0001085146-14-000063.txt : 20140110 0001085146-14-000063.hdr.sgml : 20140110 20140110134529 ACCESSION NUMBER: 0001085146-14-000063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140110 DATE AS OF CHANGE: 20140110 EFFECTIVENESS DATE: 20140110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Efficient Market Advisors, LLC CENTRAL INDEX KEY: 0001429788 IRS NUMBER: 412143010 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13603 FILM NUMBER: 14521244 BUSINESS ADDRESS: STREET 1: 12555 HIGH BLUFF DRIVE STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 888-327-4600 MAIL ADDRESS: STREET 1: 12555 HIGH BLUFF DRIVE STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001429788 XXXXXXXX 12-31-2013 12-31-2013 false Efficient Market Advisors, LLC

12555 High Bluff Drive Suite 300 San Diego CA 92130

13F HOLDINGS REPORT 028-13603 N Herb W. Morgan 858-847-0690 /s/ Herb W. Morgan San Diego CA 01-09-2014 0 156 338216 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERCROMBIE & FITCH CO CL A 002896207 0 6 SH SOLE 0 0 6 ACADIA PHARMACEUTICALS INC COM 004225108 25 1000 SH SOLE 0 0 1000 AFLAC INC COM 001055102 1 20 SH SOLE 0 0 20 ALCO STORES INC COM 001600105 45 4740 SH SOLE 0 0 4740 ALLIED NEVADA GOLD CORP COM 019344100 3 800 SH SOLE 0 0 800 ANALOG DEVICES INC COM 032654105 1 26 SH SOLE 0 0 26 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 42 75 SH SOLE 0 0 75 AT&T INC COM 00206R102 135 3849 SH SOLE 0 0 3849 BANK OF AMERICA CORPORATION COM 060505104 16 1000 SH SOLE 0 0 1000 BARRICK GOLD CORP COM 067901108 12 700 SH SOLE 0 0 700 BAXTER INTL INC COM 071813109 1 16 SH SOLE 0 0 16 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 65 4950 SH SOLE 0 0 4950 CARNIVAL CORP PAIRED CTF 143658300 4 100 SH SOLE 0 0 100 CBL & ASSOC PPTYS INC COM 124830100 19 1053 SH SOLE 0 0 1053 CHEVRON CORP NEW COM 166764100 126 1011 SH SOLE 0 0 1011 CHUBB CORP COM 171232101 1 13 SH SOLE 0 0 13 CITIGROUP INC COM NEW 172967424 10 200 SH SOLE 0 0 200 CLOROX CO DEL COM 189054109 1 14 SH SOLE 0 0 14 COCA COLA CO COM 191216100 21 500 SH SOLE 0 0 500 COLGATE PALMOLIVE CO COM 194162103 1 20 SH SOLE 0 0 20 COLUMBIA PPTY TR INC COM NEW 198287203 60 2399 SH SOLE 0 0 2399 CONOCOPHILLIPS COM 20825C104 1 21 SH SOLE 0 0 21 COSTCO WHSL CORP NEW COM 22160K105 215 1810 SH SOLE 0 0 1810 CPI AEROSTRUCTURES INC COM NEW 125919308 137 9100 SH SOLE 0 0 9100 CUTWATER SELECT INCOME FD COM 232229104 155 8442 SH SOLE 0 0 8442 DEERE & CO COM 244199105 18 200 SH SOLE 0 0 200 DISNEY WALT CO COM DISNEY 254687106 6 75 SH SOLE 0 0 75 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 12 1107 SH SOLE 0 0 1107 EATON VANCE CALIF MUN BD FD COM 27828C106 11 1000 SH SOLE 0 0 1000 EATON VANCE CORP COM NON VTG 278265103 1 18 SH SOLE 0 0 18 EATON VANCE LTD DUR INCOME F COM 27828H105 10 648 SH SOLE 0 0 648 EXETER RES CORP COM 301835104 2 3000 SH SOLE 0 0 3000 EXXON MOBIL CORP COM 30231G102 212 2093 SH SOLE 0 0 2093 FACEBOOK INC CL A 30303M102 60 1100 SH SOLE 0 0 1100 FACTSET RESH SYS INC COM 303075105 1 9 SH SOLE 0 0 9 FORD MTR CO DEL COM PAR $0.01 345370860 77 5000 SH SOLE 0 0 5000 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 288 SH SOLE 0 0 288 GENERAL ELECTRIC CO COM 369604103 106 3786 SH SOLE 0 0 3786 GENERAL MLS INC COM 370334104 1 25 SH SOLE 0 0 25 GENERAL MTRS CO *W EXP 07/10/201 37045V118 0 8 SH SOLE 0 0 8 GENERAL MTRS CO *W EXP 07/10/201 37045V126 0 8 SH SOLE 0 0 8 GENERAL MTRS CO COM 37045V100 0 9 SH SOLE 0 0 9 GOLDMAN SACHS GROUP INC COM 38141G104 71 400 SH SOLE 0 0 400 GOOGLE INC CL A 38259P508 45 40 SH SOLE 0 0 40 GRAINGER W W INC COM 384802104 1 4 SH SOLE 0 0 4 HOME DEPOT INC COM 437076102 346 4200 SH SOLE 0 0 4200 HUMANA INC COM 444859102 41 400 SH SOLE 0 0 400 INTEL CORP COM 458140100 5 200 SH SOLE 0 0 200 INTERNATIONAL BUSINESS MACHS COM 459200101 7 35 SH SOLE 0 0 35 INVESCO CALIF VALUE MUN INC COM 46132H106 12 1083 SH SOLE 0 0 1083 ISHARES 1-3 YR CR BD ETF 464288646 26765 253794 SH SOLE 0 0 253794 ISHARES 1-3 YR TR BD ETF 464287457 867 10275 SH SOLE 0 0 10275 ISHARES COHEN&STEER REIT 464287564 933 12489 SH SOLE 0 0 12489 ISHARES CORE S&P MCP ETF 464287507 42010 313948 SH SOLE 0 0 313948 ISHARES CORE S&P SCP ETF 464287804 12701 116382 SH SOLE 0 0 116382 ISHARES CORE S&P500 ETF 464287200 22 116 SH SOLE 0 0 116 ISHARES CORE TOTUSBD ETF 464287226 62 587 SH SOLE 0 0 587 ISHARES DOW JONES US ETF 464287846 2 22 SH SOLE 0 0 22 ISHARES FLTG RATE BD ETF 46429B655 52683 1038708 SH SOLE 0 0 1038708 ISHARES IBOXX HI YD ETF 464288513 16951 182505 SH SOLE 0 0 182505 ISHARES IBOXX INV CP ETF 464287242 1 11 SH SOLE 0 0 11 ISHARES INTL DEV RE ETF 464288489 97 3152 SH SOLE 0 0 3152 ISHARES MSCI AUST ETF 464286103 43 1752 SH SOLE 0 0 1752 ISHARES MSCI BRZ CAP ETF 464286400 27 610 SH SOLE 0 0 610 ISHARES MSCI EAFE ETF 464287465 6602 98405 SH SOLE 0 0 98405 ISHARES MSCI EMG MKT ETF 464287234 135 3219 SH SOLE 0 0 3219 ISHARES MSCI FRANCE ETF 464286707 24 858 SH SOLE 0 0 858 ISHARES MSCI GERMANY ETF 464286806 48 1503 SH SOLE 0 0 1503 ISHARES MSCI HONG KG ETF 464286871 29 1408 SH SOLE 0 0 1408 ISHARES MSCI JAPAN ETF 464286848 65 5386 SH SOLE 0 0 5386 ISHARES MSCI SINGAP ETF 464286673 12 912 SH SOLE 0 0 912 ISHARES MSCI SZ CAP ETF 464286749 25 756 SH SOLE 0 0 756 ISHARES MSCI UK ETF 464286699 69 3324 SH SOLE 0 0 3324 ISHARES RUSSELL 2000 ETF 464287655 14210 123179 SH SOLE 0 0 123179 ISHARES U.S. PFD STK ETF 464288687 18128 492199 SH SOLE 0 0 492199 ISHARES INC CORE MSCI EMKT 46434G103 804 16137 SH SOLE 0 0 16137 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 1 SH SOLE 0 0 1 JOHNSON & JOHNSON COM 478160104 38 414 SH SOLE 0 0 414 JPMORGAN CHASE & CO COM 46625H100 18 300 SH SOLE 0 0 300 KELLOGG CO COM 487836108 1 19 SH SOLE 0 0 19 LINN ENERGY LLC UNIT LTD LIAB 536020100 18 600 SH SOLE 0 0 600 LOWES COS INC COM 548661107 2 32 SH SOLE 0 0 32 MARKET VECTORS ETF TR COAL ETF 57060U837 84 4330 SH SOLE 0 0 4330 MCDONALDS CORP COM 580135101 1008 10388 SH SOLE 0 0 10388 MERCK & CO INC NEW COM 58933Y105 14 285 SH SOLE 0 0 285 MICROSOFT CORP COM 594918104 75 2000 SH SOLE 0 0 2000 MILLER INDS INC TENN COM NEW 600551204 102 5500 SH SOLE 0 0 5500 MOTORCAR PTS AMER INC COM 620071100 93 4800 SH SOLE 0 0 4800 NETAPP INC COM 64110D104 885 21500 SH SOLE 0 0 21500 NEWMONT MINING CORP COM 651639106 9 400 SH SOLE 0 0 400 NEXTERA ENERGY INC COM 65339F101 1 14 SH SOLE 0 0 14 NORDSTROM INC COM 655664100 1 18 SH SOLE 0 0 18 NORTHEAST UTILS COM 664397106 1 26 SH SOLE 0 0 26 NOVARTIS A G SPONSORED ADR 66987V109 1 16 SH SOLE 0 0 16 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 11 1000 SH SOLE 0 0 1000 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 13 1000 SH SOLE 0 0 1000 NUVEEN CA SELECT QUALITY MUN COM 670975101 14 1000 SH SOLE 0 0 1000 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 68 5000 SH SOLE 0 0 5000 NUVEEN CAL AMT-FREE MUN INC COM 670651108 25 2023 SH SOLE 0 0 2023 NUVEEN CALIF MUN VALUE FD COM 67062C107 9 1000 SH SOLE 0 0 1000 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 58 4000 SH SOLE 0 0 4000 PAYCHEX INC COM 704326107 18 400 SH SOLE 0 0 400 PEPSICO INC COM 713448108 6 73 SH SOLE 0 0 73 PFIZER INC COM 717081103 66 2150 SH SOLE 0 0 2150 PHILLIPS 66 COM 718546104 1 11 SH SOLE 0 0 11 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 0 1 SH SOLE 0 0 1 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 13 510 SH SOLE 0 0 510 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 8512 703475 SH SOLE 0 0 703475 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 9439 379411 SH SOLE 0 0 379411 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 89 6591 SH SOLE 0 0 6591 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 0 1 SH SOLE 0 0 1 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 125 5000 SH SOLE 0 0 5000 PRAXAIR INC COM 74005P104 1 11 SH SOLE 0 0 11 PROCTER & GAMBLE CO COM 742718109 83 1014 SH SOLE 0 0 1014 QUALCOMM INC COM 747525103 8 106 SH SOLE 0 0 106 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2610 106079 SH SOLE 0 0 106079 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 223 7071 SH SOLE 0 0 7071 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2 31 SH SOLE 0 0 31 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4 81 SH SOLE 0 0 81 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 0 5 SH SOLE 0 0 5 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 578 13109 SH SOLE 0 0 13109 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 580 15494 SH SOLE 0 0 15494 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 415 7903 SH SOLE 0 0 7903 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 24 1100 SH SOLE 0 0 1100 SIGMA ALDRICH CORP COM 826552101 1 14 SH SOLE 0 0 14 SMUCKER J M CO COM NEW 832696405 1 12 SH SOLE 0 0 12 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 0 3 SH SOLE 0 0 3 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 132 3132 SH SOLE 0 0 3132 SPDR S&P 500 ETF TR TR UNIT 78462F103 28435 153961 SH SOLE 0 0 153961 SPDR SER TR SHT TRM HGH YLD 78468R408 3477 112715 SH SOLE 0 0 112715 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1494 36826 SH SOLE 0 0 36826 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 10 218 SH SOLE 0 0 218 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 66 3000 SH SOLE 0 0 3000 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 82 2089 SH SOLE 0 0 2089 STARBUCKS CORP COM 855244109 1 11 SH SOLE 0 0 11 SYSCO CORP COM 871829107 1 32 SH SOLE 0 0 32 TIME WARNER CABLE INC COM 88732J207 2 12 SH SOLE 0 0 12 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 506 9024 SH SOLE 0 0 9024 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 784 9792 SH SOLE 0 0 9792 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6803 80221 SH SOLE 0 0 80221 VANGUARD INDEX FDS MID CAP ETF 922908629 4674 42487 SH SOLE 0 0 42487 VANGUARD INDEX FDS REIT ETF 922908553 8293 128459 SH SOLE 0 0 128459 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 31090 183800 SH SOLE 0 0 183800 VANGUARD INDEX FDS SMALL CP ETF 922908751 1579 14360 SH SOLE 0 0 14360 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1198 12496 SH SOLE 0 0 12496 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1539 30334 SH SOLE 0 0 30334 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15099 367014 SH SOLE 0 0 367014 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 13 227 SH SOLE 0 0 227 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 344 4568 SH SOLE 0 0 4568 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 11521 276425 SH SOLE 0 0 276425 VERIZON COMMUNICATIONS INC COM 92343V104 113 2301 SH SOLE 0 0 2301 VIOLIN MEMORY INC COM 92763A101 79 20000 SH SOLE 0 0 20000 WAL-MART STORES INC COM 931142103 1 13 SH SOLE 0 0 13 WISCONSIN ENERGY CORP COM 976657106 1 13 SH SOLE 0 0 13 ZIX CORP COM 98974P100 73 16000 SH SOLE 0 0 16000