ETF INTL TREA BD ETF 464288117 831 16867 SH DFND 1 0 0 16867 ISHARES ETF GLB INFRASTR ETF 464288372 1136 25095 SH DFND 1,2 600 0 24495 ISHARES ETF INTL SEL DIV ETF 464288448 1283 37990 SH DFND 1 0 0 37990 ISHARES ETF INTRM GOV CR ETF 464288612 1758 15853 SH DFND 1 693 0 15160 ISHARES ETF INTRMD CR BD ETF 464288638 4274 38801 SH DFND 1,2 6098 0 32703 ISHARES ETF 1 3 YR CR BD ETF 464288646 6610 62739 SH DFND 1,2 25703 410 36626 ISHARES ETF S&P US PFD STK 464288687 1261 32492 SH DFND 1,2 1260 0 31232 ISHARES ETF US AER DEF ETF 464288760 813 4566 SH DFND 1 0 0 4566 ISHARES ETF EAFE VALUE ETF 464288877 4975 91116 SH DFND 1,2 2250 0 88866 ISHARES ETF EAFE GRWTH ETF 464288885 669 8645 SH DFND 1,2 817 0 7828 ISHARES ETF FLTG RATE NT ETF 46429B655 2162 42439 SH DFND 1 0 0 42439 ISHARES ETF CORE HIGH DV ETF 46429B663 583 6779 SH DFND 1 0 0 6779 ISHARES ETF MIN VOL EAFE ETF 46429B689 356 5012 SH DFND 1 0 0 5012 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 231 1623 SH DFND 1 0 0 1623 ISHARES GOLD TRUSTETF ISHARES 464285105 433 35144 SH DFND 1,2 35144 0 0 ISHARES IBONDS ETF IBONDS DEC18 ETF 46434VAA8 268 10650 SH DFND 1 0 0 10650 ISHARES IBOXX $ ETF IBOXX HI YD ETF 464288513 818 9218 SH DFND 1,2 445 0 8773 ISHARES INTERNATNL ETF CORE INTL AGGR 46435G672 201 3886 SH DFND 1 0 0 3886 ISHARES JP MORGAN ETF JPMORGAN USD EMG 464288281 1473 12655 SH DFND 1 0 0 12655 ISHARES MSCI EAFE ETF EAFE SML CP ETF 464288273 929 14977 SH DFND 1,2 1302 0 13675 ISHARES MSCI EAFE INDEX MSCI EAFE ETF 464287465 16207 236668 SH DFND 1,2 131215 0 105453 ISHARES MSCI ETF MSCI EURZONE ETF 464286608 1611 37189 SH DFND 1 0 0 37189 ISHARES MSCI ETF MSCI EMG MKT ETF 464287234 2890 64483 SH DFND 1,2 29573 0 34910 ISHARES RUSSELL 2000 GROWTH ETF RUS 2000 GRW ETF 464287648 318 1779 SH DFND 2 1779 0 0 ISHARES RUSSELL ETF RUS MDCP VAL ETF 464287473 3045 35853 SH DFND 1,2 10414 0 25439 ISHARES RUSSELL ETF RUS MID CAP ETF 464287499 26160 132690 SH DFND 1,2 98718 0 33972 ISHARES S&P 500 ETF S&P 500 GRWT ETF 464287309 8007 55828 SH DFND 1,2 2140 0 53688 ISHARES S&P MIDCAP ETF S&P MC 400GR ETF 464287606 3350 16554 SH DFND 1,2 3791 0 12763 ISHARES S&P MIDCAP ETF S&P MC 400VL ETF 464287705 2159 14134 SH DFND 1,2 5013 0 9121 ISHARES S&P500 VALUE ETF S&P 500 VAL ETF 464287408 7972 73876 SH DFND 1,2 4067 0 69809 ISHARES SELECT ETF SELECT DIVID ETF 464287168 1325 14149 SH DFND 1,2 2400 0 11749 ISHARES SHORT TERM ETF SHRT NAT MUN ETF 464288158 247 2328 SH DFND 1 1878 0 450 ISHARES TIP BOND ETF TIPS BD ETF 464287176 3430 30198 SH DFND 1,2 15665 0 14533 J M SMUCKER CO COM NEW 832696405 1167 11120 SH DFND 1,2 2919 0 8201 JACK HENRY & ASSOC INC COM 426281101 2071 20147 SH DFND 1,2 19567 0 580 JACK IN THE BOX INC COM 466367109 229 2250 SH DFND 1 0 0 2250 JACOBS ENGINEERNG GROUP COM 469814107 4243 72818 SH DFND 1,2 44106 0 28712 JETBLUE AIRWAYS CORP COM 477143101 2851 153837 SH DFND 1 0 0 153837 JOHNSON & JOHNSON COM 478160104 204267 1571158 SH DFND 1,2 1249668 400 321090 JOHNSON CTLS INTL PLC SHS G51502105 1232 30573 SH DFND 1,2 1730 0 28843 JPMORGAN CHASE & CO COM 46625H100 229703 2405021 SH DFND 1,2 1911643 350 493028 JPMORGAN ETF ETF DIV RTN INT EQ 46641Q209 1257 21705 SH DFND 1 0 0 21705 JUNIPER NETWORK INC COM 48203R104 286 10275 SH DFND 1 0 0 10275 KAYNE ANDERSON MLP COM 486606106 235 12959 SH DFND 1 0 0 12959 KB HOME COM 48666K109 8310 344531 SH DFND 1 149832 0 194699 KELLOGG COMPANY COM 487836108 1764 28278 SH DFND 1,2 3459 0 24819 KIMBERLY-CLARK CORP COM 494368103 3929 33386 SH DFND 1,2 20668 0 12718 KINDER MORGAN INC DEL COM 49456B101 990 51641 SH DFND 1,2 2850 0 48791 KKR & CO L P DEL COM UNITS 48248M102 673 33115 SH DFND 1 0 0 33115 KLA-TENCOR CORP COM 482480100 377 3552 SH DFND 1,2 700 0 2852 KRAFT HEINZ CO COM 500754106 6154 79361 SH DFND 1,2 22567 0 56794 KROGER COMPANY COMMON COM 501044101 3934 196103 SH DFND 1,2 9287 0 186816 L BRANDS INC COM 501797104 973 23375 SH DFND 1,2 2350 0 21025 LAM RESEARCH CORP COM 512807108 8572 46324 SH DFND 1,2 1129 0 45195 LEAR CORP COM NEW 521865204 630 3641 SH DFND 1 0 0 3641 LEGGETT & PLATT INC COM 524660107 477 10002 SH DFND 1,2 1165 0 8837 LINCOLN NATL CORP IND COM 534187109 391 5327 SH DFND 1,2 550 0 4777 LOCKHEED MARTIN CORP COM 539830109 3438 11076 SH DFND 1,2 7177 0 3899 LOEWS CORPORATION COM 540424108 500 10447 SH DFND 1,2 10155 0 292 LOUISIANA PACIFIC CORP COM 546347105 271 10000 SH DFND 1 0 0 10000 LOWES COMPANIES INC COM 548661107 2314 28940 SH DFND 1,2 12800 0 16140 LTC PROPERTIES INC COM 502175102 214 4558 SH DFND 1,2 2700 0 1858 MAIN STREET CAPITAL CORP COM 56035L104 1244 31291 SH DFND 1 0 0 31291 MAINSOURCE FINL GROUP COM 56062Y102 965 26914 SH DFND 1,2 26914 0 0 MARATHON OIL CORP COM 565849106 1393 102713 SH DFND 1,2 3014 0 99699 MARATHON PETROLEUM CORP COM 56585A102 1298 23151 SH DFND 1,2 9868 0 13283 MARRIOTT INTL INC NEW CL A 571903202 1978 17941 SH DFND 1 0 0 17941 MARSH AND MC LENNAN COM 571748102 479 5712 SH DFND 1,2 2300 0 3412 MASIMO CORP COM 574795100 2850 32923 SH DFND 1 30324 0 2599 MASTERCARD INC CL A CL A 57636Q104 1539 10903 SH DFND 1,2 806 0 10097 MATADOR RESOURCES CO COM 576485205 405 14924 SH DFND 1 0 0 14924 MATTEL INCORPORATED COM 577081102 26654 1721848 SH DFND 1,2 1380897 0 340951 MC CORMICK & CO INC COM NON VTG 579780206 212 2069 SH DFND 1,2 125 0 1944 MCDONALDS CORP COM 580135101 14848 94764 SH DFND 1,2 63272 0 31492 MCKESSON CORPORATION COM 58155Q103 1149 7478 SH DFND 1,2 8 0 7470 MEDIFAST INC COM 58470H101 529 8913 SH DFND 1 0 0 8913 MEDLEY CAPITAL CORP COM 58503F106 133 22292 SH DFND 1 0 0 22292 MEDTRONIC PLC SHS G5960L103 485 6235 SH DFND 1,2 1126 0 5109 MELLANOX TECHNOLOGY LTD SHS M51363113 652 13833 SH DFND 1 0 0 13833 MERCK & CO INC NEW COM 58933Y105 14279 223002 SH DFND 1,2 134752 0 88250 MERIDIAN BIOSCIENCE COM 589584101 192 13450 SH DFND 1,2 0 0 13450 METLIFE INC COM 59156R108 364 7013 SH DFND 1,2 679 0 6334 MICRON TECHNOLOGY INC COM 595112103 2047 52049 SH DFND 1 0 0 52049 MICROSOFT CORP COM 594918104 186973 2510044 SH DFND 1,2 1983608 1240 525196 MID-AMER APT COMMUNITIES COM 59522J103 329 3078 SH DFND 1,2 2711 0 367 MOHAWK INDS INC COM 608190104 372 1504 SH DFND 1,2 102 0 1402 MOLSON COORS BREWING CO CL B 60871R209 534 6537 SH DFND 1 0 0 6537 MONDELEZ INTL INC CL A 609207105 5499 135248 SH DFND 1,2 53236 0 82012 MONOLITHIC POWER SYSTEMS COM 609839105 5748 53939 SH DFND 1 39444 0 14495 MONSANTO CO NEW COM 61166W101 301 2509 SH DFND 1,2 1650 0 859 MONSTER BEVERAGE CORP COM 61174X109 371 6721 SH DFND 1 0 0 6721 MSCI INC COM 55354G100 8843 75644 SH DFND 1 36485 0 39159 MULTI-COLOR CORP COM 625383104 578 7050 SH DFND 1 0 0 7050 NACCO INDS INC CL A CL A 629579103 558 6506 SH DFND 2 0 0 6506 NATIONAL HEALTH INVS INC COM 63633D104 709 9169 SH DFND 1 0 0 9169 NAUTILUS INC COM 63910B102 1815 107411 SH DFND 1 89296 0 18115 NEXTERA ENERGY INC COM 65339F101 7094 48406 SH DFND 1,2 13531 0 34875 NIELSEN HOLDINGS PLC SHS EUR G6518L108 501 12084 SH DFND 1 0 0 12084 NIKE INC CLASS B CL B 654106103 6348 122424 SH DFND 1,2 105062 0 17362 NORFOLK SOUTHERN CORP COM 655844108 2142 16194 SH DFND 1,2 8561 0 7633 NORTHERN DYNASTY MINERALS LTD COM COM NEW 66510M204 55 30525 SH DFND 2 30525 0 0 NORTHERN TRUST CORP COM 665859104 64148 697785 SH DFND 1,2 575932 175 121678 NORTHROP GRUMMAN CORP COM 666807102 598 2080 SH DFND 1,2 1469 0 611 NOVARTIS AG SPONSORED ADR 66987V109 1557 18138 SH DFND 1,2 7047 0 11091 NOVO NORDISK A S ADR ADR 670100205 988 20522 SH DFND 1,2 5470 0 15052 NUCOR CORP COM 670346105 653 11644 SH DFND 1,2 10075 0 1569 NUVEEN CREDIT STRATEGIES COM SHS 67073D102 323 38024 SH DFND 1 0 0 38024 NUVEEN FLOATING RATE COM 67072T108 1200 102480 SH DFND 1 0 0 102480 NUVEEN S&P 500 COM 6706ER101 229 16413 SH DFND 1 0 0 16413 NUVEEN TAX ADVANTAGED COM 67090H102 493 35900 SH DFND 1 0 0 35900 NVIDIA CORP COM 67066G104 5559 31100 SH DFND 1 39 0 31061 NXP SEMICONDUCTORS NV COM N6596X109 2671 23622 SH DFND 1,2 531 0 23091 OAKTREE CAPITAL GROUP UNIT CL A 674001201 543 11541 SH DFND 1 0 0 11541 OCCIDENTAL PETE CORP COM 674599105 702 10938 SH DFND 1,2 4580 0 6358 OLD DOMINION FREIGHT COM 679580100 3908 35491 SH DFND 1 29818 0 5673 OLD NATL BANCORP IND COM 680033107 238 13025 SH DFND 1,2 2220 0 10805 OMEGA HEALTHCARE COM 681936100 10097 316421 SH DFND 1,2 10736 0 305685 OMNICOM GROUP COM 681919106 82370 1112056 SH DFND 1,2 921222 0 190834 ONEMAIN HLDGS INC COM 68268W103 1562 55400 SH DFND 1 0 0 55400 ONEOK INC NEW COM 682680103 200 3612 SH DFND 1 0 0 3612 ORACLE CORPORATION COM 68389X105 1799 37199 SH DFND 1,2 21780 0 15419 ORBITAL ATK INC COM 68557N103 238 1785 SH DFND 1 0 0 1785 O'REILLY AUTOMOTIVE INC COM 67103H107 75481 350473 SH DFND 1,2 274030 0 76443 OWENS ILLINOIS INC NEW COM NEW 690768403 3687 146550 SH DFND 1 0 0 146550 P P G INDUSTRIES INC COM 693506107 3838 35318 SH DFND 1,2 31309 0 4009 PACKAGING CORP OF AMER COM 695156109 4286 37373 SH DFND 1 0 0 37373 PAPA JOHNS INTL INC COM 698813102 566 7749 SH DFND 1,2 4000 0 3749 PARKER-HANNIFIN CORP COM 701094104 204 1167 SH DFND 1,2 61 0 1106 PAYCHEX INC COM 704326107 6138 102364 SH DFND 1,2 100094 250 2020 PENNANTPARK INVSTMNT CRP COM 708062104 90 11977 SH DFND 1 0 0 11977 PEPSICO INCORPORATED COM 713448108 40397 362532 SH DFND 1,2 277397 250 84885 PERITUS HIGH YIELD ETF PERITUS HG YLD 00768Y503 299 8290 SH DFND 1 0 0 8290 PFIZER INCORPORATED COM 717081103 114310 3201948 SH DFND 1,2 2483221 525 718203 PHILIP MORRIS COM 718172109 13541 121980 SH DFND 1,2 80263 0 41717 PHILLIPS 66 COM 718546104 1847 20167 SH DFND 1,2 5276 0 14891 PIMCO ACTIVE BOND ETF ACTIVE BD ETF 72201R775 3976 37244 SH DFND 1 0 0 37244 PIMCO INVESTMENT ETF INV GRD CRP BD 72201R817 3887 36875 SH DFND 1 0 0 36875 PINNACLE FINANCIAL COM 72346Q104 472 7055 SH DFND 1 0 0 7055 PLANET FITNESS INC CL A CL A 72703H101 391 14499 SH DFND 1 0 0 14499 PNC FINANCIAL SERVICES COM 693475105 21650 160645 SH DFND 1,2 145103 0 15542 PNM RESOURCES INC COM 69349H107 885 21949 SH DFND 1 0 0 21949 POLARIS INDS INC COM 731068102 720 6878 SH DFND 1 0 0 6878 POLYONE CORPORATION COM 73179P106 584 14600 SH DFND 1 0 0 14600 POOL CORP COM 73278L105 1048 9687 SH DFND 1 0 0 9687 POWERSHARES DB ETF UNIT BEN INT 73935S105 512 33230 SH DFND 1 0 0 33230 POWERSHARES DWA TACT ETF DWA TACT MLT 73937B399 902 32809 SH DFND 1 0 0 32809 POWERSHARES EM MAR ETF SOVEREIGN DEBT 73936T573 676 22707 SH DFND 1 0 0 22707 POWERSHARES FTSE ETF EMER MRKT PORT 73936T763 519 24355 SH DFND 1 0 0 24355 POWERSHARES HIGH YIELD HI YLD EQ DVDN 73935X302 429 25014 SH DFND 1 0 0 25014 POWERSHARES QQQ TR ETF UNIT SER 1 73935A104 4224 29040 SH DFND 1,2 11179 0 17861 POWERSHARES S&P 500 ETF S&P 500 QLTY PRT 73935X682 499 17332 SH DFND 1 0 0 17332 POWERSHARES S&P 500 ETF PWRSHS SP500 LOW 73937B654 248 6051 SH DFND 1 0 0 6051 POWERSHARES S&P 500 ETF S&P500 LOW VOL 73937B779 2215 48381 SH DFND 1 1000 0 47381 POWERSHARES S&P ETF S&P SMCP HC PO 73937B886 442 4759 SH DFND 1 0 0 4759 POWERSHARES VAR RATE ETF VAR RATE PFD POR 73937B597 1775 68156 SH DFND 1 0 0 68156 PPL CORPORATION COM 69351T106 1048 27615 SH DFND 1,2 5780 0 21835 PRA HEALTH SCIENCES INC COM 69354M108 309 4063 SH DFND 1 0 0 4063 PRAXAIR INC COM 74005P104 400 2860 SH DFND 1,2 1700 0 1160 PRICELINE GROUP INC COM NEW 741503403 829 453 SH DFND 1,2 97 0 356 PRINCIPAL FINANCIAL COM 74251V102 227 3534 SH DFND 1,2 925 0 2609 PROCTER & GAMBLE CO COM 742718109 65189 716520 SH DFND 1,2 528608 700 187212 PROGRESS SOFTWARE CORP COM 743312100 3970 104019 SH DFND 1 83547 0 20472 PROGRESSIVE CORP OHIO COM 743315103 96913 2001499 SH DFND 1,2 1579099 675 421725 PROSHARES S&P 500 ETF S&P 500 DV ARIST 74348A467 354 5955 SH DFND 1 0 0 5955 PROSPECT CAPITAL CORP COM 74348T102 1228 182736 SH DFND 1 0 0 182736 PROTHENA CORP PLC SHS G72800108 208 3219 SH DFND 1 0 0 3219 PRUDENTIAL FINANCIAL INC COM 744320102 3899 36675 SH DFND 1,2 65 0 36610 PUBLIC SVC ENTERPRISE COM 744573106 294 6359 SH DFND 1,2 4103 0 2256 PULTE GROUP INC COM 745867101 1480 54168 SH DFND 1 0 0 54168 PVH CORP COM 693656100 931 7383 SH DFND 1 0 0 7383 QUALCOMM INC COM 747525103 3967 76528 SH DFND 1,2 27427 0 49101 QUANTA SVCS INC COM 74762E102 496 13282 SH DFND 1 0 0 13282 RAYMOND JAMES FINANCIAL COM 754730109 565 6700 SH DFND 1,2 3900 0 2800 RAYTHEON COMPANY COM NEW 755111507 1719 9211 SH DFND 1,2 1167 0 8044 REALTY INCOME CORP COM 756109104 360 6292 SH DFND 1,2 0 0 6292 REGAL ENTERTAINMENT GRP CL A 758766109 1134 70851 SH DFND 1 0 0 70851 REGENERON PHARMACEUTICAL COM 75886F107 609 1363 SH DFND 1,2 1018 0 345 REGIONS FINANCIAL CORP COM 7591EP100 277 18168 SH DFND 1 0 0 18168 REPUBLIC BANCORP INC KY CL A 760281204 334 8580 SH DFND 1,2 3780 0 4800 REPUBLIC SVCS INC COM 760759100 356 5385 SH DFND 1 245 0 5140 ROBERT HALF INTL INC COM 770323103 1632 32409 SH DFND 1 0 0 32409 ROYAL BANK CANADA COM 780087102 263 3401 SH DFND 1 3201 0 200 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1983 32737 SH DFND 1,2 25226 0 7511 ROYAL GOLD INC COM 780287108 6126 71197 SH DFND 1,2 7475 0 63722 ROYCE VALUE TRUST INC COM 780910105 533 33737 SH DFND 1,2 11673 0 22064 RUTH'S HOSPITALITY GROUP COM 783332109 210 10007 SH DFND 1 0 0 10007 SAIA INC COM 78709Y105 4551 72634 SH DFND 1 66379 0 6255 SANOFI ADR SPONSORED ADR 80105N105 749 15044 SH DFND 1,2 31 0 15013 SCHLUMBERGER LTD COM 806857108 4053 58101 SH DFND 1,2 49688 0 8413 SCHWAB CHARLES CORP NEW COM 808513105 4059 92799 SH DFND 1,2 250 0 92549 SCHWAB STRATEGIC TR ETF US SML CAP ETF 808524607 258 3825 SH DFND 1,2 3350 0 475 SCHWAB U.S. MID-CAP ETF US MID-CAP ETF 808524508 760 15162 SH DFND 1,2 1800 0 13362 SECTOR SPDR TR ETF TECHNOLOGY 81369Y803 4688 79315 SH DFND 1,2 1542 0 77773 SELECT SECTOR SPDR ETF SBI INT-FINL 81369Y605 3989 154236 SH DFND 1,2 645 0 153591 SELECT SECTOR SPDR FD SBI HEALTHCARE 81369Y209 1029 12586 SH DFND 1,2 178 0 12408 SELECT SECTOR SPDR FD SBI CONS DISCR 81369Y407 3857 42819 SH DFND 1,2 127 0 42692 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 329 6103 SH DFND 1 0 0 6103 SHERWIN WILLIAMS CO COM 824348106 14117 39430 SH DFND 1,2 33870 0 5560 SHIRE PLC SPONSORED ADR 82481R106 226 1475 SH DFND 1,2 884 0 591 SHOPIFY INC CL A CL A 82509L107 1115 9573 SH DFND 1 0 0 9573 SIMON PROPERTY GROUP COM 828806109 830 5154 SH DFND 1,2 375 0 4779 SKECHERS USA INC CL A 830566105 1932 77011 SH DFND 1 71576 0 5435 SKYWORKS SOLUTIONS INC COM 83088M102 4967 48748 SH DFND 1 0 0 48748 SNAP-ON INC COM 833034101 446 2991 SH DFND 1 250 0 2741 SONIC CORP COM 835451105 226 8877 SH DFND 1 0 0 8877 SOUTHERN COMPANY/THE COM 842587107 9278 188799 SH DFND 1,2 138074 0 50725 SOUTHWEST AIRLINES CO COM 844741108 4316 77099 SH DFND 1 48730 0 28369 SPDR BLACKSTONE/GSO ETF BLKSTN GSOSRLN 78467V608 221 4669 SH DFND 1 0 0 4669 SPDR BLOOMBERG ETF BLOOMBERG BRCLYS 78464A417 2184 58514 SH DFND 1 0 0 58514 SPDR BLOOMBERG ETF BLOMBERG BRC SRT 78464A474 4627 150848 SH DFND 1 0 0 150848 SPDR BLOOMBERG ETF BLOMBERG BRC INV 78468R200 918 29856 SH DFND 1 0 0 29856 SPDR DJ WILSHIRE ETF DJ INTL RL ETF 78463X863 2788 72639 SH DFND 1,2 82 0 72557 SPDR DOW JONES INDL ETF UT SER 1 78467X109 673 3009 SH DFND 1,2 2706 0 303 SPDR DOW JONES REIT ETF DJ REIT ETF 78464A607 1061 11464 SH DFND 2 11464 0 0 SPDR GOLD TRUST ETF GOLD SHS 78463V107 663 5456 SH DFND 1,2 3080 0 2376 SPDR NUVEEN S&P HIGH ETF NUV HGHYLD MUN 78464A284 283 4963 SH DFND 1 0 0 4963 SPDR S&P 500 TRUST ETF TR UNIT 78462F103 9520 37896 SH DFND 1,2 4512 0 33384 SPDR S&P BANK ETF S&P BK ETF 78464A797 1230 27278 SH DFND 1 1000 0 26278 SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 1065 12299 SH DFND 1 0 0 12299 SPDR S&P HOMEBLDRS ETF S&P HOMEBUILD 78464A888 975 24489 SH DFND 1 0 0 24489 SPDR S&P INTL SMALL ETF S&P INTL SMLCP 78463X871 405 11565 SH DFND 1 0 0 11565 SPDR S&P MIDCAP 400 ETF UTSER1 S&PDCRP 78467Y107 2866 8782 SH DFND 1,2 155 0 8627 SPIRE INC COM 84857L101 210 2816 SH DFND 1 0 0 2816 SSGA ACTIVE ETF TR ETF SPDR TR TACTIC 78467V848 1258 25529 SH DFND 1 0 0 25529 STARBUCKS CORP COM 855244109 4421 82311 SH DFND 1,2 8753 0 73558 STERICYCLE INC COM 858912108 545 7610 SH DFND 1 0 0 7610 STMICROELECTRONICS N V NY REGISTRY 861012102 586 30189 SH DFND 1 0 0 30189 STOCK YARDS BANCORP INC COM 861025104 1782 46886 SH DFND 1,2 23696 0 23190 STRYKER CORP COM 863667101 2161 15214 SH DFND 1,2 6295 0 8919 SUNTRUST BANKS INC COM 867914103 1405 23506 SH DFND 1,2 8688 0 14818 SYNCHRONOSS TECHNLGS INC COM 87157B103 188 20120 SH DFND 1 0 0 20120 SYNCHRONY FINANCIAL COM 87165B103 613 19750 SH DFND 1 0 0 19750 SYNNEX CORP COM 87162W100 3663 28950 SH DFND 1 26487 0 2463 SYNOPSYS CORP COM 871607107 652 8093 SH DFND 1 0 0 8093 SYSCO CORPORATION COM 871829107 12486 231440 SH DFND 1,2 202204 0 29236 T ROWE PRICE GROUP INC COM 74144T108 646 7132 SH DFND 1,2 3144 0 3988 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 210 5581 SH DFND 1,2 4498 0 1083 TARGET CORP COM 87612E106 434 7358 SH DFND 1,2 2077 0 5281 TE CONNECTIVITY LTD REG SHS H84989104 122503 1474877 SH DFND 1,2 1166813 0 308064 TEKLA HEALTHCARE SH BEN INT 87911J103 1218 48295 SH DFND 1 0 0 48295 TEMPLETON EMERGING COM 880192109 471 40669 SH DFND 1 0 0 40669 TEMPLETON GLOBAL INCOME COM 880198106 947 140565 SH DFND 1,2 14857 0 125708 TESLA INC COM 88160R101 452 1326 SH DFND 1,2 11 0 1315 TEVA PHARMACEUTICAL SPONSORED ADR 881624209 631 35840 SH DFND 1,2 600 0 35240 TEXAS INSTRUMENTS INC COM 882508104 3577 39907 SH DFND 1,2 9179 0 30728 THERMO FISHER SCIENTIFIC COM 883556102 1053 5567 SH DFND 1,2 1958 0 3609 TILE SHOP HLDNGS INC COM 88677Q109 130 10271 SH DFND 1 0 0 10271 TIME WARNER INC NEW COM NEW 887317303 346 3374 SH DFND 1,2 766 0 2608 TIVO CORP COM 88870P106 3009 151593 SH DFND 1 147854 0 3739 TJX COS INC NEW COM 872540109 90709 1230283 SH DFND 1,2 1013629 0 216654 TOLL BROTHERS COM 889478103 3332 80358 SH DFND 1 76527 0 3831 TOOTSIE ROLL INDS INC COM COM 890516107 267 7024 SH DFND 2 7024 0 0 TOTAL S.A. SPONS ADR SPONSORED ADR 89151E109 320 5976 SH DFND 1,2 100 0 5876 TOTAL SYS SVCS INC COM COM 891906109 235 3593 SH DFND 2 3593 0 0 TOYOTA MTR CORP ADR SP ADR REP2COM 892331307 674 5653 SH DFND 1,2 297 0 5356 TRACTOR SUPPLY COMPANY COM 892356106 1705 26937 SH DFND 1,2 10032 0 16905 TRAVELERS COS INC/ THE COM 89417E109 1284 10480 SH DFND 1,2 8704 0 1776 TREX COMPANY INC COM 89531P105 4388 48722 SH DFND 1 44249 0 4473 TRIANGLE CAPITAL CORP COM 895848109 190 13280 SH DFND 1 0 0 13280 TRINITY INDUSTRIES INC COM 896522109 3014 94490 SH DFND 1,2 85205 0 9285 TWENTY-FIRST CENTY CL A 90130A101 2343 88807 SH DFND 1 70022 0 18785 TWENTY-FIRST CENTY CL B 90130A200 443 17182 SH DFND 1 0 0 17182 TWO HARBORS INVT CORP COM 90187B101 951 94372 SH DFND 1 0 0 94372 UBS AG LONDON BRH ETN VELOCITYSHS TAIL 90274D168 227 12499 SH DFND 1 0 0 12499 UNILEVER N V N Y SHS NEW 904784709 696 11793 SH DFND 1,2 9340 0 2453 UNILEVER PLC SPONS ADR SPON ADR NEW 904767704 1329 22936 SH DFND 1,2 4536 0 18400 UNION PACIFIC CORP COM 907818108 86591 746666 SH DFND 1,2 616367 210 130089 UNITED BANKSHARES INC COM 909907107 886 23860 SH DFND 1 0 0 23860 UNITED PARCEL SERVICE-B CL B 911312106 1911 15914 SH DFND 1,2 5142 0 10772 UNITED RENTALS INC COM 911363109 4335 31246 SH DFND 1,2 45 0 31201 UNITED STATES STEEL CORP COM 912909108 747 29095 SH DFND 1,2 13800 0 15295 UNITED TECHNOLOGIES CORP COM 913017109 4037 34778 SH DFND 1,2 19842 0 14936 UNITEDHEALTH GROUP COM 91324P102 3173 16201 SH DFND 1,2 1872 0 14329 UNIVERSAL CORP VA COM COM 913456109 251 4386 SH DFND 2 4386 0 0 US BANCORP NEW COM NEW 902973304 137067 2557690 SH DFND 1,2 2045135 500 512055 US SILICA HOLDINGS INC COM 90346E103 339 10912 SH DFND 1 0 0 10912 V F CORPORATION COM 918204108 809 12730 SH DFND 1,2 250 0 12480 VALERO ENERGY CORP NEW COM 91913Y100 3393 44108 SH DFND 1,2 34998 0 9110 VALVOLINE INC COM 92047W101 613 26150 SH DFND 1,2 18210 0 7940 VANECK VECTORS ETF TRETF GOLD MINERS ETF 92189F106 1229 53508 SH DFND 1,2 5450 0 48058 VANECK VECTORS TR ETF INTL HIGH YIELD 92189F445 436 16908 SH DFND 1 0 0 16908 VANGUARD CONSUMER ETF CONSUM DIS ETF 92204A108 239 1667 SH DFND 1 1056 0 611 VANGUARD DIVIDEND ETF DIV APP ETF 921908844 7411 78188 SH DFND 1,2 61119 0 17069 VANGUARD FTSE ETF FTSE DEV MKT ETF 921943858 48962 1127889 SH DFND 1,2 744963 0 382926 VANGUARD GLOBAL ETF GLB EX US ETF 922042676 810 13638 SH DFND 1 0 0 13638 VANGUARD GROWTH ETF GROWTH ETF 922908736 231 1738 SH DFND 1,2 410 0 1328 VANGUARD HEALTH CARE ETF HEALTH CAR ETF 92204A504 1197 7861 SH DFND 1 851 0 7010 VANGUARD HIGH DIVIDEND HIGH DIV YLD 921946406 860 10603 SH DFND 1,2 300 0 10303 VANGUARD INDEX FDS ETF S&P 500 ETF SHS 922908363 4106 17794 SH DFND 1,2 2462 0 15332 VANGUARD INFORMATION ETF INF TECH ETF 92204A702 546 3591 SH DFND 1 1176 0 2415 VANGUARD INTERMEDIATEETF INT-TERM CORP 92206C870 8010 91016 SH DFND 1 0 0 91016 VANGUARD INTL EQTY ETF ALLWRLD EX US 922042775 5689 107922 SH DFND 1,2 104039 0 3883 VANGUARD INTL EQUITY ETF FTSE EMR MKT ETF 922042858 24288 557449 SH DFND 1,2 381090 0 176359 VANGUARD LRG CAP ETF LARGE CAP ETF 922908637 1044 9049 SH DFND 1,2 7621 0 1428 VANGUARD MID CAP ETF MID CAP ETF 922908629 12454 84724 SH DFND 1,2 57295 0 27429 VANGUARD MID-CAP VALUE MCAP VL IDXVIP 922908512 558 5284 SH DFND 1,2 770 0 4514 VANGUARD REIT ETF REIT ETF 922908553 33640 404864 SH DFND 1,2 330418 0 74446 VANGUARD S&P 500 ETF 500 GRTH IDX F 921932505 1989 15450 SH DFND 1 0 0 15450 VANGUARD SHORT TERM BOND SHORT TRM BOND 921937827 11732 146975 SH DFND 1,2 94827 0 52148 VANGUARD SHORT TERM ETF SHRT TRM CORP BD 92206C409 7604 94894 SH DFND 1 0 0 94894 VANGUARD SMALL CAP ETF SML CP GRW ETF 922908595 1062 6957 SH DFND 1,2 2219 0 4738 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 15874 112329 SH DFND 1,2 87683 0 24646 VANGUARD SMALL CAP VALUE SM CP VAL ETF 922908611 1436 11241 SH DFND 1,2 2994 0 8247 VANGUARD TOTAL BOND ETF TOTAL BND MRKT 921937835 1011 12340 SH DFND 1,2 2586 0 9754 VANGUARD TOTAL STOCK TOTAL STK MKT 922908769 990 7640 SH DFND 1,2 685 0 6955 VANGUARD VALUE ETF VALUE ETF 922908744 630 6310 SH DFND 1,2 596 0 5714 VANTIV INC CL A 92210H105 257 3648 SH DFND 1,2 55 0 3593 VECTREN CORP COM 92240G101 1171 17805 SH DFND 1,2 6415 0 11390 VENTAS INC COM 92276F100 775 11894 SH DFND 1,2 7316 0 4578 VERIZON COMMUNICATIONS COM 92343V104 13452 271807 SH DFND 1,2 109425 0 162382 VERTEX PHARMACEUTICALS COM 92532F100 490 3220 SH DFND 1,2 480 0 2740 VISA INC CLASS A COM CL A 92826C839 5716 54309 SH DFND 1,2 9468 0 44841 VMWARE INC CLASS A CL A COM 928563402 467 4280 SH DFND 1 0 0 4280 WABASH NATL CORP COM 929566107 4831 211686 SH DFND 1 176542 0 35144 WALGREENS BOOTS COM 931427108 22487 291213 SH DFND 1,2 243642 0 47571 WALKER & DUNLOP INC COM 93148P102 3923 74969 SH DFND 1 0 0 74969 WAL-MART STORES INC COM 931142103 10747 137539 SH DFND 1,2 103162 0 34377 WASTE MGMT INC DEL COM 94106L109 280 3584 SH DFND 1,2 2343 0 1241 WATERS CORPORATION COM 941848103 7175 39966 SH DFND 1,2 34289 0 5677 WEC ENERGY GROUP INC COM 92939U106 848 13503 SH DFND 1,2 4101 0 9402 WELLS FARGO & CO PERP PFD CNV A 949746804 1642 1249 SH DFND 1,2 155 0 1094 WELLS FARGO & CO NEW COM 949746101 120980 2193656 SH DFND 1,2 1772794 575 420287 WELLTOWER INC COM 95040Q104 302 4294 SH DFND 1,2 1400 0 2894 WESTERN ASSET GLOBAL CRP COM 95790C107 604 33138 SH DFND 1 0 0 33138 WESTERN ASSET/CLAYMORE COM SH BEN INT 95766Q106 2543 220210 SH DFND 1 0 0 220210 WESTERN ASSET/CLAYMORE COM 95766R104 3050 270369 SH DFND 1 0 0 270369 WESTLAKE CHEMICAL CORP COM 960413102 210 2524 SH DFND 1 0 0 2524 WESTROCK CO COM 96145D105 586 10331 SH DFND 1 0 0 10331 WEYERHAEUSER CO COM 962166104 1446 42485 SH DFND 1,2 5001 0 37484 WGL HOLDINGS INC COM 92924F106 288 3421 SH DFND 1,2 650 0 2771 WHITESTONE REIT COM 966084204 370 28377 SH DFND 1 0 0 28377 WHITING PETROLEUM CORP COM 966387102 218 39870 SH DFND 1 0 0 39870 WILLIAMS COMPANIES COM 969457100 361 12032 SH DFND 1,2 787 0 11245 WINNEBAGO INDUSTRIES COM 974637100 527 11768 SH DFND 1 0 0 11768 WISDOMTREE EMERGING ETF EMER MKT HIGH FD 97717W315 1220 28375 SH DFND 1 0 0 28375 WISDOMTREE INVESTMENTS COM 97717P104 2921 286933 SH DFND 1 251627 0 35306 WISDOMTREE L/C DVD FD US LARGECAP DIVD 97717W307 373 4296 SH DFND 1,2 4016 0 280 WISDOMTREE S/C DVD ETF US SMALLCAP DIVD 97717W604 1194 14210 SH DFND 1 0 0 14210 WISDOMTREE TRUST ETF WSDM EMKTBD FD 97717X784 430 5892 SH DFND 1 0 0 5892 WISDOMTREE US MIDCAP ETF US MIDCAP DIVID 97717W505 1397 13974 SH DFND 1 0 0 13974 WYNDHAM WORLDWIDE CORP COM 98310W108 3755 35625 SH DFND 1,2 1009 0 34616 YUM BRANDS INC COM 988498101 1395 18953 SH DFND 1,2 17287 0 1666 YUM CHINA HOLDINGS COM 98850P109 715 17893 SH DFND 1,2 17093 0 800 ZIMMER BIOMET HOLDINGS COM 98956P102 1038 8867 SH DFND 1,2 7430 0 1437 ZOETIS INC CL A 98978V103 4065 63758 SH DFND 1,2 1450 0 62308