0000891092-14-005798.txt : 20140801
0000891092-14-005798.hdr.sgml : 20140801
20140801093212
ACCESSION NUMBER: 0000891092-14-005798
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140801
DATE AS OF CHANGE: 20140801
EFFECTIVENESS DATE: 20140801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HL FINANCIAL SERVICES LLC
CENTRAL INDEX KEY: 0001430233
IRS NUMBER: 300450751
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13165
FILM NUMBER: 141008322
BUSINESS ADDRESS:
STREET 1: 500 WEST JEFFERSON STREET
STREET 2: SUITE 700
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
BUSINESS PHONE: 8004441854
MAIL ADDRESS:
STREET 1: 500 WEST JEFFERSON STREET
STREET 2: SUITE 700
CITY: LOUISVILLE
STATE: KY
ZIP: 40202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001430233
XXXXXXXX
06-30-2014
06-30-2014
false
HL FINANCIAL SERVICES LLC
500 West Jefferson Street
Suite 700
Louisville
KY
40202
13F HOLDINGS REPORT
028-13165
Y
Houchens Industries and Houchens Industries Employee Stock Ownership Trust are included solely because they are a controlling entity of HL Financial Services, LLC.
James R. Allen
Manager
502-588-8400
/s/ James R. Allen
Louisville
KY
07-28-2014
4
667
3430717
1
0001442175
028-13163
J.J.B. Hilliard, W.L. Lyons, LLC
2
0001442181
028-13162
Hilliard Lyons Trust Company, LLC
3
0000910676
028-13166
HOUCHENS INDUSTRIES INC /KY/
4
0001442827
028-13164
Houchens Industries, Inc. Employee Stock Ownership Trust
INFORMATION TABLE
2
infotable.xml
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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SPON ADR NEW
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2265
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COM
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237
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242
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4855
DIRECTV
COM
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1011
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11650
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COM
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COM
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COM
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COM
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COM NEW
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0
128362
EATON CORP PLC
SHS
G29183103
886
11480
SH
DFND
1,2
1608
0
9872
EATON VANCE CORP
COM NON VTG
278265103
278
7368
SH
DFND
1,2
1930
0
5438
EBAY INC
COM
278642103
622
12429
SH
DFND
1
0
0
12429
EBIX INC NEW
COM NEW
278715206
351
24506
SH
DFND
1
0
0
24506
ECOLAB INC
COM
278865100
2309
20734
SH
DFND
1,2
20557
0
177
ECOPETROL S A
SPONSORED ADS
279158109
324
8983
SH
DFND
1
0
0
8983
ELECTRO SCIENTIFIC INDS
COM
285229100
202
29729
SH
DFND
1
0
0
29729
EMERSON ELECTRIC COMPANY
COM
291011104
22767
343078
SH
DFND
1,2
303766
0
39312
ENBRIDGE INC
COM
29250N105
518
10918
SH
DFND
1,2
3200
0
7718
ENDURANCE SPECIALTY
SHS
G30397106
298
5770
SH
DFND
1
0
0
5770
ENERGIZER HLDGS INC
COM
29266R108
401
3288
SH
DFND
1
0
0
3288
ENERGY TRANSFER PARTNERS
UNIT LTD PARTN
29273R109
947
16342
SH
DFND
1
0
0
16342
ENERSYS
COM
29275Y102
325
4729
SH
DFND
1
0
0
4729
ENTERPRISE PRODUCTS
COM
293792107
488
6229
SH
DFND
1,2
1225
0
5004
EOG RESOURCES INC
COM
26875P101
871
7454
SH
DFND
1,2
3200
0
4254
EQT CORP COM
COM
26884L109
1678
15700
SH
DFND
2
15700
0
0
EVOLUTION PETROLEUM CORP
COM
30049A107
169
15474
SH
DFND
1
0
0
15474
EXELON CORP
COM
30161N101
1172
32112
SH
DFND
1,2
4319
0
27793
EXPEDITORS INTL WASH INC
COM
302130109
38458
870877
SH
DFND
1,2
653888
0
216989
EXPRESS SCRIPTS HLDG
COM
30219G108
1945
28048
SH
DFND
1,2
4638
0
23410
EXTERRAN HOLDINGS INC
COM
30225X103
726
16128
SH
DFND
1
0
0
16128
EXXON MOBIL CORP
COM
30231G102
120573
1197586
SH
DFND
1,2
956016
0
241570
F5 NETWORKS INC
COM
315616102
3036
27245
SH
DFND
1
0
0
27245
FACEBOOK INC CL A
CL A
30303M102
849
12616
SH
DFND
1,2
712
0
11904
FAMILY DOLLAR STORES INC
COM
307000109
571
8635
SH
DFND
1,2
2200
0
6435
FARMERS CAP BK CORP COM
COM
309562106
559
24760
SH
DFND
2
24760
0
0
FASTENAL COMPANY
COM
311900104
287
5805
SH
DFND
1
0
0
5805
FEDEX CORP
COM
31428X106
809
5346
SH
DFND
1,2
3575
0
1771
FEI COMPANY
COM
30241L109
507
5583
SH
DFND
1,2
600
0
4983
FIFTH THIRD BANCORP
COM
316773100
395
18508
SH
DFND
1,2
10256
0
8252
FIRST HORIZON
COM
320517105
281
23679
SH
DFND
1,2
8316
0
15363
FIRST TRUST
SHS
337344105
3181
81578
SH
DFND
1
0
0
81578
FIRST TRUST
SHS
337345102
217
5435
SH
DFND
1
0
0
5435
FIRST TRUST
COM
33734G108
273
13380
SH
DFND
1
0
0
13380
FIRST TRUST
NO AMER ENERGY
33738D101
848
31359
SH
DFND
1
0
0
31359
FIRST TRUST
DORSEY WRT 5 ETF
33738R605
1975
99581
SH
DFND
1
0
0
99581
FIRST TRUST CONSUMER
CONSUMR DISCRE
33734X101
4204
126442
SH
DFND
1,2
375
0
126067
FIRST TRUST CONSUMER
CONSUMR STAPLE
33734X119
4324
108610
SH
DFND
1,2
387
0
108223
FIRST TRUST DEVELOPING
DEV MRK EX US
33737J174
3440
64813
SH
DFND
1
0
0
64813
FIRST TRUST DOW JONES
DJ INTERNT IDX
33733E302
4054
68038
SH
DFND
1
0
0
68038
FIRST TRUST EMERGING
EMERG MKT ALPH
33737J182
4302
170858
SH
DFND
1
0
0
170858
FIRST TRUST EUROPE
EUROPE ALPHA
33737J117
416
11990
SH
DFND
1
0
0
11990
FIRST TRUST EXCHANGE
PFD SECS INC ETF
33739E108
623
32330
SH
DFND
1
0
0
32330
FIRST TRUST FINANCIALS
FINLS ALPHADEX
33734X135
233
10457
SH
DFND
1
0
0
10457
FIRST TRUST HEALTHCARE
HLTH CARE ALPH
33734X143
4345
81573
SH
DFND
1,2
287
0
81286
FIRST TRUST INDUSTRIAL
INDLS PROD DUR
33734X150
256
8381
SH
DFND
1
0
0
8381
FIRST TRUST ISE WATER
COM
33733B100
220
6351
SH
DFND
1
0
0
6351
FIRST TRUST LARGE CAP
COM SHS
33734K109
5009
113008
SH
DFND
1
0
0
113008
FIRST TRUST LARGE CAP
COM SHS
33735J101
3619
83109
SH
DFND
1
0
0
83109
FIRST TRUST LARGE CAP
COM SHS
33735K108
3040
69356
SH
DFND
1
0
0
69356
FIRST TRUST MATERIALS
MATERIALS ALPH
33734X168
260
7600
SH
DFND
1
0
0
7600
FIRST TRUST MID CAP
COM SHS
33735B108
4781
89447
SH
DFND
1
0
0
89447
FIRST TRUST MORNINGSTAR
SHS
336917109
263
11039
SH
DFND
1
0
0
11039
FIRST TRUST MULTI ASSET
MULTI ASSET DI
33738R100
1276
57006
SH
DFND
1
0
0
57006
FIRST TRUST NYSE ARCA
NY ARCA BIOTECH
33733E203
4219
51244
SH
DFND
1
0
0
51244
FIRST TRUST SENIOR LOAN
SENIOR LN FD
33738D309
285
5720
SH
DFND
1
0
0
5720
FIRST TRUST SMALL CAP
COM SHS
33734Y109
4963
101017
SH
DFND
1
0
0
101017
FIRST TRUST VALUE LINE
SHS
33734H106
2978
130174
SH
DFND
1
0
0
130174
FIRST TRUST VALUE LINE
COM SHS
33735G107
2957
144943
SH
DFND
1
0
0
144943
FIVE BELOW INC
COM
33829M101
418
10481
SH
DFND
1
0
0
10481
FLUOR CORP NEW
COM
343412102
276
3593
SH
DFND
1
0
0
3593
FOOT LOCKER INC
COM
344849104
2565
50573
SH
DFND
1
0
0
50573
FORD MOTOR COMPANY NEW
COM PAR $0.01
345370860
2975
172563
SH
DFND
1,2
105305
0
67258
FRANKLIN ELECTRIC
COM
353514102
605
15008
SH
DFND
1
0
0
15008
FRANKLIN RESOURCES INC
COM
354613101
465
8034
SH
DFND
1,2
1410
0
6624
FREEPORT MCMORAN COPPER
COM
35671D857
1066
29204
SH
DFND
1,2
3920
0
25284
FRONTIER COMMUNICATIONS
COM
35906A108
179
30602
SH
DFND
1,2
1039
0
29563
FS INVT CORP COM
COM
302635107
199
18692
SH
DFND
2
18692
0
0
GENERAL DYNAMICS
COM
369550108
324
2783
SH
DFND
1,2
2187
0
596
GENERAL ELECTRIC COMPANY
COM
369604103
71850
2734020
SH
DFND
1,2
2008025
0
725995
GENERAL MILLS INC
COM
370334104
1522
28976
SH
DFND
1,2
12131
0
16845
GENERAL MOTORS COMPANY
COM
37045V100
1385
38158
SH
DFND
1,2
52
0
38106
GENERAL MOTORS WTS
*W EXP 07/10/2019
37045V126
574
30902
SH
DFND
1,2
27
0
30875
GENUINE PARTS COMPANY
COM
372460105
1091
12425
SH
DFND
1,2
1165
0
11260
GERMAN AMERICAN BANCORP
COM
373865104
273
10097
SH
DFND
1,2
9174
0
923
GILDAN ACTIVEWEAR INC
COM
375916103
542
9212
SH
DFND
1
0
0
9212
GILEAD SCIENCES INC
COM
375558103
2436
29376
SH
DFND
1,2
1103
0
28273
GLADSTONE COMMERCIAL *
COM
376536108
505
28239
SH
DFND
1
0
0
28239
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
2054
38409
SH
DFND
1,2
29042
0
9367
GLOBAL SOURCES LTD ORD
ORD
G39300101
1368
165220
SH
DFND
2
165220
0
0
GOLAR LNG LTD
SHS
G9456A100
721
12000
SH
DFND
1
0
0
12000
GOLDCORP INC NEW
COM
380956409
487
17456
SH
DFND
1,2
2045
0
15411
GOLDMAN SACHS GROUP INC
COM
38141G104
885
5287
SH
DFND
1,2
547
0
4740
GOODYEAR TIRE & RUBBER
COM
382550101
1482
53362
SH
DFND
1
0
0
53362
GOOGLE INC CL A
CL A
38259P508
1959
3350
SH
DFND
1,2
841
0
2509
GOOGLE INC CL C
CL C
38259P706
1845
3207
SH
DFND
1,2
926
0
2281
GRAINGER W W INC
COM
384802104
290
1139
SH
DFND
1,2
200
0
939
GREEN PLAINS INC
COM
393222104
337
10253
SH
DFND
1
0
0
10253
HAIN CELESTIAL GROUP INC
COM
405217100
483
5445
SH
DFND
1
0
0
5445
HALLIBURTON COMPANY
COM
406216101
1617
22774
SH
DFND
1,2
1922
0
20852
HANESBRANDS INC
COM
410345102
772
7844
SH
DFND
1,2
520
0
7324
HARLEY DAVIDSON INC
COM
412822108
22261
318695
SH
DFND
1,2
199675
0
119020
HCC INSURANCE HLDGS INC
COM
404132102
261
5325
SH
DFND
1
0
0
5325
HEALTH CARE REIT INC *
COM
42217K106
453
7229
SH
DFND
1,2
3537
0
3692
HELMERICH & PAYNE INC
COM
423452101
2879
24797
SH
DFND
1
0
0
24797
HENRY JACK & ASSOC INC
COM
426281101
555
9335
SH
DFND
1,2
8866
0
469
HERSHEY COMPANY
COM
427866108
2315
23774
SH
DFND
1,2
18650
0
5124
HESS CORP
COM
42809H107
1013
10240
SH
DFND
1,2
4200
0
6040
HEWLETT-PACKARD COMPANY
COM
428236103
271
8059
SH
DFND
1,2
5615
0
2444
HILLENBRAND INC
COM
431571108
833
25542
SH
DFND
1,2
900
0
24642
HITTITE MICROWAVE
COM
43365Y104
413
5296
SH
DFND
1
0
0
5296
HOME DEPOT INC
COM
437076102
101477
1253420
SH
DFND
1,2
969950
0
283470
HONDA MOTOR LTD NEW
AMERN SHS
438128308
393
11222
SH
DFND
1,2
600
0
10622
HONEYWELL INTL INC
COM
438516106
4959
53353
SH
DFND
1,2
35819
0
17534
HORSEHEAD HOLDING CORP
COM
440694305
262
14350
SH
DFND
1
0
0
14350
HUBBELL INC CLASS A
CL A
443510102
1151
9225
SH
DFND
1,2
9025
0
200
HUBBELL INC CLASS B
CL B
443510201
238
1932
SH
DFND
1,2
1760
0
172
HUMANA INC
COM
444859102
929
7275
SH
DFND
1,2
5425
0
1850
IAC / INTERACTIVECORP
COM PAR $.001
44919P508
434
6275
SH
DFND
1
0
0
6275
IGATE CORP
COM
45169U105
350
9623
SH
DFND
1
0
0
9623
ILLINOIS TOOL WORKS INC
COM
452308109
4538
51824
SH
DFND
1,2
46444
0
5380
INTEGRYS ENERGY GROUP
COM
45822P105
337
4741
SH
DFND
1,2
1150
0
3591
INTEL CORP
COM
458140100
20967
678542
SH
DFND
1,2
503389
0
175153
INTERCONTINENTAL
COM
45866F104
632
3344
SH
DFND
1
0
0
3344
INTERDIGITAL INC
COM
45867G101
414
8665
SH
DFND
1
0
0
8665
INTERNATIONAL BUSINESS
COM
459200101
62654
345638
SH
DFND
1,2
270595
0
75043
ISHARES
TIPS BD ETF
464287176
3393
29412
SH
DFND
1,2
22645
0
6767
ISHARES
20+ YR TR BD ETF
464287432
1027
9046
SH
DFND
1
0
0
9046
ISHARES
7-10 Y TR BD ETF
464287440
5849
56460
SH
DFND
1,2
450
0
56010
ISHARES
1-3 YR TR BD ETF
464287457
25008
295748
SH
DFND
1,2
67528
0
228220
ISHARES
U.S. REAL ES ETF
464287739
1395
19435
SH
DFND
1,2
900
0
18535
ISHARES
EUROPE ETF
464287861
281
5795
SH
DFND
1
0
0
5795
ISHARES
INTL SEL DIV ETF
464288448
775
19424
SH
DFND
1
0
0
19424
ISHARES
MBS ETF
464288588
1420
13125
SH
DFND
1
0
0
13125
ISHARES
INTERM CR BD ETF
464288638
1515
13749
SH
DFND
1,2
10519
0
3230
ISHARES
1-3 YR CR BD ETF
464288646
12337
116739
SH
DFND
1,2
43521
0
73218
ISHARES
U.S. PFD STK ETF
464288687
631
15807
SH
DFND
1,2
4907
0
10900
ISHARES
0-5 YR TIPS ETF
46429B747
252
2460
SH
DFND
1
0
0
2460
ISHARES 3-7 YEAR TREASURY BOND ETF
3-7 YR TR BD ETF
464288661
280
2300
SH
DFND
2
2300
0
0
ISHARES COHEN & STEERS
COHEN&STEER REIT
464287564
3113
35648
SH
DFND
1
0
0
35648
ISHARES CORE S&P
CORE S&P SCP ETF
464287804
593
5286
SH
DFND
1,2
529
0
4757
ISHARES CORE S&P 500 ETF
CORE S&P500 ETF
464287200
35115
178251
SH
DFND
1,2
37599
0
140652
ISHARES CORE S&P MID
CORE S&P MCP ETF
464287507
8809
61563
SH
DFND
1,2
1888
0
59675
ISHARES CORE U S
CORE TOTUSBD ETF
464287226
10379
94876
SH
DFND
1,2
8139
0
86737
ISHARES CORE U S
CREDIT BD ETF
464288620
917
8226
SH
DFND
1
0
0
8226
ISHARES GOLD TRUST
ISHARES
464285105
705
54715
SH
DFND
1,2
34280
0
20435
ISHARES IBOXX
IBOXX INV CP ETF
464287242
475
3980
SH
DFND
1
1516
0
2464
ISHARES IBOXX $
IBOXX HI YD ETF
464288513
2122
22294
SH
DFND
1,2
19400
0
2894
ISHARES JPMORGAN USD
JP MOR EM MK ETF
464288281
3774
32737
SH
DFND
1,2
18850
0
13887
ISHARES MSCI
MSCI JAPAN ETF
464286848
245
20337
SH
DFND
1
9425
0
10912
ISHARES MSCI
MSCI EAFE ETF
464287465
21007
307256
SH
DFND
1,2
173278
0
133978
ISHARES MSCI BRAZIL
MSCI BRZ CAP ETF
464286400
718
15020
SH
DFND
1
0
0
15020
ISHARES MSCI EAFE
EAFE VALUE ETF
464288877
596
10161
SH
DFND
1,2
1248
0
8913
ISHARES MSCI EAFE
EAFE GRWTH ETF
464288885
329
4542
SH
DFND
1
0
0
4542
ISHARES MSCI EAFE MIN
EAFE MIN VOL ETF
46429B689
265
4050
SH
DFND
1
0
0
4050
ISHARES MSCI EMERGING
MSCI EMG MKT ETF
464287234
7749
179245
SH
DFND
1,2
136598
0
42647
ISHARES NORTH
NA NAT RES
464287374
3735
74776
SH
DFND
1
0
0
74776
ISHARES RUSSELL 1000
RUS 1000 VAL ETF
464287598
6876
67897
SH
DFND
1,2
38675
0
29222
ISHARES RUSSELL 1000
RUS 1000 GRW ETF
464287614
7611
83700
SH
DFND
1,2
45746
0
37954
ISHARES RUSSELL 1000
RUS 1000 ETF
464287622
1647
14957
SH
DFND
1
0
0
14957
ISHARES RUSSELL 2000
RUS 2000 VAL ETF
464287630
1207
11688
SH
DFND
1,2
9698
0
1990
ISHARES RUSSELL 2000
RUS 2000 GRW ETF
464287648
1663
12013
SH
DFND
1,2
9857
0
2156
ISHARES RUSSELL 2000
RUSSELL 2000 ETF
464287655
16223
136549
SH
DFND
1,2
55394
0
81155
ISHARES RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
235
2000
SH
DFND
2
2000
0
0
ISHARES RUSSELL MID CAP
RUS MDCP VAL ETF
464287473
3790
52205
SH
DFND
1,2
13922
0
38283
ISHARES RUSSELL MID CAP
RUS MD CP GR ETF
464287481
7973
89023
SH
DFND
1,2
6277
0
82746
ISHARES RUSSELL MID CAP
RUS MID-CAP ETF
464287499
25100
154401
SH
DFND
1,2
139593
0
14808
ISHARES S&P 500
S&P 500 GRWT ETF
464287309
934
8881
SH
DFND
1
0
0
8881
ISHARES S&P 500
S&P 500 VAL ETF
464287408
219
2431
SH
DFND
1,2
318
0
2113
ISHARES S&P MID CAP
S&P MC 400GR ETF
464287606
3262
20766
SH
DFND
1,2
14738
0
6028
ISHARES S&P MID CAP
S&P MC 400VL ETF
464287705
1718
13534
SH
DFND
1,2
13334
0
200
ISHARES SELECT
SELECT DIVID ETF
464287168
5923
76943
SH
DFND
1,2
5500
0
71443
ISHARES SHORT TERM
SHT NTLAMTFR ETF
464288158
3237
30462
SH
DFND
1
0
0
30462
ISHARES U S OIL & GAS
US OIL&GS EX ETF
464288851
357
3675
SH
DFND
1,2
3525
0
150
JACK IN THE BOX INC
COM
466367109
1008
16851
SH
DFND
1
0
0
16851
JACOBS ENGINEERNG GROUP
COM
469814107
12386
232479
SH
DFND
1,2
149195
0
83284
JOHNSON & JOHNSON
COM
478160104
139801
1336274
SH
DFND
1,2
1013056
0
323218
JOHNSON CONTROLS INC
COM
478366107
1041
20850
SH
DFND
1,2
3104
0
17746
JOY GLOBAL INC
COM
481165108
604
9805
SH
DFND
1
0
0
9805
JPMORGAN CHASE &
COM
46625H100
112623
1954572
SH
DFND
1,2
1556804
0
397768
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
239
4567
SH
DFND
1
0
0
4567
KANSAS CITY SOUTHERN NEW
COM NEW
485170302
606
5640
SH
DFND
1
0
0
5640
KAYNE ANDERSON MLP
COM
486606106
5086
129049
SH
DFND
1,2
130
0
128919
KELLOGG COMPANY
COM
487836108
578
8798
SH
DFND
1,2
1997
0
6801
KEURIG GREEN MOUNTAIN
COM
49271M100
1329
10661
SH
DFND
1
0
0
10661
KIMBERLY CLARK CORP
COM
494368103
2845
25576
SH
DFND
1,2
13867
0
11709
KINDER MORGAN ENERGY
UT LTD PARTNER
494550106
3411
41492
SH
DFND
1,2
4135
0
37357
KINDER MORGAN INC DE
COM
49456B101
6534
180186
SH
DFND
1,2
146519
0
33667
KINDER MORGAN MGMT LLC
SHS
49455U100
347
4400
SH
DFND
1
0
0
4400
KINDRED HEALTHCARE INC
COM
494580103
789
34143
SH
DFND
1,2
2008
0
32135
KIRBY CORP
COM
497266106
348
2969
SH
DFND
1
0
0
2969
KNIGHT
COM
499064103
2446
102886
SH
DFND
1
0
0
102886
KNOWLES CORP
COM
49926D109
1128
36699
SH
DFND
1,2
29947
0
6752
KOHL'S CORP
COM
500255104
285
5402
SH
DFND
1,2
2865
0
2537
KORN/FERRY INTL NEW
COM NEW
500643200
2338
79590
SH
DFND
1
0
0
79590
KRAFT FOODS GRP INC
COM
50076Q106
3817
63676
SH
DFND
1,2
25156
0
38520
KROGER COMPANY
COM
501044101
1254
25376
SH
DFND
1,2
2470
0
22906
LAM RESEARCH CORP
COM
512807108
1567
23185
SH
DFND
1
0
0
23185
LAMAR ADVERTISING
CL A
512815101
723
13646
SH
DFND
1
0
0
13646
LANDAUER INC
COM
51476K103
241
5735
SH
DFND
1
0
0
5735
LEGGETT & PLATT INC
COM
524660107
329
9584
SH
DFND
1,2
2525
0
7059
LEXMARK INTERNATIONAL
CL A
529771107
2861
59407
SH
DFND
1
0
0
59407
LILLY ELI & COMPANY
COM
532457108
2743
44125
SH
DFND
1,2
27751
0
16374
LINCOLN NATIONAL CORP
COM
534187109
251
4880
SH
DFND
1,2
600
0
4280
LOCKHEED MARTIN CORP
COM
539830109
2700
16797
SH
DFND
1,2
425
0
16372
LORILLARD INC
COM
544147101
385
6320
SH
DFND
1
0
0
6320
LOWES COMPANIES INC
COM
548661107
484
10078
SH
DFND
1,2
4623
0
5455
LTC PROPERTIES INC *
COM
502175102
271
6950
SH
DFND
1,2
4150
0
2800
LYONDELLBASELL
SHS - A -
N53745100
278
2845
SH
DFND
1,2
270
0
2575
M&T BANK CORP
COM
55261F104
241
1946
SH
DFND
1,2
359
0
1587
MACYS INC
COM
55616P104
206
3553
SH
DFND
1,2
378
0
3175
MAGELLAN MIDSTREAM
COM UNIT RP LP
559080106
284
3385
SH
DFND
1,2
1600
0
1785
MAIN STREET CAP CORP
COM
56035L104
671
20385
SH
DFND
1
0
0
20385
MANHATTAN
COM
562750109
453
13150
SH
DFND
1
0
0
13150
MARATHON OIL CORP
COM
565849106
1119
28028
SH
DFND
1,2
6049
0
21979
MARATHON PETROLEUM CORP
COM
56585A102
316
4044
SH
DFND
1,2
1931
0
2113
MARKET VECTORS
GOLD MINER ETF
57060U100
1133
42827
SH
DFND
1
2000
0
40827
MARKET VECTORS COAL ETF
COAL ETF
57060U837
501
26740
SH
DFND
1
0
0
26740
MARRIOTT INTL INC NEW
CL A
571903202
737
11490
SH
DFND
1
0
0
11490
MARSH & MCLENNAN COS INC
COM
571748102
2783
53703
SH
DFND
1,2
2300
0
51403
MASTERCARD INC CLASS A
CL A
57636Q104
379
5157
SH
DFND
1
0
0
5157
MATTEL INC
COM
577081102
63591
1631782
SH
DFND
1,2
1269100
0
362682
MATTHEWS INTL CORP CL A
CL A
577128101
535
12880
SH
DFND
1
0
0
12880
MCDONALDS CORP
COM
580135101
13283
131854
SH
DFND
1,2
89218
0
42636
MCKESSON CORP
COM
58155Q103
557
2991
SH
DFND
1
407
0
2584
MDU RESOURCES GROUP INC
COM
552690109
365
10395
SH
DFND
1,2
5062
0
5333
MEDLEY CAPITAL CORP
COM
58503F106
339
25956
SH
DFND
1
0
0
25956
MEDTRONIC INC
COM
585055106
757
11871
SH
DFND
1,2
3899
0
7972
MERCK & COMPANY INC NEW
COM
58933Y105
10249
177167
SH
DFND
1,2
117951
0
59216
METLIFE INC
COM
59156R108
489
8799
SH
DFND
1
0
0
8799
MICHAEL KORS HOLDINGS
SHS
G60754101
583
6574
SH
DFND
1
0
0
6574
MICRON TECHNOLOGY INC
COM
595112103
387
11738
SH
DFND
1
0
0
11738
MICROSOFT CORP
COM
594918104
86664
2078264
SH
DFND
1,2
1583711
0
494553
MOBILE MINI INC
COM
60740F105
918
19165
SH
DFND
1
0
0
19165
MOHAWK INDUSTRIES INC
COM
608190104
516
3733
SH
DFND
1
0
0
3733
MONDELEZ INTERNATIONAL
CL A
609207105
3408
90620
SH
DFND
1,2
46218
0
44402
MONOLITHIC POWER SYSTEM
COM
609839105
645
15227
SH
DFND
1
0
0
15227
MONOTYPE IMAGING
COM
61022P100
374
13263
SH
DFND
1
0
0
13263
MONSANTO COMPANY NEW
COM
61166W101
669
5367
SH
DFND
1,2
4200
0
1167
MORGAN STANLEY
COM NEW
617446448
202
6235
SH
DFND
1,2
1412
0
4823
MOVADO GROUP INC
COM
624580106
269
6454
SH
DFND
1
0
0
6454
MUELLER INDUSTRIES INC
COM
624756102
264
8964
SH
DFND
1
0
0
8964
MULTI-COLOR CORP
COM
625383104
384
9589
SH
DFND
1
0
0
9589
MURPHY OIL CORP
COM
626717102
208
3129
SH
DFND
1,2
975
0
2154
NASDAQ OMX GROUP INC
COM
631103108
432
11184
SH
DFND
1
0
0
11184
NATIONAL FUEL GAS
COM
636180101
335
4276
SH
DFND
1
0
0
4276
NATIONAL OILWELL
COM
637071101
868
10536
SH
DFND
1,2
950
0
9586
NETAPP INC
COM
64110D104
464
12699
SH
DFND
1
0
0
12699
NEW SOURCE ENERGY
CM UNT LTD PRT
64881E109
333
13928
SH
DFND
1
0
0
13928
NEXTERA ENERGY INC
COM
65339F101
2677
26125
SH
DFND
1,2
5650
0
20475
NIKE INC
CL B
654106103
4268
55034
SH
DFND
1,2
46848
0
8186
NISOURCE INC
COM
65473P105
205
5210
SH
DFND
1,2
4410
0
800
NORFOLK SOUTHERN CORP
COM
655844108
1071
10391
SH
DFND
1,2
4555
0
5836
NORTHEAST UTILITIES
COM
664397106
296
6252
SH
DFND
1,2
150
0
6102
NORTHERN DYNASTY MINERALS LTD COM
COM NEW
66510M204
21
25000
SH
DFND
2
25000
0
0
NORTHERN TRUST CORP
COM
665859104
33417
520432
SH
DFND
1,2
401546
0
118886
NOVARTIS AG
SPONSORED ADR
66987V109
1268
14003
SH
DFND
1,2
5373
0
8630
NOVO NORDISK AS ADR
ADR
670100205
499
10795
SH
DFND
1,2
10000
0
795
NUCOR CORP
COM
670346105
1270
25780
SH
DFND
1,2
3875
0
21905
NUVEEN MUNICIPAL OPPTY
COM
670984103
222
15730
SH
DFND
1,2
14230
0
1500
NUVEEN PFD INCM OPPTY
COM
67073B106
681
70238
SH
DFND
1
0
0
70238
NUVEEN QUALITY PREFERRED
COM
67072C105
114
12606
SH
DFND
1,2
12600
0
6
NVIDIA CORP
COM
67066G104
558
30110
SH
DFND
1
0
0
30110
OAKTREE CAPITAL GROUP
UNIT CL A
674001201
357
7150
SH
DFND
1
0
0
7150
OCCIDENTAL PETROLEUM
COM
674599105
1056
10289
SH
DFND
1,2
4825
0
5464
OCEANEERING INTL INC
COM
675232102
399
5105
SH
DFND
1
0
0
5105
OCWEN FINANCIAL CORP
COM NEW
675746309
263
7100
SH
DFND
1
0
0
7100
OLD DOMINION FREIGHT
COM
679580100
265
4156
SH
DFND
1
0
0
4156
OLD NATL BANCORP IND
COM
680033107
371
26006
SH
DFND
1,2
21477
0
4529
OMEGA HEALTHCARE *
COM
681936100
2390
64834
SH
DFND
1,2
3500
0
61334
OMNICOM GROUP INC
COM
681919106
62534
878033
SH
DFND
1,2
691231
0
186802
ONE GAS INC
COM
68235P108
229
6075
SH
DFND
1,2
5050
0
1025
ONEOK INC NEW
COM
682680103
269
3957
SH
DFND
1
0
0
3957
ORACLE CORP
COM
68389X105
2578
63602
SH
DFND
1,2
23053
0
40549
PACIRA PHARMACEUTICALS
COM
695127100
637
6934
SH
DFND
1
0
0
6934
PACKAGING CORP OF
COM
695156109
2745
38396
SH
DFND
1
0
0
38396
PALL CORP
COM
696429307
352
4125
SH
DFND
1
0
0
4125
PAPA JOHNS INTL INC
COM
698813102
946
22318
SH
DFND
1,2
4000
0
18318
PARAMOUNT GOLD & SILVER
COM
69924P102
25
25850
SH
DFND
1
0
0
25850
PAYCHEX INC
COM
704326107
5630
135467
SH
DFND
1,2
126981
0
8486
PDL BIOPHARMA INC
COM
69329Y104
418
43142
SH
DFND
1
0
0
43142
PEABODY ENERGY CORP
COM
704549104
344
21064
SH
DFND
1,2
167
0
20897
PENNANTPARK INVESTMENT
COM
708062104
201
17562
SH
DFND
1
0
0
17562
PENSKE AUTOMOTIVE GROUP
COM
70959W103
735
14849
SH
DFND
1
0
0
14849
PEPSICO INC
COM
713448108
36824
412179
SH
DFND
1,2
336902
0
75277
PERRIGO COMPANY PLC
SHS
G97822103
260
1783
SH
DFND
1
0
0
1783
PETSMART INC
COM
716768106
949
15877
SH
DFND
1
0
0
15877
PFIZER INC
COM
717081103
72546
2444271
SH
DFND
1,2
1848332
0
595939
PHILIP MORRIS INTL INC
COM
718172109
10274
121862
SH
DFND
1,2
69723
0
52139
PHILLIPS 66
COM
718546104
1005
12501
SH
DFND
1,2
5906
0
6595
PHYSICIANS REALTY TR *
COM
71943U104
687
47771
SH
DFND
1
0
0
47771
PIMCO 0-5 YR HIGH YIELD
0-5 HIGH YIELD
72201R783
1580
14785
SH
DFND
1
0
0
14785
PIMCO ENHANCED SHORT
ENHAN SHRT MAT
72201R833
4030
39743
SH
DFND
1
0
0
39743
PIMCO INVESTMENT GRADE
INV GRD CRP BD
72201R817
3986
38622
SH
DFND
1
0
0
38622
PIMCO TOTAL RETURN ETF
TOTL RETN ETF
72201R775
4534
41597
SH
DFND
1
0
0
41597
PLAINS ALL AMERICAN
UNIT LTD PARTN
726503105
208
3468
SH
DFND
1
66
0
3402
PNC FINANCIAL SERVICES
COM
693475105
14872
167003
SH
DFND
1,2
146695
0
20308
PNM RESOURCES INC
COM
69349H107
831
28327
SH
DFND
1
0
0
28327
POLARIS INDUSTRIES INC
COM
731068102
824
6324
SH
DFND
1
0
0
6324
POLYONE CORP
COM
73179P106
687
16300
SH
DFND
1
0
0
16300
POOL CORP
COM
73278L105
711
12569
SH
DFND
1
0
0
12569
POSCO SPONSORED ADR
SPONSORED ADR
693483109
497
6673
SH
DFND
1
0
0
6673
POTASH CORP
COM
73755L107
1125
29624
SH
DFND
1
150
0
29474
POWELL INDUSTRIES INC
COM
739128106
617
9432
SH
DFND
1
0
0
9432
POWERSHARES DB
UNIT BEN INT
73935S105
3990
150110
SH
DFND
1,2
130695
0
19415
POWERSHARES DWA
DWA MOMENTUM PTF
73935X153
987
25303
SH
DFND
1
0
0
25303
POWERSHARES DWA
DWA DEVMKTMOM PT
73936Q108
419
15886
SH
DFND
1
0
0
15886
POWERSHARES DWA
DWA EMKT MOM PTF
73936Q207
407
21861
SH
DFND
1
0
0
21861
POWERSHARES DWA SMALL
DWA SC MOMNT PTF
73936Q744
741
18903
SH
DFND
1
0
0
18903
POWERSHARES EMERGING
SOVEREIGN DEBT
73936T573
229
7841
SH
DFND
1
0
0
7841
POWERSHARES QQQ ETF
UNIT SER 1
73935A104
1291
13745
SH
DFND
1,2
12390
0
1355
POWERSHARES S&P 500
S&P500 DWNHDGE
73935B805
360
12672
SH
DFND
1
0
0
12672
POWERSHARES S&P 500
S&P500 LOW VOL
73937B779
626
17578
SH
DFND
1
0
0
17578
POWERSHARES S&P SMALL
S&P SMCP HC PO
73937B886
289
5118
SH
DFND
1
0
0
5118
POWERSHARES SENIOR LOAN
SENIOR LN PORT
73936Q769
579
23283
SH
DFND
1
0
0
23283
POWERSHARES WATER
WATER RESOURCE
73935X575
231
8690
SH
DFND
1
0
0
8690
PPG INDUSTRIES INC
COM
693506107
2818
13408
SH
DFND
1,2
9179
0
4229
PPL CORP
COM
69351T106
279
7844
SH
DFND
1,2
2875
0
4969
PRAXAIR INC
COM
74005P104
443
3336
SH
DFND
1,2
200
0
3136
PRECISION CASTPARTS CORP
COM
740189105
646
2560
SH
DFND
1
513
0
2047
PRICE T ROWE GRP INC
COM
74144T108
795
9421
SH
DFND
1,2
6821
0
2600
PRICELINE GROUP INC
COM NEW
741503403
2780
2311
SH
DFND
1
0
0
2311
PROCTER & GAMBLE COMPANY
COM
742718109
62264
792263
SH
DFND
1,2
615617
0
176646
PROGRESSIVE CORP OH
COM
743315103
24202
954334
SH
DFND
1,2
676019
0
278315
PROSHARES ULTRA
PSHS ULT S&P 500
74347R107
1228
10613
SH
DFND
1
0
0
10613
PROSHARES ULTRA
ULTR 7-10 TREA
74347R180
1231
22879
SH
DFND
1
0
0
22879
PROSHARES ULTRA
PSHS ULT MCAP400
74347R404
1116
15506
SH
DFND
1
0
0
15506
PROSHARES ULTRA
PSHS ULTRUSS2000
74347R842
1118
12538
SH
DFND
1
0
0
12538
PUBLIC SERVICE
COM
744573106
492
12066
SH
DFND
1
0
0
12066
PULTEGROUP INC
COM
745867101
384
19040
SH
DFND
1
0
0
19040
QUALCOMM INC
COM
747525103
7518
94924
SH
DFND
1,2
63606
0
31318
QUEST DIAGNOSTICS INC
COM
74834L100
260
4427
SH
DFND
1
0
0
4427
QUESTCOR PHARMACEUTICAL
COM
74835Y101
439
4746
SH
DFND
1
0
0
4746
RAYMOND JAMES
COM
754730109
243
4800
SH
DFND
1,2
4500
0
300
RAYTHEON COMPANY NEW
COM NEW
755111507
1209
13108
SH
DFND
1,2
13048
0
60
REALTY INCOME CORP *
COM
756109104
1094
24630
SH
DFND
1,2
300
0
24330
REGAL ENTERTAINMENT GRP
CL A
758766109
1675
79374
SH
DFND
1,2
400
0
78974
REGIONS FINANCIAL
COM
7591EP100
408
38427
SH
DFND
1,2
2902
0
35525
REPUBLIC AWYS HOLDINGS
COM
760276105
474
43702
SH
DFND
1
0
0
43702
REPUBLIC SERVICES INC
COM
760759100
214
5625
SH
DFND
1
478
0
5147
RESMED INC
COM
761152107
346
6827
SH
DFND
1
0
0
6827
ROCK TENN CO CL A
CL A
772739207
212
2009
SH
DFND
1,2
301
0
1708
ROCKWOOD HOLDINGS INC
COM
774415103
414
5452
SH
DFND
1
0
0
5452
ROSS STORES INC
COM
778296103
486
7344
SH
DFND
1
0
0
7344
ROYAL BANK CANADA
COM
780087102
515
7206
SH
DFND
1
0
0
7206
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
1221
14037
SH
DFND
1,2
6360
0
7677
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
3286
39898
SH
DFND
1,2
29071
0
10827
ROYAL GOLD INC
COM
780287108
5118
67231
SH
DFND
1,2
4400
0
62831
ROYCE FOCUS TRUST INC
COM
78080N108
294
34410
SH
DFND
1,2
11989
0
22421
ROYCE MICRO-CAP TRUST INC COM
COM
780915104
366
28987
SH
DFND
2
28987
0
0
ROYCE VALUE TRUST INC
COM
780910105
365
22828
SH
DFND
1,2
2662
0
20166
RUTHS HOSPITALITY GROUP
COM
783332109
321
26030
SH
DFND
1
0
0
26030
RYDEX GUGGENHEIM S&P 500
GUG S&P500 EQ WT
78355W106
5109
66604
SH
DFND
1
0
0
66604
SAINT JUDE MEDICAL INC
COM
790849103
747
10782
SH
DFND
1,2
600
0
10182
SANDISK CORP
COM
80004C101
5361
51334
SH
DFND
1
0
0
51334
SANOFI SPON ADR
SPONSORED ADR
80105N105
356
6700
SH
DFND
1
1250
0
5450
SCANA CORP NEW
COM
80589M102
636
11830
SH
DFND
1,2
1350
0
10480
SCHLUMBERGER LTD
COM
806857108
7551
64017
SH
DFND
1,2
57260
0
6757
SCHWAB U S LARGE CAP ETF
US LRG CAP ETF
808524201
295
6290
SH
DFND
1
6290
0
0
SCHWAB U S SMALL CAP ETF
US SML CAP ETF
808524607
243
4437
SH
DFND
1
4437
0
0
SCRIPPS NETWORKS
CL A COM
811065101
231
2841
SH
DFND
1
0
0
2841
SEADRILL LTD
SHS
G7945E105
228
5703
SH
DFND
1
0
0
5703
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
449
7904
SH
DFND
1
0
0
7904
SEALED AIR CORP NEW
COM
81211K100
609
17831
SH
DFND
1
0
0
17831
SEARS HOLDINGS CORP
COM
812350106
352
8807
SH
DFND
1,2
157
0
8650
SECTOR CONSUMER STAPLES
SBI CONS STPLS
81369Y308
334
7483
SH
DFND
1
0
0
7483
SECTOR ENERGY SELECT
SBI INT-ENERGY
81369Y506
247
2468
SH
DFND
1
250
0
2218
SECTOR FINANCIAL SELECT
SBI INT-FINL
81369Y605
484
21291
SH
DFND
1
0
0
21291
SECTOR HEALTHCARE
SBI HEALTHCARE
81369Y209
256
4211
SH
DFND
1
0
0
4211
SECTOR INDUSTRIAL
SBI INT-INDS
81369Y704
1109
20512
SH
DFND
1
0
0
20512
SECTOR MATERIALS SELECT
SBI MATERIALS
81369Y100
912
18365
SH
DFND
1
0
0
18365
SECTOR TECHNOLOGY
TECHNOLOGY
81369Y803
384
10019
SH
DFND
1
200
0
9819
SEMPRA ENERGY
COM
816851109
220
2099
SH
DFND
1
0
0
2099
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
340
13231
SH
DFND
1,2
715
0
12516
SHERWIN WILLIAMS CO
COM
824348106
10181
49205
SH
DFND
1,2
36525
0
12680
SHIRE PLC
SPONSORED ADR
82481R106
279
1186
SH
DFND
1,2
933
0
253
SIEMENS A G SPONS ADR
SPONSORED ADR
826197501
236
1788
SH
DFND
1,2
88
0
1700
SIGMA ALDRICH CORP
COM
826552101
1024
10095
SH
DFND
1,2
2000
0
8095
SIMON PROPERTY GROUP *
COM
828806109
219
1320
SH
DFND
1
0
0
1320
SKYWORKS SOLUTIONS INC
COM
83088M102
1115
23745
SH
DFND
1
0
0
23745
SM ENERGY COMPANY
COM
78454L100
379
4510
SH
DFND
1
0
0
4510
SMITH & WESSON HOLDING
COM
831756101
518
35641
SH
DFND
1
0
0
35641
SMUCKER JM COMPANY NEW
COM NEW
832696405
795
7462
SH
DFND
1,2
2292
0
5170
SNAP ON INC
COM
833034101
1400
11816
SH
DFND
1
250
0
11566
SOURCE CAPITAL INC
COM
836144105
712
10180
SH
DFND
1,2
10180
0
0
SOUTHERN COMPANY
COM
842587107
14049
309591
SH
DFND
1,2
232894
0
76697
SOUTHWEST AIRLINES
COM
844741108
2643
98401
SH
DFND
1
0
0
98401
SPDR BARCLAYS CAP INVEST
INV GRD FLT RT
78468R200
555
18106
SH
DFND
1
0
0
18106
SPDR BARCLAYS CAPITAL
BRC HGH YLD BD
78464A417
2638
63205
SH
DFND
1
0
0
63205
SPDR BARCLAYS CAPITAL
NUVN BR SHT MUNI
78464A425
757
31118
SH
DFND
1
0
0
31118
SPDR BARCLAYS CAPITAL
BARC SHT TR CP
78464A474
4201
136343
SH
DFND
1
0
0
136343
SPDR BARCLAYS INTL
BRCLYS INTL ETF
78464A516
470
7723
SH
DFND
1
0
0
7723
SPDR DOW JONES INTL
DJ INTL RL ETF
78463X863
3000
67811
SH
DFND
1,2
123
0
67688
SPDR GOLD TRUST
GOLD SHS
78463V107
3685
28781
SH
DFND
1,2
8707
0
20074
SPDR S&P 500 ETF
TR UNIT
78462F103
7703
39354
SH
DFND
1,2
1050
0
38304
SPDR S&P EMRG MKTS SMALL
S&P EMKTSC ETF
78463X756
300
5959
SH
DFND
1
0
0
5959
SPDR S&P INTL
S&P INTL ETF
78463X772
749
14606
SH
DFND
1
0
0
14606
SPDR S&P MID CAP 400 ETF
UTSER1 S&PDCRP
78467Y107
910
3495
SH
DFND
1,2
1264
0
2231
SPDR SERIES TRUST
S&P 500 GROWTH
78464A409
278
3060
SH
DFND
1
0
0
3060
SPDR SERIES TRUST
OILGAS EQUIP
78464A748
740
15010
SH
DFND
1
0
0
15010
SPDR SERIES TRUST
S&P BIOTECH
78464A870
484
3140
SH
DFND
1
0
0
3140
SPECTRA ENERGY CORP
COM
847560109
1262
29711
SH
DFND
1,2
13711
0
16000
SPECTRA ENERGY PARTNERS
COM
84756N109
331
6206
SH
DFND
1
0
0
6206
STANDEX INTL CORP COM
COM
854231107
298
4000
SH
DFND
2
4000
0
0
STAPLES INC
COM
855030102
24668
2275657
SH
DFND
1,2
1759682
0
515975
STARBUCKS CORP
COM
855244109
2237
28913
SH
DFND
1
855
0
28058
STOCK YARDS BANCORP INC
COM
861025104
1000
33445
SH
DFND
1,2
12525
0
20920
STRYKER CORP
COM
863667101
1440
17080
SH
DFND
1,2
7934
0
9146
SUN LIFE FINANCIAL INC
COM
866796105
227
6196
SH
DFND
1,2
6196
0
0
SUNCOR ENERGY INC NEW
COM
867224107
301
7057
SH
DFND
1,2
6826
0
231
SUNTRUST BANKS INC
COM
867914103
903
22546
SH
DFND
1,2
1926
0
20620
SUPERIOR ENERGY
COM
868157108
989
27370
SH
DFND
1
0
0
27370
SWIFT ENERGY COMPANY
COM
870738101
267
20555
SH
DFND
1
0
0
20555
SYMANTEC CORP
COM
871503108
409
17878
SH
DFND
1
0
0
17878
SYNCHRONOSS TECHNOLOGIES
COM
87157B103
649
18555
SH
DFND
1
0
0
18555
SYNNEX CORP
COM
87162W100
450
6182
SH
DFND
1
0
0
6182
SYNTEL INC
COM
87162H103
365
4249
SH
DFND
1
0
0
4249
SYSCO CORP
COM
871829107
12531
334605
SH
DFND
1,2
274118
0
60487
TAL INTERNATIONAL GROUP
COM
874083108
339
7632
SH
DFND
1
0
0
7632
TARGET CORP
COM
87612E106
825
14243
SH
DFND
1,2
6492
0
7751
TE CONNECTIVITY LTD
REG SHS
H84989104
61296
991204
SH
DFND
1,2
753670
0
237534
TELEFONICA S A
SPONSORED ADR
879382208
269
15680
SH
DFND
1
0
0
15680
TEMPLETON DRAGON
COM
88018T101
490
18964
SH
DFND
1
0
0
18964
TEMPLETON GLOBAL INCOME
COM
880198106
805
97473
SH
DFND
1,2
14857
0
82616
TERADYNE INC
COM
880770102
664
33896
SH
DFND
1
0
0
33896
TEREX CORP NEW
COM
880779103
405
9858
SH
DFND
1
0
0
9858
TESCO CORP
COM
88157K101
785
36786
SH
DFND
1
0
0
36786
TESORO CORP
COM
881609101
349
5955
SH
DFND
1
0
0
5955
TETRA TECH INC NEW
COM
88162G103
456
16593
SH
DFND
1
0
0
16593
TEVA PHARMACEUTICAL INDS
ADR
881624209
377
7200
SH
DFND
1,2
3855
0
3345
TEXAS INSTRUMENTS INC
COM
882508104
914
19124
SH
DFND
1,2
13102
0
6022
THERMO FISHER
COM
883556102
536
4542
SH
DFND
1
0
0
4542
TIFFANY AND COMPANY NEW
COM
886547108
503
5018
SH
DFND
1
0
0
5018
TJX COMPANIES INC NEW
COM
872540109
50237
945179
SH
DFND
1,2
748404
0
196775
TOOTSIE ROLL INDS INC COM
COM
890516107
492
16718
SH
DFND
2
16718
0
0
TORTOISE ENERGY *
COM
89147L100
9005
182098
SH
DFND
1,2
100
0
181998
TOTAL S A
SPONSORED ADR
89151E109
653
9038
SH
DFND
1,2
300
0
8738
TRANSCANADA CORP
COM
89353D107
465
9744
SH
DFND
1,2
200
0
9544
TRANSOCEAN LIMITED
REG SHS
H8817H100
963
21381
SH
DFND
1,2
200
0
21181
TRAVELERS COMPANIES INC
COM
89417E109
1877
19950
SH
DFND
1,2
18051
0
1899
TRINITY INDUSTRIES INC
COM
896522109
3096
70815
SH
DFND
1
0
0
70815
TRIUMPH GROUP INC
COM
896818101
208
2981
SH
DFND
1
0
0
2981
TWENTY FIRST CENTURY FOX
CL B
90130A200
685
20000
SH
DFND
1
0
0
20000
U S BANCORP DE NEW
COM NEW
902973304
82783
1910954
SH
DFND
1,2
1419402
0
491552
UNDER ARMOUR INC
CL A
904311107
256
4305
SH
DFND
1
0
0
4305
UNIFIRST CORP
COM
904708104
466
4396
SH
DFND
1
0
0
4396
UNILEVER N V
N Y SHS NEW
904784709
442
10099
SH
DFND
1,2
150
0
9949
UNILEVER PLC
SPON ADR NEW
904767704
964
21270
SH
DFND
1,2
3000
0
18270
UNION PACIFIC CORP
COM
907818108
3266
32739
SH
DFND
1,2
22368
0
10371
UNITED PARCEL SERVICE
CL B
911312106
1252
12197
SH
DFND
1,2
1400
0
10797
UNITED RENTALS INC
COM
911363109
694
6624
SH
DFND
1
0
0
6624
UNITED STATES STEEL CORP
COM
912909108
503
19320
SH
DFND
1
0
0
19320
UNITED STATIONERS INC
COM
913004107
604
14565
SH
DFND
1
0
0
14565
UNITED TECHNOLOGIES CORP
COM
913017109
2517
21804
SH
DFND
1,2
8797
0
13007
UNITEDHEALTH GROUP INC
COM
91324P102
674
8239
SH
DFND
1
0
0
8239
URS CORP NEW
COM
903236107
250
5443
SH
DFND
1
0
0
5443
V F CORP
COM
918204108
907
14391
SH
DFND
1
720
0
13671
VALERO ENERGY CORP
COM
91913Y100
2196
43834
SH
DFND
1,2
300
0
43534
VALERO ENERGY PARTNERS
COM UNT REP LP
91914J102
291
5785
SH
DFND
1
0
0
5785
VANGUARD
ALLWRLD EX US
922042775
6157
117739
SH
DFND
1,2
100806
0
16933
VANGUARD DIVIDEND
DIV APP ETF
921908844
3189
40917
SH
DFND
1,2
29971
0
10946
VANGUARD FTSE DEVELOPED
FTSE DEV MKT ETF
921943858
38031
892956
SH
DFND
1,2
635234
0
257722
VANGUARD FTSE EMERGING
FTSE EMR MKT ETF
922042858
28231
654565
SH
DFND
1,2
291084
0
363481
VANGUARD GROWTH ETF
GROWTH ETF
922908736
468
4728
SH
DFND
1,2
4175
0
553
VANGUARD HEALTH CARE ETF
HEALTH CAR ETF
92204A504
267
2395
SH
DFND
1
0
0
2395
VANGUARD INDEX FDS VANGUARD LARGE
LARGE CAP ETF
922908637
644
7150
SH
DFND
2
7150
0
0
VANGUARD INTERMEDIATE
INTERMED TERM
921937819
394
4650
SH
DFND
1
0
0
4650
VANGUARD LONG TERM
LONG TERM BOND
921937793
264
2937
SH
DFND
1
0
0
2937
VANGUARD MEGA CAP ETF
MEGA CAP INDEX
921910873
1233
18415
SH
DFND
2
18415
0
0
VANGUARD MID CAP ETF
MID CAP ETF
922908629
9250
77947
SH
DFND
1,2
75606
0
2341
VANGUARD NATURAL RES
COM UNIT
92205F106
445
13825
SH
DFND
1,2
175
0
13650
VANGUARD REIT INDEX ETF
REIT ETF
922908553
7028
93905
SH
DFND
1,2
41812
0
52093
VANGUARD S&P 500
S&P 500 ETF SHS
922908363
728
4057
SH
DFND
1,2
3284
0
773
VANGUARD SCOTTSDALE FDS LG TERM COR
LG-TERM COR BD
92206C813
7455
82600
SH
DFND
2
82600
0
0
VANGUARD SHORT TERM
SHORT TRM BOND
921937827
41491
516442
SH
DFND
1,2
383068
0
133374
VANGUARD SHORT TERM CORP
SHRT TRM CORP BD
92206C409
7147
88921
SH
DFND
1
0
0
88921
VANGUARD SMALL CAP
SML CP GRW ETF
922908595
7957
62462
SH
DFND
1,2
4220
0
58242
VANGUARD SMALL CAP ETF
SMALL CP ETF
922908751
8703
74308
SH
DFND
1,2
72146
0
2162
VANGUARD SMALL CAP VALUE
SM CP VAL ETF
922908611
1118
10599
SH
DFND
1,2
3302
0
7297
VANGUARD TOTAL BOND
TOTAL BND MRKT
921937835
459
5578
SH
DFND
1,2
3806
0
1772
VANGUARD TOTAL STOCK
TOTAL STK MKT
922908769
991
9742
SH
DFND
1,2
436
0
9306
VANGUARD TOTAL WORLD
TT WRLD ST ETF
922042742
263
4230
SH
DFND
1
0
0
4230
VANGUARD VALUE ETF
VALUE ETF
922908744
426
5261
SH
DFND
1,2
4950
0
311
VECTREN CORP
COM
92240G101
846
19899
SH
DFND
1,2
7108
0
12791
VENTAS INC *
COM
92276F100
913
14250
SH
DFND
1,2
7750
0
6500
VERISIGN INC
COM
92343E102
2232
45722
SH
DFND
1
0
0
45722
VERIZON COMMUNICATIONS
COM
92343V104
10105
206514
SH
DFND
1,2
91706
0
114808
VIACOM INC CL B NEW
CL B
92553P201
633
7303
SH
DFND
1,2
969
0
6334
VIAD CORP NEW
COM NEW
92552R406
366
15356
SH
DFND
1
0
0
15356
VISA INC CLASS A
COM CL A
92826C839
1381
6554
SH
DFND
1,2
1070
0
5484
VISHAY INTERTECHNOLOGY
COM
928298108
822
53063
SH
DFND
1
0
0
53063
VMWARE INC CLASS A
CL A COM
928563402
437
4517
SH
DFND
1
0
0
4517
WABCO HOLDINGS INC
COM
92927K102
362
3392
SH
DFND
1
0
0
3392
WADDELL & REED FINANCIAL
CL A
930059100
281
4492
SH
DFND
1
0
0
4492
WALGREEN COMPANY
COM
931422109
24191
326333
SH
DFND
1,2
277706
0
48627
WAL-MART STORES INC
COM
931142103
48322
643697
SH
DFND
1,2
508284
0
135413
WATERS CORP
COM
941848103
4664
44654
SH
DFND
1,2
35882
0
8772
WELLPOINT INC
COM
94973V107
834
7746
SH
DFND
1,2
2568
0
5178
WELLS FARGO & CO NEW
COM
949746101
81291
1546640
SH
DFND
1,2
1189947
0
356693
WELLS FARGO & COMPANY
PERP PFD CNV A
949746804
1074
884
SH
DFND
1,2
155
0
729
WESTERN ASSET CLAYMORE *
COM SH BEN INT
95766Q106
1360
111210
SH
DFND
1
0
0
111210
WESTERN ASSET GLOBAL
COM
95790C107
878
46953
SH
DFND
1
0
0
46953
WESTERN ASSET/CLAYMORE
COM
95766R104
1355
110063
SH
DFND
1
0
0
110063
WESTERN DIGITAL CORP
COM
958102105
843
9131
SH
DFND
1
0
0
9131
WESTERN UNION COMPANY
COM
959802109
321
18518
SH
DFND
1,2
1650
0
16868
WESTPAC BANKING CORP
SPONSORED ADR
961214301
324
10088
SH
DFND
1
0
0
10088
WEYERHAEUSER COMPANY
COM
962166104
234
7071
SH
DFND
1,2
5876
0
1195
WGL HOLDINGS INC
COM
92924F106
306
7110
SH
DFND
1,2
650
0
6460
WHITESTONE REIT *
COM
966084204
260
17432
SH
DFND
1
0
0
17432
WILLIAMS COS INC DEL
COM
969457100
239
4102
SH
DFND
1
0
0
4102
WINDSTREAM HOLDINGS INC
COM
97382A101
138
13842
SH
DFND
1,2
2036
0
11806
WISDOMTREE EUROPE
EUROPE SMCP DV
97717W869
609
10068
SH
DFND
1
0
0
10068
WISDOMTREE MID CAP
MDCP EARN FUND
97717W570
319
3452
SH
DFND
1
0
0
3452
WORTHINGTON
COM
981811102
2538
58974
SH
DFND
1
0
0
58974
YAHOO INC
COM
984332106
1008
28684
SH
DFND
1,2
260
0
28424
YUM BRANDS INC
COM
988498101
1157
14252
SH
DFND
1,2
11145
0
3107
ZIMMER HOLDINGS INC
COM
98956P102
1613
15528
SH
DFND
1,2
11329
0
4199
ZOETIS INC CL A
CL A
98978V103
306
9473
SH
DFND
1,2
239
0
9234