Manager

0000891092-14-000467.txt : 20140124 0000891092-14-000467.hdr.sgml : 20140124 20140124124132 ACCESSION NUMBER: 0000891092-14-000467 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 EFFECTIVENESS DATE: 20140124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HL FINANCIAL SERVICES LLC CENTRAL INDEX KEY: 0001430233 IRS NUMBER: 300450751 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13165 FILM NUMBER: 14545219 BUSINESS ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: SUITE 700 CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 8004441854 MAIL ADDRESS: STREET 1: 500 WEST JEFFERSON STREET STREET 2: SUITE 700 CITY: LOUISVILLE STATE: KY ZIP: 40202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001430233 XXXXXXXX 12-31-2013 12-31-2013 false HL FINANCIAL SERVICES LLC

500 West Jefferson Street Suite 700 Louisville KY 40202

13F HOLDINGS REPORT 028-13165 Y * Houchens Industries and Houchens Industries Employee Stock Ownership Trust are included solely because they are a controlling entity of HL Financial Services, LLC. James R. Allen Manager 502-588-8400 /s/ James R. Allen Louisville KY 01-23-2014 4 624 3296051 1 0001442175 028-13163 J.J.B. Hilliard, W.L. Lyons, LLC 2 0001442181 028-13162 Hilliard Lyons Trust Company, LLC 3 0000910676 028-13166 HOUCHENS INDUSTRIES INC /KY/ 4 0001442827 028-13164 Houchens Industries, Inc. Employee Stock Ownership Trust INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 389 4188 SH DFND 1 0 0 4188 3M CO COM 88579Y101 26697 190350 SH DFND 1,2 140622 0 49728 ABBOTT LABS COM 002824100 14095 367713 SH DFND 1,2 254938 0 112775 ABBVIE INC COM 00287Y109 20974 397155 SH DFND 1,2 305197 0 91958 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8847 107596 SH DFND 1,2 91448 0 16148 AFLAC INC COM 001055102 1909 28581 SH DFND 1,2 8058 0 20523 AGCO CORP COM 001084102 274 4626 SH DFND 1 0 0 4626 AGL RES INC COM 001204106 212 4490 SH DFND 1,2 502 0 3988 AIR PRODS & CHEMS INC COM 009158106 790 7068 SH DFND 1,2 5900 0 1168 AIRGAS INC COM 009363102 675 6033 SH DFND 1,2 6000 0 33 AK STL HLDG CORP COM 001547108 88 10773 SH DFND 1 0 0 10773 ALASKA AIR GROUP INC COM 011659109 2457 33482 SH DFND 1 0 0 33482 ALCOA INC COM 013817101 154 14487 SH DFND 1 920 0 13567 ALLEGIANT TRAVEL CO COM 01748X102 379 3599 SH DFND 1 0 0 3599 ALLERGAN INC COM 018490102 53173 478694 SH DFND 1,2 367833 0 110861 ALLIANCE DATA SYSTEMS CORP COM 018581108 412 1567 SH DFND 1 0 0 1567 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 512 35827 SH DFND 1 0 0 35827 ALLIANT TECHSYSTEMS INC COM 018804104 343 2815 SH DFND 1 0 0 2815 ALLSTATE CORP COM 020002101 333 6109 SH DFND 1 0 0 6109 ALPS ETF TR ALERIAN MLP 00162Q866 1373 77183 SH DFND 1 0 0 77183 ALTRIA GROUP INC COM 02209S103 5883 153235 SH DFND 1,2 69159 0 84076 AMAZON COM INC COM 023135106 820 2055 SH DFND 1,2 125 0 1930 AMERICAN ELEC PWR INC COM 025537101 3112 66575 SH DFND 1,2 17196 0 49379 AMERICAN EXPRESS CO COM 025816109 2115 23308 SH DFND 1,2 14830 0 8478 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 233 11518 SH DFND 1,2 126 0 11392 AMERICAN INTL GROUP INC COM NEW 026874784 2531 49575 SH DFND 1,2 237 0 49338 AMERICAN TOWER CORP NEW COM 03027X100 489 6129 SH DFND 1,2 2200 0 3929 AMERICAN WTR WKS CO INC NEW COM 030420103 1296 30669 SH DFND 1,2 0 0 30669 AMERIPRISE FINL INC COM 03076C106 2611 22697 SH DFND 1 0 0 22697 AMGEN INC COM 031162100 6149 53898 SH DFND 1,2 37139 0 16759 ANADARKO PETE CORP COM 032511107 3639 45881 SH DFND 1,2 39595 0 6286 ANNALY CAP MGMT INC COM 035710409 329 32999 SH DFND 1,2 875 0 32124 APACHE CORP COM 037411105 4502 52384 SH DFND 1,2 46319 0 6065 APOLLO COML REAL EST FIN INC COM 03762U105 405 24910 SH DFND 1 0 0 24910 APPLE INC COM 037833100 75011 133702 SH DFND 1,2 92361 0 41341 APPLIED MATLS INC COM 038222105 466 26335 SH DFND 1,2 0 0 26335 AQUA AMERICA INC COM 03836W103 399 16935 SH DFND 1,2 9373 0 7562 ARCHER DANIELS MIDLAND CO COM 039483102 244 5612 SH DFND 1,2 1825 0 3787 ARCTIC CAT INC COM 039670104 382 6696 SH DFND 1 0 0 6696 ARES CAP CORP COM 04010L103 202 11356 SH DFND 1,2 452 0 10904 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 439 35790 SH DFND 1 0 0 35790 ASHLAND INC NEW COM 044209104 1265 13035 SH DFND 1,2 7600 0 5435 ASTRAZENECA PLC SPONSORED ADR 046353108 503 8477 SH DFND 1,2 1051 0 7426 AT&T INC COM 00206R102 15976 454381 SH DFND 1,2 265766 0 188615 ATMOS ENERGY CORP COM 049560105 787 17337 SH DFND 1,2 5875 0 11462 AUTOMATIC DATA PROCESSING IN COM 053015103 13859 171521 SH DFND 1,2 128360 0 43161 AVNET INC COM 053807103 504 11436 SH DFND 1 0 0 11436 BAKER HUGHES INC COM 057224107 296 5360 SH DFND 1 0 0 5360 BANK MONTREAL QUE COM 063671101 407 6105 SH DFND 1,2 500 0 5605 BANK OF AMERICA CORPORATION COM 060505104 2839 182364 SH DFND 1,2 4992 0 177372 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 67 10400 SH DFND 1 0 0 10400 BARD C R INC COM 067383109 3396 25355 SH DFND 1,2 25199 0 156 BAXTER INTL INC COM 071813109 1048 15063 SH DFND 1,2 6965 0 8098 BB&T CORP COM 054937107 842 22574 SH DFND 1,2 12673 0 9901 BEAM INC COM 073730103 607 8912 SH DFND 1,2 5334 0 3578 BECTON DICKINSON & CO COM 075887109 926 8382 SH DFND 1,2 7954 0 428 BED BATH & BEYOND INC COM 075896100 202 2518 SH DFND 1 0 0 2518 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5693 32 SH DFND 1,2 17 0 15 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 59696 503505 SH DFND 1,2 373840 0 129665 BIGLARI HLDGS INC COM 08986R101 215 425 SH DFND 1,2 0 0 425 BIOGEN IDEC INC COM 09062X103 1229 4396 SH DFND 1,2 2300 0 2096 BLACKROCK INC COM 09247X101 2691 8504 SH DFND 1,2 6921 0 1583 BLOCK H & R INC COM 093671105 320 11025 SH DFND 2 11025 0 0 BLYTH INC COM NEW 09643P207 148 13600 SH DFND 1 0 0 13600 BOB EVANS FARMS INC COM 096761101 455 9000 SH DFND 1 0 0 9000 BOEING CO COM 097023105 3213 23537 SH DFND 1,2 4567 0 18970 BOISE CASCADE CO DEL COM 09739D100 380 12907 SH DFND 1 0 0 12907 BOSTON BEER INC CL A 100557107 1969 8144 SH DFND 1 0 0 8144 BP PLC SPONSORED ADR 055622104 1041 21424 SH DFND 1,2 9136 0 12288 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 1305 64138 SH DFND 1 0 0 64138 BRISTOL MYERS SQUIBB CO COM 110122108 18106 340657 SH DFND 1,2 276069 0 64588 BRISTOW GROUP INC COM 110394103 516 6869 SH DFND 1 0 0 6869 BROOKS AUTOMATION INC COM 114340102 193 18437 SH DFND 1 0 0 18437 BROWN FORMAN CORP CL A 115637100 5162 69970 SH DFND 1,2 57491 0 12479 BROWN FORMAN CORP CL B 115637209 18098 239485 SH DFND 1,2 214213 0 25272 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 368 5184 SH DFND 1,2 900 0 4284 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 16880 289293 SH DFND 1,2 211682 0 77611 CABELAS INC COM 126804301 636 9548 SH DFND 1 0 0 9548 CAPELLA EDUCATION COMPANY COM 139594105 458 6887 SH DFND 1 0 0 6887 CARDTRONICS INC COM 14161H108 339 7799 SH DFND 1 0 0 7799 CARTER INC COM 146229109 249 3470 SH DFND 1 0 0 3470 CATERPILLAR INC DEL COM 149123101 4477 49296 SH DFND 1,2 27581 0 21715 CBL & ASSOC PPTYS INC COM 124830100 204 11367 SH DFND 1 0 0 11367 CBRE CLARION GLOBAL REAL EST COM 12504G100 589 74341 SH DFND 1 0 0 74341 CEDAR FAIR L P DEPOSITRY UNIT 150185106 476 9592 SH DFND 1 0 0 9592 CF INDS HLDGS INC COM 125269100 407 1748 SH DFND 1 0 0 1748 CHEESECAKE FACTORY INC COM 163072101 282 5843 SH DFND 1 0 0 5843 CHENIERE ENERGY INC COM NEW 16411R208 323 7500 SH DFND 1 0 0 7500 CHESAPEAKE ENERGY CORP COM 165167107 508 18700 SH DFND 1 0 0 18700 CHEVRON CORP NEW COM 166764100 47790 382592 SH DFND 1,2 300213 0 82379 CHUBB CORP COM 171232101 950 9828 SH DFND 1,2 3778 0 6050 CHURCH & DWIGHT INC COM 171340102 268 4047 SH DFND 1 504 0 3543 CINCINNATI FINL CORP COM 172062101 5121 97782 SH DFND 1,2 74173 0 23609 CIRRUS LOGIC INC COM 172755100 326 15938 SH DFND 1 0 0 15938 CISCO SYS INC COM 17275R102 52738 2351221 SH DFND 1,2 1689929 0 661292 CITIGROUP INC COM NEW 172967424 1148 22033 SH DFND 1,2 100 0 21933 CITY HLDG CO COM 177835105 303 6531 SH DFND 2 6531 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 2795 80659 SH DFND 1 0 0 80659 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 1085 39866 SH DFND 1 0 0 39866 CLIFFS NAT RES INC COM 18683K101 218 8300 SH DFND 1,2 550 0 7750 CLOROX CO DEL COM 189054109 1026 11062 SH DFND 1,2 5741 0 5321 CMS ENERGY CORP COM 125896100 1177 43962 SH DFND 1,2 600 0 43362 COCA COLA CO COM 191216100 28309 685275 SH DFND 1,2 571825 0 113450 COLGATE PALMOLIVE CO COM 194162103 11531 176823 SH DFND 1,2 98556 0 78267 COMCAST CORP NEW CL A 20030N101 6334 121880 SH DFND 1,2 106845 0 15035 COMCAST CORP NEW CL A SPL 20030N200 693 13896 SH DFND 1,2 13506 0 390 COMMERCE BANCSHARES INC COM 200525103 201 4477 SH DFND 1 2283 0 2194 COMMUNITY TR BANCORP INC COM 204149108 643 14235 SH DFND 1,2 771 0 13464 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 205 10421 SH DFND 1 0 0 10421 COMPUWARE CORP COM 205638109 274 24484 SH DFND 1 0 0 24484 COMSTOCK RES INC COM NEW 205768203 272 14888 SH DFND 1 0 0 14888 CONMED CORP COM 207410101 231 5429 SH DFND 1 0 0 5429 CONOCOPHILLIPS COM 20825C104 4930 69782 SH DFND 1,2 48207 0 21575 CONSTELLATION BRANDS INC CL A 21036P108 1678 23846 SH DFND 1,2 19100 0 4746 CONVERGYS CORP COM 212485106 311 14796 SH DFND 1 0 0 14796 COOPER COS INC COM NEW 216648402 204 1649 SH DFND 1 0 0 1649 CORNING INC COM 219350105 999 56069 SH DFND 1,2 5250 0 50819 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 300 9346 SH DFND 1 0 0 9346 COSTCO WHSL CORP NEW COM 22160K105 10585 88934 SH DFND 1,2 74048 0 14886 CRACKER BARREL OLD CTRY STOR COM 22410J106 333 3022 SH DFND 1,2 1250 0 1772 CRAWFORD & CO CL A 224633206 154 20000 SH DFND 2 20000 0 0 CREE INC COM 225447101 300 4798 SH DFND 1 0 0 4798 CROWN HOLDINGS INC COM 228368106 332 7460 SH DFND 1 0 0 7460 CRYOLIFE INC COM 228903100 499 44965 SH DFND 1 0 0 44965 CSG SYS INTL INC COM 126349109 2627 89362 SH DFND 1 0 0 89362 CSX CORP COM 126408103 2607 90631 SH DFND 1,2 29121 0 61510 CUMMINS INC COM 231021106 899 6380 SH DFND 1 0 0 6380 CVR PARTNERS LP COM 126633106 368 22361 SH DFND 1 0 0 22361 CVS CAREMARK CORPORATION COM 126650100 87630 1224391 SH DFND 1,2 896783 0 327608 D R HORTON INC COM 23331A109 534 23923 SH DFND 1 0 0 23923 DEERE & CO COM 244199105 2503 27398 SH DFND 1,2 6772 0 20626 DELTA AIR LINES INC DEL COM NEW 247361702 556 20248 SH DFND 1 0 0 20248 DELTA NAT GAS INC COM 247748106 469 20941 SH DFND 1,2 19200 0 1741 DIAGEO P L C SPON ADR NEW 25243Q205 904 6827 SH DFND 1,2 2000 0 4827 DICKS SPORTING GOODS INC COM 253393102 231 3968 SH DFND 1,2 242 0 3726 DIRECTV COM 25490A309 763 11046 SH DFND 1,2 246 0 10800 DISCOVER FINL SVCS COM 254709108 629 11244 SH DFND 1 0 0 11244 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 260 2878 SH DFND 1 0 0 2878 DISNEY WALT CO COM DISNEY 254687106 95949 1255871 SH DFND 1,2 957049 0 298822 DNP SELECT INCOME FD COM 23325P104 257 27308 SH DFND 1,2 3130 0 24178 DOLLAR TREE INC COM 256746108 2090 37051 SH DFND 1,2 750 0 36301 DOMINION RES INC VA NEW COM 25746U109 949 14675 SH DFND 1,2 9799 0 4876 DONALDSON INC COM 257651109 1169 26893 SH DFND 1,2 21800 0 5093 DOVER CORP COM 260003108 9699 100464 SH DFND 1,2 81842 0 18622 DOW CHEM CO COM 260543103 1793 40374 SH DFND 1,2 5428 0 34946 DU PONT E I DE NEMOURS & CO COM 263534109 3461 53265 SH DFND 1,2 37957 0 15308 DUKE ENERGY CORP NEW COM NEW 26441C204 3465 50215 SH DFND 1,2 20028 0 30187 E M C CORP MASS COM 268648102 2893 115020 SH DFND 1,2 3000 0 112020 EASTMAN CHEM CO COM 277432100 407 5041 SH DFND 1,2 4100 0 941 EATON CORP PLC SHS G29183103 521 6843 SH DFND 1,2 2350 0 4493 EBAY INC COM 278642103 423 7702 SH DFND 1 0 0 7702 EBIX INC COM NEW 278715206 277 18812 SH DFND 1 0 0 18812 ECOLAB INC COM 278865100 2344 22484 SH DFND 1,2 22307 0 177 ELECTRO SCIENTIFIC INDS COM 285229100 252 24093 SH DFND 1 0 0 24093 EMERSON ELEC CO COM 291011104 23642 336878 SH DFND 1,2 296100 0 40778 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 236 7900 SH DFND 1 0 0 7900 ENBRIDGE INC COM 29250N105 695 15909 SH DFND 1,2 1920 0 13989 ENERGIZER HLDGS INC COM 29266R108 292 2697 SH DFND 1 0 0 2697 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 296 3625 SH DFND 1,2 700 0 2925 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 950 16597 SH DFND 1 0 0 16597 ENERSYS COM 29275Y102 243 3473 SH DFND 1 0 0 3473 ENTERPRISE PRODS PARTNERS L COM 293792107 415 6255 SH DFND 1,2 1725 0 4530 EOG RES INC COM 26875P101 317 1890 SH DFND 1,2 1600 0 290 EQT CORP COM 26884L109 1410 15700 SH DFND 2 15700 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 178 14426 SH DFND 1 0 0 14426 EXELON CORP COM 30161N101 522 19064 SH DFND 1,2 2989 0 16075 EXPEDITORS INTL WASH INC COM 302130109 30981 700134 SH DFND 1,2 524902 0 175232 EXPONENT INC COM 30214U102 315 4077 SH DFND 1 0 0 4077 EXPRESS SCRIPTS HLDG CO COM 30219G108 1283 18262 SH DFND 1,2 3778 0 14484 EXXON MOBIL CORP COM 30231G102 124729 1232497 SH DFND 1,2 981050 0 251447 F M C CORP COM NEW 302491303 295 3915 SH DFND 1,2 900 0 3015 FACEBOOK INC CL A 30303M102 539 9854 SH DFND 1,2 400 0 9454 FARMERS CAP BK CORP COM 309562106 620 28508 SH DFND 2 28508 0 0 FASTENAL CO COM 311900104 235 4938 SH DFND 1 0 0 4938 FEDEX CORP COM 31428X106 722 5021 SH DFND 1,2 3260 0 1761 FEI CO COM 30241L109 423 4730 SH DFND 1,2 600 0 4130 FIFTH THIRD BANCORP COM 316773100 410 19473 SH DFND 1,2 2656 0 16817 FIRST HORIZON NATL CORP COM 320517105 276 23669 SH DFND 1,2 8316 0 15353 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 3512 68280 SH DFND 1 0 0 68280 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 3367 135616 SH DFND 1 0 0 135616 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 3325 48056 SH DFND 1,2 201 0 47855 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 4243 70879 SH DFND 1,2 1371 0 69508 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 3851 119419 SH DFND 1,2 467 0 118952 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 3583 100477 SH DFND 1,2 387 0 100090 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 231 10624 SH DFND 1 0 0 10624 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 3861 80327 SH DFND 1,2 287 0 80040 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 609 25936 SH DFND 1 0 0 25936 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 203 4100 SH DFND 1 0 0 4100 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 602 28921 SH DFND 1 0 0 28921 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 566 31550 SH DFND 1 0 0 31550 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 347 10877 SH DFND 1 0 0 10877 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 3071 74970 SH DFND 1 0 0 74970 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3502 87104 SH DFND 1 0 0 87104 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 4600 111647 SH DFND 1 0 0 111647 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 4629 91731 SH DFND 1 0 0 91731 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 269 12291 SH DFND 1 0 0 12291 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 3098 85176 SH DFND 1 0 0 85176 FIRST TR S&P REIT INDEX FD COM 33734G108 180 10280 SH DFND 1 0 0 10280 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 4854 99756 SH DFND 1 0 0 99756 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 3017 163543 SH DFND 1 0 0 163543 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2863 133784 SH DFND 1 0 0 133784 FLUOR CORP NEW COM 343412102 1252 15593 SH DFND 1,2 12000 0 3593 FORD MTR CO DEL COM PAR $0.01 345370860 2473 160265 SH DFND 1,2 104908 0 55357 FRANKLIN RES INC COM 354613101 243 4208 SH DFND 1,2 1410 0 2798 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1167 30911 SH DFND 1,2 3701 0 27210 FRONTIER COMMUNICATIONS CORP COM 35906A108 144 30865 SH DFND 1,2 879 0 29986 FULLER H B CO COM 359694106 2055 39498 SH DFND 1 0 0 39498 GAP INC DEL COM 364760108 279 7137 SH DFND 1 0 0 7137 GENERAL CABLE CORP DEL NEW COM 369300108 471 15999 SH DFND 1 0 0 15999 GENERAL DYNAMICS CORP COM 369550108 258 2696 SH DFND 1,2 2187 0 509 GENERAL ELECTRIC CO COM 369604103 76623 2733620 SH DFND 1,2 2020424 0 713196 GENERAL MLS INC COM 370334104 1377 27599 SH DFND 1,2 12131 0 15468 GENUINE PARTS CO COM 372460105 1007 12107 SH DFND 1,2 1000 0 11107 GERMAN AMERN BANCORP INC COM 373865104 287 10097 SH DFND 1,2 9174 0 923 GILDAN ACTIVEWEAR INC COM 375916103 489 9165 SH DFND 1 0 0 9165 GILEAD SCIENCES INC COM 375558103 1507 20068 SH DFND 1 0 0 20068 GLADSTONE COML CORP COM 376536108 563 31325 SH DFND 1 0 0 31325 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1873 35089 SH DFND 1,2 28422 0 6667 GOLAR LNG LTD BERMUDA SHS G9456A100 406 11200 SH DFND 1 0 0 11200 GOLDCORP INC NEW COM 380956409 389 17962 SH DFND 1,2 1440 0 16522 GOLDMAN SACHS GROUP INC COM 38141G104 1348 7604 SH DFND 1,2 547 0 7057 GOODYEAR TIRE & RUBR CO COM 382550101 1281 53724 SH DFND 1 0 0 53724 GOOGLE INC CL A 38259P508 3159 2819 SH DFND 1,2 733 0 2086 GRAINGER W W INC COM 384802104 291 1137 SH DFND 1,2 200 0 937 GREEN MTN COFFEE ROASTERS IN COM 393122106 647 8568 SH DFND 1 0 0 8568 HAIN CELESTIAL GROUP INC COM 405217100 202 2226 SH DFND 1 0 0 2226 HALLIBURTON CO COM 406216101 1376 27119 SH DFND 1,2 6722 0 20397 HANESBRANDS INC COM 410345102 418 5953 SH DFND 1 0 0 5953 HARLEY DAVIDSON INC COM 412822108 21638 312502 SH DFND 1,2 187871 0 124631 HCC INS HLDGS INC COM 404132102 246 5336 SH DFND 1 0 0 5336 HEALTH CARE REIT INC COM 42217K106 444 8289 SH DFND 1,2 5487 0 2802 HELMERICH & PAYNE INC COM 423452101 313 3723 SH DFND 1 0 0 3723 HENRY JACK & ASSOC INC COM 426281101 430 7261 SH DFND 1,2 6866 0 395 HERSHEY CO COM 427866108 2332 23982 SH DFND 1,2 18530 0 5452 HESS CORP COM 42809H107 763 9187 SH DFND 1,2 3000 0 6187 HEWLETT PACKARD CO COM 428236103 216 7727 SH DFND 1,2 2450 0 5277 HILLENBRAND INC COM 431571108 770 26157 SH DFND 1,2 900 0 25257 HOME DEPOT INC COM 437076102 101334 1230676 SH DFND 1,2 935761 0 294915 HONEYWELL INTL INC COM 438516106 5391 59006 SH DFND 1,2 40250 0 18756 HUBBELL INC CL A 443510102 825 8425 SH DFND 1,2 8225 0 200 HUMANA INC COM 444859102 856 8289 SH DFND 1,2 5375 0 2914 HUNT J B TRANS SVCS INC COM 445658107 430 5567 SH DFND 1 0 0 5567 IGATE CORP COM 45169U105 362 9010 SH DFND 1 0 0 9010 ILLINOIS TOOL WKS INC COM 452308109 4278 50879 SH DFND 1,2 43274 0 7605 IMPERIAL OIL LTD COM NEW 453038408 386 8712 SH DFND 1 0 0 8712 INTEGRYS ENERGY GROUP INC COM 45822P105 421 7741 SH DFND 1,2 4150 0 3591 INTEL CORP COM 458140100 17759 684228 SH DFND 1,2 498125 0 186103 INTER PARFUMS INC COM 458334109 211 5905 SH DFND 1 0 0 5905 INTERCONTINENTALEXCHANGE GRO COM 45866F104 596 2649 SH DFND 1 0 0 2649 INTERDIGITAL INC COM 45867G101 205 6944 SH DFND 1 0 0 6944 INTERNATIONAL BUSINESS MACHS COM 459200101 67747 361178 SH DFND 1,2 281690 0 79488 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 641 7453 SH DFND 1,2 6300 0 1153 INVESCO MUN TR COM 46131J103 127 10946 SH DFND 1,2 10946 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 155 12761 SH DFND 1,2 6861 0 5900 ISHARES MSCI MEX CAP ETF 464286822 238 3500 SH DFND 1 0 0 3500 ISHARES SELECT DIVID ETF 464287168 5295 74210 SH DFND 1,2 5500 0 68710 ISHARES TIPS BD ETF 464287176 2922 26588 SH DFND 1,2 21865 0 4723 ISHARES CORE S&P500 ETF 464287200 42926 231218 SH DFND 1,2 44498 0 186720 ISHARES CORE TOTUSBD ETF 464287226 6586 61880 SH DFND 1,2 8480 0 53400 ISHARES MSCI EMG MKT ETF 464287234 6996 167400 SH DFND 1,2 139890 0 27510 ISHARES IBOXX INV CP ETF 464287242 471 4124 SH DFND 1 1516 0 2608 ISHARES S&P 500 GRWT ETF 464287309 960 9725 SH DFND 1 0 0 9725 ISHARES NA NAT RES 464287374 3308 76245 SH DFND 1 0 0 76245 ISHARES 20+ YR TR BD ETF 464287432 979 9615 SH DFND 1 0 0 9615 ISHARES 7-10 Y TR BD ETF 464287440 1733 17466 SH DFND 1,2 450 0 17016 ISHARES 1-3 YR TR BD ETF 464287457 11874 140722 SH DFND 1,2 105573 0 35149 ISHARES MSCI EAFE ETF 464287465 23861 355629 SH DFND 1,2 198254 0 157375 ISHARES RUS MDCP VAL ETF 464287473 3872 58932 SH DFND 1,2 15736 0 43196 ISHARES RUS MD CP GR ETF 464287481 8545 101288 SH DFND 1,2 5377 0 95911 ISHARES RUS MID-CAP ETF 464287499 26417 176137 SH DFND 1,2 157373 0 18764 ISHARES CORE S&P MCP ETF 464287507 8911 66592 SH DFND 1,2 1608 0 64984 ISHARES NASDQ BIOTEC ETF 464287556 241 1062 SH DFND 1,2 750 0 312 ISHARES COHEN&STEER REIT 464287564 2470 33058 SH DFND 1 0 0 33058 ISHARES RUS 1000 VAL ETF 464287598 7138 75793 SH DFND 1,2 45175 0 30618 ISHARES S&P MC 400GR ETF 464287606 3331 22180 SH DFND 1,2 15919 0 6261 ISHARES RUS 1000 GRW ETF 464287614 7906 91975 SH DFND 1,2 52986 0 38989 ISHARES RUS 1000 ETF 464287622 1635 15850 SH DFND 1 0 0 15850 ISHARES RUS 2000 VAL ETF 464287630 1395 14021 SH DFND 1,2 11871 0 2150 ISHARES RUS 2000 GRW ETF 464287648 1858 13708 SH DFND 1,2 11412 0 2296 ISHARES RUSSELL 2000 ETF 464287655 17243 149477 SH DFND 1,2 59126 0 90351 ISHARES RUSSELL 3000 ETF 464287689 221 2000 SH DFND 2 2000 0 0 ISHARES S&P MC 400VL ETF 464287705 1920 16523 SH DFND 1,2 16323 0 200 ISHARES U.S. TECH ETF 464287721 3425 38728 SH DFND 1 0 0 38728 ISHARES U.S. REAL ES ETF 464287739 1216 19278 SH DFND 1,2 900 0 18378 ISHARES U.S. INDS ETF 464287754 3324 32794 SH DFND 1 0 0 32794 ISHARES US HLTHCARE ETF 464287762 3210 27556 SH DFND 1 0 0 27556 ISHARES U.S. ENERGY ETF 464287796 3238 64126 SH DFND 1,2 1200 0 62926 ISHARES CORE S&P SCP ETF 464287804 550 5038 SH DFND 1,2 336 0 4702 ISHARES INTL TREA BD ETF 464288117 262 2615 SH DFND 1 0 0 2615 ISHARES SHT NTLAMTFR ETF 464288158 3789 35671 SH DFND 1 0 0 35671 ISHARES JP MOR EM MK ETF 464288281 2099 19411 SH DFND 1,2 18850 0 561 ISHARES INTL SEL DIV ETF 464288448 600 15808 SH DFND 1 0 0 15808 ISHARES IBOXX HI YD ETF 464288513 2070 22287 SH DFND 1,2 19400 0 2887 ISHARES MBS ETF 464288588 1595 15252 SH DFND 1 0 0 15252 ISHARES CREDIT BD ETF 464288620 1094 10235 SH DFND 1 635 0 9600 ISHARES INTERM CR BD ETF 464288638 1457 13505 SH DFND 1,2 10544 0 2961 ISHARES 1-3 YR CR BD ETF 464288646 11826 112145 SH DFND 1,2 39786 0 72359 ISHARES 3-7 YR TR BD ETF 464288661 276 2300 SH DFND 2 2300 0 0 ISHARES U.S. PFD STK ETF 464288687 633 17195 SH DFND 1,2 5765 0 11430 ISHARES US OIL&GS EX ETF 464288851 344 4175 SH DFND 1,2 4025 0 150 ISHARES EAFE VALUE ETF 464288877 472 8251 SH DFND 1,2 1248 0 7003 ISHARES EAFE GRWTH ETF 464288885 307 4295 SH DFND 1 0 0 4295 ISHARES EAFE MIN VOL ETF 46429B689 268 4350 SH DFND 1 0 0 4350 ISHARES 0-5 YR TIPS ETF 46429B747 237 2350 SH DFND 1 0 0 2350 ISHARES GOLD TRUST ISHARES 464285105 661 56555 SH DFND 1,2 34280 0 22275 JACOBS ENGR GROUP INC DEL COM 469814107 15654 248514 SH DFND 1,2 160498 0 88016 JOHNSON & JOHNSON COM 478160104 123205 1345179 SH DFND 1,2 1009004 0 336175 JOHNSON CTLS INC COM 478366107 1044 20350 SH DFND 1,2 3104 0 17246 JONES LANG LASALLE INC COM 48020Q107 407 3975 SH DFND 1 0 0 3975 JOY GLOBAL INC COM 481165108 608 10395 SH DFND 1 0 0 10395 JPMORGAN CHASE & CO COM 46625H100 108264 1851299 SH DFND 1,2 1485976 0 365323 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 350 7561 SH DFND 1 0 0 7561 KANSAS CITY SOUTHERN COM NEW 485170302 1050 8480 SH DFND 1 0 0 8480 KAYNE ANDERSON MLP INVT CO COM 486606106 5667 142200 SH DFND 1 1861 0 140339 KELLOGG CO COM 487836108 575 9420 SH DFND 1,2 1420 0 8000 KIMBERLY CLARK CORP COM 494368103 3069 29380 SH DFND 1,2 18493 0 10887 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 3497 43360 SH DFND 1,2 7252 0 36108 KINDER MORGAN INC DEL COM 49456B101 5411 150304 SH DFND 1,2 136733 0 13571 KINDRED HEALTHCARE INC COM 494580103 568 28772 SH DFND 1,2 8 0 28764 KKR FINL HLDGS LLC COM 48248A306 535 43900 SH DFND 1 0 0 43900 KOHLS CORP COM 500255104 484 8533 SH DFND 1,2 2865 0 5668 KRAFT FOODS GROUP INC COM 50076Q106 3552 65880 SH DFND 1,2 34248 0 31632 KROGER CO COM 501044101 918 23235 SH DFND 1,2 1970 0 21265 LAM RESEARCH CORP COM 512807108 720 13217 SH DFND 1 0 0 13217 LANDAUER INC COM 51476K103 486 9240 SH DFND 1 0 0 9240 LEGACY RESERVES LP UNIT LP INT 524707304 446 15848 SH DFND 1 0 0 15848 LEGGETT & PLATT INC COM 524660107 383 12389 SH DFND 1,2 2525 0 9864 LILLY ELI & CO COM 532457108 2382 46703 SH DFND 1,2 28104 0 18599 LINCOLN NATL CORP IND COM 534187109 235 4545 SH DFND 1 0 0 4545 LINEAR TECHNOLOGY CORP COM 535678106 293 6437 SH DFND 1,2 0 0 6437 LOCKHEED MARTIN CORP COM 539830109 2903 19528 SH DFND 1,2 4187 0 15341 LORILLARD INC COM 544147101 320 6320 SH DFND 1 0 0 6320 LOWES COS INC COM 548661107 553 11160 SH DFND 1,2 5750 0 5410 LSI CORPORATION COM 502161102 797 72212 SH DFND 1,2 28 0 72184 LTC PPTYS INC COM 502175102 285 8040 SH DFND 1,2 4900 0 3140 M & T BK CORP COM 55261F104 227 1946 SH DFND 1,2 359 0 1587 MANHATTAN ASSOCS INC COM 562750109 2559 21784 SH DFND 1 0 0 21784 MARATHON OIL CORP COM 565849106 934 26463 SH DFND 1,2 9367 0 17096 MARATHON PETE CORP COM 56585A102 550 5993 SH DFND 1,2 3590 0 2403 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 721 34110 SH DFND 1 2000 0 32110 MARKET VECTORS ETF TR COAL ETF 57060U837 823 42311 SH DFND 1 0 0 42311 MARRIOTT INTL INC NEW CL A 571903202 569 11525 SH DFND 1 0 0 11525 MASTERCARD INC CL A 57636Q104 3623 4336 SH DFND 1 0 0 4336 MATTEL INC COM 577081102 72462 1522959 SH DFND 1,2 1155659 0 367300 MATTHEWS INTL CORP CL A 577128101 559 13110 SH DFND 1 0 0 13110 MBIA INC COM 55262C100 261 21900 SH DFND 1 0 0 21900 MCCORMICK & CO INC COM NON VTG 579780206 265 3850 SH DFND 1,2 200 0 3650 MCDONALDS CORP COM 580135101 13565 139799 SH DFND 1,2 89961 0 49838 MCGRAW HILL FINL INC COM 580645109 821 10500 SH DFND 1,2 9700 0 800 MCKESSON CORP COM 58155Q103 390 2418 SH DFND 1 407 0 2011 MDU RES GROUP INC COM 552690109 291 9513 SH DFND 1,2 5062 0 4451 MEDLEY CAP CORP COM 58503F106 322 23223 SH DFND 1 0 0 23223 MEDTRONIC INC COM 585055106 782 13620 SH DFND 1,2 4489 0 9131 MERCK & CO INC NEW COM 58933Y105 9283 185476 SH DFND 1,2 129256 0 56220 METLIFE INC COM 59156R108 480 8911 SH DFND 1,2 200 0 8711 MICHAEL KORS HLDGS LTD SHS G60754101 380 4679 SH DFND 1 0 0 4679 MICROSOFT CORP COM 594918104 78995 2111600 SH DFND 1,2 1596494 0 515106 MOBILE MINI INC COM 60740F105 461 11202 SH DFND 1 0 0 11202 MONDELEZ INTL INC CL A 609207105 3224 91340 SH DFND 1,2 45624 0 45716 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 337 10580 SH DFND 1 0 0 10580 MONSANTO CO NEW COM 61166W101 705 6051 SH DFND 1,2 4235 0 1816 MORGAN STANLEY COM NEW 617446448 2525 80515 SH DFND 1 0 0 80515 MOVADO GROUP INC COM 624580106 209 4741 SH DFND 1 0 0 4741 MUELLER INDS INC COM 624756102 352 5593 SH DFND 1 0 0 5593 MULTI COLOR CORP COM 625383104 362 9589 SH DFND 1 0 0 9589 MURPHY OIL CORP COM 626717102 203 3129 SH DFND 1,2 975 0 2154 NABORS INDUSTRIES LTD SHS G6359F103 333 19603 SH DFND 1 0 0 19603 NASDAQ OMX GROUP INC COM 631103108 360 9055 SH DFND 1 0 0 9055 NATIONAL FUEL GAS CO N J COM 636180101 268 3757 SH DFND 1 0 0 3757 NATIONAL OILWELL VARCO INC COM 637071101 576 7244 SH DFND 1,2 750 0 6494 NATUS MEDICAL INC DEL COM 639050103 452 20088 SH DFND 1 0 0 20088 NAVISTAR INTL CORP NEW COM 63934E108 238 6233 SH DFND 1 0 0 6233 NB & T FINL GROUP INC COM 62874M104 670 34666 SH DFND 1 0 0 34666 NETAPP INC COM 64110D104 433 10527 SH DFND 1 0 0 10527 NEUSTAR INC CL A 64126X201 330 6628 SH DFND 1 0 0 6628 NEXTERA ENERGY INC COM 65339F101 3299 38527 SH DFND 1,2 16339 0 22188 NICHOLAS FINANCIAL INC COM NEW 65373J209 468 29721 SH DFND 1 0 0 29721 NIKE INC CL B 654106103 4399 55934 SH DFND 1,2 47648 0 8286 NORFOLK SOUTHERN CORP COM 655844108 1249 13450 SH DFND 1,2 4155 0 9295 NORTHEAST UTILS COM 664397106 220 5187 SH DFND 1,2 150 0 5037 NORTHERN TR CORP COM 665859104 32489 524940 SH DFND 1,2 399597 0 125343 NOVARTIS A G SPONSORED ADR 66987V109 987 12284 SH DFND 1,2 5323 0 6961 NOVO-NORDISK A S ADR 670100205 844 4570 SH DFND 1,2 1500 0 3070 NUCOR CORP COM 670346105 1633 30584 SH DFND 1,2 4835 0 25749 NUVEEN MICH QUALITY INCOME M COM 670979103 557 44493 SH DFND 2 44493 0 0 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 334 27450 SH DFND 2 27450 0 0 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 240 18130 SH DFND 1,2 16630 0 1500 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 174 12832 SH DFND 1,2 8832 0 4000 NUVEEN QUALITY PFD INCOME FD COM 67072C105 103 12606 SH DFND 1,2 12600 0 6 NVIDIA CORP COM 67066G104 404 25204 SH DFND 1 0 0 25204 OAKTREE CAP GROUP LLC UNIT CL A 674001201 297 5050 SH DFND 1 0 0 5050 OCCIDENTAL PETE CORP DEL COM 674599105 884 9294 SH DFND 1,2 3925 0 5369 OCEANEERING INTL INC COM 675232102 653 8281 SH DFND 1 0 0 8281 OLD DOMINION FGHT LINES INC COM 679580100 256 4823 SH DFND 1 0 0 4823 OLD NATL BANCORP IND COM 680033107 422 27455 SH DFND 1,2 24626 0 2829 OMEGA HEALTHCARE INVS INC COM 681936100 1936 64976 SH DFND 1,2 3000 0 61976 OMNICOM GROUP INC COM 681919106 65713 883593 SH DFND 1,2 686628 0 196965 ONEOK INC NEW COM 682680103 1803 28992 SH DFND 1,2 25200 0 3792 ORACLE CORP COM 68389X105 2429 63481 SH DFND 1,2 23763 0 39718 PACIRA PHARMACEUTICALS INC COM 695127100 485 8440 SH DFND 1 0 0 8440 PACKAGING CORP AMER COM 695156109 2456 38804 SH DFND 1 0 0 38804 PALL CORP COM 696429307 348 4074 SH DFND 1 0 0 4074 PAPA JOHNS INTL INC COM 698813102 3038 66911 SH DFND 1,2 4000 0 62911 PARAMOUNT GOLD & SILVER CORP COM 69924P102 24 25850 SH DFND 1 0 0 25850 PARTNERRE LTD COM G6852T105 372 3531 SH DFND 1 0 0 3531 PAYCHEX INC COM 704326107 6214 136482 SH DFND 1,2 127755 0 8727 PC-TEL INC COM 69325Q105 181 18870 SH DFND 1 0 0 18870 PEABODY ENERGY CORP COM 704549104 332 16974 SH DFND 1,2 767 0 16207 PENNANTPARK INVT CORP COM 708062104 140 12048 SH DFND 1 0 0 12048 PEOPLES UNITED FINANCIAL INC COM 712704105 189 12476 SH DFND 1 0 0 12476 PEPSICO INC COM 713448108 34071 410794 SH DFND 1,2 337488 0 73306 PETSMART INC COM 716768106 681 9364 SH DFND 1 0 0 9364 PFIZER INC COM 717081103 74845 2443505 SH DFND 1,2 1799422 0 644083 PHILIP MORRIS INTL INC COM 718172109 9802 112498 SH DFND 1,2 68374 0 44124 PHILLIPS 66 COM 718546104 926 12005 SH DFND 1,2 5358 0 6647 PHYSICIANS RLTY TR COM 71943U104 401 31445 SH DFND 1 0 0 31445 PIMCO ETF TR TOTL RETN ETF 72201R775 4175 39856 SH DFND 1 0 0 39856 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1572 14774 SH DFND 1 0 0 14774 PIMCO ETF TR INV GRD CRP BD 72201R817 3723 37602 SH DFND 1 0 0 37602 PIMCO ETF TR ENHAN SHRT MAT 72201R833 3972 39205 SH DFND 1 0 0 39205 PIONEER NAT RES CO COM 723787107 313 1700 SH DFND 2 1700 0 0 PNC FINL SVCS GROUP INC COM 693475105 12096 155921 SH DFND 1,2 134988 0 20933 PNM RES INC COM 69349H107 677 28079 SH DFND 1 0 0 28079 POLARIS INDS INC COM 731068102 952 6535 SH DFND 1 0 0 6535 POLYONE CORP COM 73179P106 604 17100 SH DFND 1 0 0 17100 POOL CORPORATION COM 73278L105 750 12907 SH DFND 1 0 0 12907 POSCO SPONSORED ADR 693483109 613 7858 SH DFND 1 0 0 7858 POTASH CORP SASK INC COM 73755L107 847 25705 SH DFND 1 0 0 25705 POWELL INDS INC COM 739128106 583 8708 SH DFND 1 0 0 8708 POWERSHARES ACTIVE MNG ETF T S&P500 DWNHDGE 73935B805 380 13608 SH DFND 1 0 0 13608 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3900 152000 SH DFND 1,2 133345 0 18655 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 665 20050 SH DFND 1 0 0 20050 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 306 5552 SH DFND 1 0 0 5552 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 1032 28150 SH DFND 1 0 0 28150 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 476 17979 SH DFND 1 0 0 17979 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 445 24506 SH DFND 1 0 0 24506 POWERSHARES ETF TRUST II DWA SC MOMNT PTF 73936Q744 819 20632 SH DFND 1 0 0 20632 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 655 26330 SH DFND 1 0 0 26330 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 483 17871 SH DFND 1 0 0 17871 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1220 13875 SH DFND 1,2 12250 0 1625 PPG INDS INC COM 693506107 2758 14543 SH DFND 1,2 9820 0 4723 PPL CORP COM 69351T106 216 7162 SH DFND 1,2 2400 0 4762 PRAXAIR INC COM 74005P104 384 2951 SH DFND 1,2 200 0 2751 PRECISION CASTPARTS CORP COM 740189105 266 988 SH DFND 1 513 0 475 PRICE T ROWE GROUP INC COM 74144T108 896 10691 SH DFND 1,2 8091 0 2600 PRICELINE COM INC COM NEW 741503403 2742 2359 SH DFND 1 0 0 2359 PROCTER & GAMBLE CO COM 742718109 64549 792893 SH DFND 1,2 635803 0 157090 PROGRESSIVE CORP OHIO COM 743315103 26424 968960 SH DFND 1,2 674051 0 294909 PUBLIC SVC ENTERPRISE GROUP COM 744573106 284 8878 SH DFND 1 0 0 8878 PVH CORP COM 693656100 334 2456 SH DFND 1 0 0 2456 QUALCOMM INC COM 747525103 6469 87115 SH DFND 1,2 62718 0 24397 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 763 14012 SH DFND 1 0 0 14012 RAYTHEON CO COM NEW 755111507 1189 13104 SH DFND 1,2 12944 0 160 REALTY INCOME CORP COM 756109104 754 20198 SH DFND 1,2 0 0 20198 REGAL ENTMT GROUP CL A 758766109 1481 76135 SH DFND 1 0 0 76135 REGIONS FINL CORP NEW COM 7591EP100 332 33525 SH DFND 1,2 1500 0 32025 RESMED INC COM 761152107 669 14213 SH DFND 1 0 0 14213 RETAIL OPPORTUNITY INVTS COR COM 76131N101 417 28295 SH DFND 1 0 0 28295 ROCK-TENN CO CL A 772739207 211 2009 SH DFND 1,2 301 0 1708 ROCKWELL AUTOMATION INC COM 773903109 528 4465 SH DFND 2 4465 0 0 ROCKWOOD HLDGS INC COM 774415103 305 4242 SH DFND 1 0 0 4242 ROSS STORES INC COM 778296103 1868 24933 SH DFND 1 0 0 24933 ROYAL BK CDA MONTREAL QUE COM 780087102 620 9228 SH DFND 1 0 0 9228 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3953 52633 SH DFND 1,2 45471 0 7162 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 5681 79706 SH DFND 1,2 63582 0 16124 ROYAL GOLD INC COM 780287108 3054 66295 SH DFND 1,2 1400 0 64895 ROYCE FOCUS TR COM 78080N108 202 26554 SH DFND 1 0 0 26554 ROYCE VALUE TR INC COM 780910105 253 15812 SH DFND 1 0 0 15812 RUTHS HOSPITALITY GROUP INC COM 783332109 292 20566 SH DFND 1 0 0 20566 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 211 2967 SH DFND 1 0 0 2967 S Y BANCORP INC COM 785060104 863 27048 SH DFND 1,2 6975 0 20073 SANDISK CORP COM 80004C101 2817 39941 SH DFND 1 0 0 39941 SANOFI SPONSORED ADR 80105N105 215 4016 SH DFND 1 1150 0 2866 SCANA CORP NEW COM 80589M102 522 11120 SH DFND 1,2 1574 0 9546 SCHLUMBERGER LTD COM 806857108 6105 67755 SH DFND 1,2 64402 0 3353 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 277 6290 SH DFND 1 6290 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 259 4937 SH DFND 1 4937 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 321 3719 SH DFND 1 0 0 3719 SEAGATE TECHNOLOGY PLC SHS G7945M107 461 8204 SH DFND 1 0 0 8204 SEALED AIR CORP NEW COM 81211K100 590 17325 SH DFND 1 0 0 17325 SEARS HLDGS CORP COM 812350106 263 5357 SH DFND 1,2 157 0 5200 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4048 87575 SH DFND 1,2 589 0 86986 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 205 3693 SH DFND 1 0 0 3693 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3365 78297 SH DFND 1 0 0 78297 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3324 49738 SH DFND 1,2 170 0 49568 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3493 159829 SH DFND 1,2 4560 0 155269 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3682 70455 SH DFND 1,2 222 0 70233 SEMPRA ENERGY COM 816851109 203 2258 SH DFND 1 0 0 2258 SHERWIN WILLIAMS CO COM 824348106 9295 50654 SH DFND 1,2 37531 0 13123 SIEMENS A G SPONSORED ADR 826197501 282 2038 SH DFND 1,2 88 0 1950 SIGMA ALDRICH CORP COM 826552101 949 10095 SH DFND 1,2 2000 0 8095 SIMON PPTY GROUP INC NEW COM 828806109 360 2366 SH DFND 1 0 0 2366 SM ENERGY CO COM 78454L100 360 4337 SH DFND 1 0 0 4337 SMITH & WESSON HLDG CORP COM 831756101 641 47505 SH DFND 1 0 0 47505 SMUCKER J M CO COM NEW 832696405 694 6696 SH DFND 1,2 2092 0 4604 SNAP ON INC COM 833034101 2986 27261 SH DFND 1 250 0 27011 SOURCE CAP INC COM 836144105 670 9980 SH DFND 1,2 9980 0 0 SOUTHERN CO COM 842587107 11999 291867 SH DFND 1,2 235401 0 56466 SPDR GOLD TRUST GOLD SHS 78463V107 1708 14705 SH DFND 1,2 13018 0 1687 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 551 11615 SH DFND 1 0 0 11615 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 2685 65177 SH DFND 1 0 0 65177 SPDR S&P 500 ETF TR TR UNIT 78462F103 11100 60099 SH DFND 1,2 1040 0 59059 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 994 4072 SH DFND 1,2 1865 0 2207 SPDR SER TR INV GRD FLT RT 78468R200 442 14406 SH DFND 1 0 0 14406 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 250 2925 SH DFND 1 0 0 2925 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 3122 76963 SH DFND 1 0 0 76963 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 1119 46065 SH DFND 1 0 0 46065 SPDR SERIES TRUST BARC SHT TR CP 78464A474 3473 113178 SH DFND 1 0 0 113178 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 373 6467 SH DFND 1 0 0 6467 SPDR SERIES TRUST OILGAS EQUIP 78464A748 665 15200 SH DFND 1 0 0 15200 SPDR SERIES TRUST S&P BIOTECH 78464A870 459 3526 SH DFND 1 0 0 3526 SPECTRA ENERGY CORP COM 847560109 952 26734 SH DFND 1,2 14171 0 12563 ST JUDE MED INC COM 790849103 995 16056 SH DFND 1,2 600 0 15456 STAMPS COM INC COM NEW 852857200 424 10061 SH DFND 1 0 0 10061 STANDEX INTL CORP COM 854231107 252 4000 SH DFND 2 4000 0 0 STANLEY BLACK & DECKER INC COM 854502101 350 4335 SH DFND 1,2 3825 0 510 STAPLES INC COM 855030102 40448 2545497 SH DFND 1,2 2001676 0 543821 STARBUCKS CORP COM 855244109 1904 24289 SH DFND 1,2 1253 0 23036 STATE STR CORP COM 857477103 212 2893 SH DFND 1,2 870 0 2023 STRYKER CORP COM 863667101 1208 16071 SH DFND 1,2 7450 0 8621 STURM RUGER & CO INC COM 864159108 668 9135 SH DFND 1 0 0 9135 SUN LIFE FINL INC COM 866796105 603 17070 SH DFND 1,2 5796 0 11274 SUNCOR ENERGY INC NEW COM 867224107 255 7271 SH DFND 1,2 6550 0 721 SUNTRUST BKS INC COM 867914103 911 24744 SH DFND 1,2 2999 0 21745 SUPERIOR ENERGY SVCS INC COM 868157108 464 17433 SH DFND 1 0 0 17433 SWIFT ENERGY CO COM 870738101 294 21800 SH DFND 1 0 0 21800 SYMANTEC CORP COM 871503108 352 14918 SH DFND 1 0 0 14918 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 307 9880 SH DFND 1 0 0 9880 SYNTEL INC COM 87162H103 385 4231 SH DFND 1 0 0 4231 SYSCO CORP COM 871829107 12056 333950 SH DFND 1,2 289565 0 44385 TAL INTL GROUP INC COM 874083108 267 4664 SH DFND 1 0 0 4664 TARGET CORP COM 87612E106 1407 22233 SH DFND 1,2 8144 0 14089 TE CONNECTIVITY LTD REG SHS H84989104 54221 983875 SH DFND 1,2 731534 0 252341 TELEFONICA S A SPONSORED ADR 879382208 297 18180 SH DFND 1 0 0 18180 TEMPLETON DRAGON FD INC COM 88018T101 471 18199 SH DFND 1 0 0 18199 TEMPLETON GLOBAL INCOME FD COM 880198106 118 14857 SH DFND 2 14857 0 0 TERADYNE INC COM 880770102 350 19870 SH DFND 1 0 0 19870 TEREX CORP NEW COM 880779103 279 6649 SH DFND 1 0 0 6649 TESCO CORP COM 88157K101 2082 105278 SH DFND 1 0 0 105278 TESORO CORP COM 881609101 356 6078 SH DFND 1 0 0 6078 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1556 38822 SH DFND 1,2 24587 0 14235 TEXAS INSTRS INC COM 882508104 4748 108136 SH DFND 1,2 100204 0 7932 THERMO FISHER SCIENTIFIC INC COM 883556102 952 8548 SH DFND 1 0 0 8548 TIFFANY & CO NEW COM 886547108 466 5018 SH DFND 1 0 0 5018 TJX COS INC NEW COM 872540109 60079 942715 SH DFND 1,2 724180 0 218535 TOOTSIE ROLL INDS INC COM 890516107 528 16232 SH DFND 2 16232 0 0 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 9238 193805 SH DFND 1 1460 0 192345 TOTAL S A SPONSORED ADR 89151E109 570 9310 SH DFND 1,2 400 0 8910 TRANSCANADA CORP COM 89353D107 461 10098 SH DFND 1,2 800 0 9298 TRANSOCEAN LTD REG SHS H8817H100 478 9667 SH DFND 1,2 757 0 8910 TRAVELERS COMPANIES INC COM 89417E109 2635 29099 SH DFND 1,2 22497 0 6602 TRINITY INDS INC COM 896522109 1899 34831 SH DFND 1 0 0 34831 TRIUMPH GROUP INC NEW COM 896818101 665 8747 SH DFND 1 0 0 8747 TWENTY FIRST CENTY FOX INC CL B 90130A200 761 22000 SH DFND 1 0 0 22000 TYCO INTERNATIONAL LTD SHS H89128104 299 7290 SH DFND 1,2 4140 0 3150 UNDER ARMOUR INC CL A 904311107 271 3100 SH DFND 1,2 3000 0 100 UNIFIRST CORP MASS COM 904708104 466 4359 SH DFND 1 0 0 4359 UNILEVER N V N Y SHS NEW 904784709 363 9025 SH DFND 1,2 150 0 8875 UNILEVER PLC SPON ADR NEW 904767704 670 16265 SH DFND 1,2 0 0 16265 UNION PAC CORP COM 907818108 3098 18434 SH DFND 1,2 11313 0 7121 UNITED PARCEL SERVICE INC CL B 911312106 1204 11459 SH DFND 1,2 1375 0 10084 UNITED STATES STL CORP NEW COM 912909108 582 19720 SH DFND 1 0 0 19720 UNITED STATIONERS INC COM 913004107 714 15565 SH DFND 1 0 0 15565 UNITED TECHNOLOGIES CORP COM 913017109 2570 22583 SH DFND 1,2 9051 0 13532 UNITEDHEALTH GROUP INC COM 91324P102 603 8011 SH DFND 1,2 200 0 7811 URS CORP NEW COM 903236107 213 4017 SH DFND 1 0 0 4017 US BANCORP DEL COM NEW 902973304 77784 1925336 SH DFND 1,2 1419237 0 506099 V F CORP COM 918204108 3031 48618 SH DFND 1 720 0 47898 VALASSIS COMMUNICATIONS INC COM 918866104 264 7712 SH DFND 1 0 0 7712 VALERO ENERGY CORP NEW COM 91913Y100 434 8603 SH DFND 1,2 300 0 8303 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 281 3444 SH DFND 1 0 0 3444 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 467 5710 SH DFND 1 0 0 5710 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 37214 465580 SH DFND 1,2 329398 0 136182 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 516 6451 SH DFND 1,2 5001 0 1450 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 914 5406 SH DFND 1,2 4481 0 925 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 265 3318 SH DFND 1,2 770 0 2548 VANGUARD INDEX FDS REIT ETF 922908553 5851 90635 SH DFND 1,2 42405 0 48230 VANGUARD INDEX FDS SML CP GRW ETF 922908595 8940 73099 SH DFND 1,2 3959 0 69140 VANGUARD INDEX FDS SM CP VAL ETF 922908611 986 10123 SH DFND 1,2 2803 0 7320 VANGUARD INDEX FDS MID CAP ETF 922908629 8513 77379 SH DFND 1,2 75038 0 2341 VANGUARD INDEX FDS LARGE CAP ETF 922908637 602 7095 SH DFND 2 7095 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 773 8302 SH DFND 1,2 7600 0 702 VANGUARD INDEX FDS VALUE ETF 922908744 738 9662 SH DFND 1,2 9355 0 307 VANGUARD INDEX FDS SMALL CP ETF 922908751 8706 79186 SH DFND 1,2 76225 0 2961 VANGUARD INDEX FDS TOTAL STK MKT 922908769 760 7924 SH DFND 1,2 436 0 7488 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 673 11328 SH DFND 1 0 0 11328 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5776 113856 SH DFND 1,2 97665 0 16191 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 27227 661815 SH DFND 1,2 341500 0 320315 VANGUARD NAT RES LLC COM UNIT 92205F106 384 12993 SH DFND 1,2 175 0 12818 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6546 82049 SH DFND 1 0 0 82049 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2885 38348 SH DFND 1,2 30751 0 7597 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 34809 835147 SH DFND 1,2 635530 0 199617 VANGUARD WORLD FD MEGA CAP INDEX 921910873 1211 19180 SH DFND 2 19180 0 0 VECTREN CORP COM 92240G101 713 20084 SH DFND 1,2 7033 0 13051 VENTAS INC COM 92276F100 987 17229 SH DFND 1,2 9700 0 7529 VERISIGN INC COM 92343E102 2112 35334 SH DFND 1 0 0 35334 VERIZON COMMUNICATIONS INC COM 92343V104 9665 196687 SH DFND 1,2 95316 0 101371 VIACOM INC NEW CL B 92553P201 515 5897 SH DFND 1,2 0 0 5897 VISA INC COM CL A 92826C839 1021 4586 SH DFND 1,2 947 0 3639 VOC ENERGY TR TR UNIT 91829B103 347 23846 SH DFND 1 0 0 23846 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 667 16979 SH DFND 1,2 4683 0 12296 WABCO HLDGS INC COM 92927K102 207 2221 SH DFND 1 0 0 2221 WALGREEN CO COM 931422109 19642 341960 SH DFND 1,2 287862 0 54098 WAL-MART STORES INC COM 931142103 50712 644453 SH DFND 1,2 502127 0 142326 WATERS CORP COM 941848103 4709 47092 SH DFND 1,2 38770 0 8322 WELLPOINT INC COM 94973V107 709 7670 SH DFND 1,2 3514 0 4156 WELLS FARGO & CO NEW COM 949746101 68375 1506051 SH DFND 1,2 1136889 0 369162 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 976 879 SH DFND 1,2 155 0 724 WESTERN ASSET CLYM INFL OPP COM 95766R104 1152 102207 SH DFND 1 0 0 102207 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 584 51128 SH DFND 1 0 0 51128 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 790 43725 SH DFND 1 0 0 43725 WESTERN DIGITAL CORP COM 958102105 672 8006 SH DFND 1 0 0 8006 WEYERHAEUSER CO COM 962166104 588 18640 SH DFND 1,2 17839 0 801 WGL HLDGS INC COM 92924F106 341 8506 SH DFND 1,2 1400 0 7106 WHITESTONE REIT COM 966084204 210 15734 SH DFND 1 1004 0 14730 WINTHROP RLTY TR SH BEN INT NEW 976391300 132 11950 SH DFND 1 0 0 11950 WISDOMTREE TR EMERG MKTS ETF 97717W315 268 5249 SH DFND 1 0 0 5249 WISDOMTREE TR JAPN HEDGE EQT 97717W851 507 9984 SH DFND 1 0 0 9984 WISDOMTREE TR EUROPE SMCP DV 97717W869 345 5959 SH DFND 1 0 0 5959 WORTHINGTON INDS INC COM 981811102 2075 49302 SH DFND 1 0 0 49302 YAHOO INC COM 984332106 1390 34372 SH DFND 1 0 0 34372 YUM BRANDS INC COM 988498101 1179 15592 SH DFND 1,2 11267 0 4325 ZIMMER HLDGS INC COM 98956P102 1495 16042 SH DFND 1,2 11129 0 4913 ZOETIS INC CL A 98978V103 269 8241 SH DFND 1 0 0 8241