0001085146-11-000509.txt : 20110502 0001085146-11-000509.hdr.sgml : 20110502 20110429175534 ACCESSION NUMBER: 0001085146-11-000509 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110429 EFFECTIVENESS DATE: 20110502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Efficient Market Advisors, LLC CENTRAL INDEX KEY: 0001429788 IRS NUMBER: 412143010 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13603 FILM NUMBER: 11796592 BUSINESS ADDRESS: STREET 1: 1125 CAMINO DEL MAR STREET 2: SUITE H CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 858-847-0690 MAIL ADDRESS: STREET 1: 1125 CAMINO DEL MAR STREET 2: SUITE H CITY: DEL MAR STATE: CA ZIP: 92014 13F-HR 1 ema1q2011.txt EFFICIENT MARKET ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Efficient Market Advisors, LLC Address: 1125 Camino Del Mar, Suite H Del Mar, CA 92014 13F File Number: 028-13603 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Herb W. Morgan Title: CEO & CIO Phone: 858-847-0690 Signature, Place, and Date of Signing: /s/ Herb W. Morgan Del Mar, CA April 29, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $164,757 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 28 303 SH SOLE 0 0 303 ABERCROMBIE & FITCH CO CL A 002896207 0 6 SH SOLE 0 0 6 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 49 140 SH SOLE 0 0 140 AT&T INC COM 00206R102 57 1854 SH SOLE 0 0 1854 AU OPTRONICS CORP SPONSORED ADR 002255107 9 1000 SH SOLE 0 0 1000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 251 2 SH SOLE 0 0 2 CBL & ASSOC PPTYS INC COM 124830100 18 1053 SH SOLE 0 0 1053 DEERE & CO COM 244199105 19 200 SH SOLE 0 0 200 DISNEY WALT CO COM DISNEY 254687106 3 75 SH SOLE 0 0 75 EATON VANCE CALIF MUN BD FD COM 27828C106 10 1000 SH SOLE 0 0 1000 EATON VANCE LTD DUR INCOME F COM 27828H105 11 700 SH SOLE 0 0 700 EXXON MOBIL CORP COM 30231G102 15 176 SH SOLE 0 0 176 GENERAL ELECTRIC CO COM 369604103 55 2720 SH SOLE 0 0 2720 GOLDMAN SACHS GROUP INC COM 38141G104 63 400 SH SOLE 0 0 400 GOOGLE INC CL A 38259P508 23 40 SH SOLE 0 0 40 HOME DEPOT INC COM 437076102 193 5213 SH SOLE 0 0 5213 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 298 11680 SH SOLE 0 0 11680 INTEL CORP COM 458140100 5 250 SH SOLE 0 0 250 INTERNATIONAL BUSINESS MACHS COM 459200101 6 35 SH SOLE 0 0 35 INVENTURE FOODS INC COM 461212102 65 17000 SH SOLE 0 0 17000 INVESCO CALI QLTY MUNI SEC COM 46130M107 11 1000 SH SOLE 0 0 1000 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 6004 118113 SH SOLE 0 0 118113 ISHARES INC MSCI AUSTRALIA 464286103 85 3205 SH SOLE 0 0 3205 ISHARES INC MSCI BRAZIL 464286400 43 559 SH SOLE 0 0 559 ISHARES INC MSCI CDA INDEX 464286509 46 1371 SH SOLE 0 0 1371 ISHARES INC MSCI CHILE INVES 464286640 22 301 SH SOLE 0 0 301 ISHARES INC MSCI FRANCE 464286707 38 1416 SH SOLE 0 0 1416 ISHARES INC MSCI GERMAN 464286806 40 1535 SH SOLE 0 0 1535 ISHARES INC MSCI HONG KONG 464286871 37 1934 SH SOLE 0 0 1934 ISHARES INC MSCI JAPAN 464286848 121 11695 SH SOLE 0 0 11695 ISHARES INC MSCI MALAYSIA 464286830 39 2628 SH SOLE 0 0 2628 ISHARES INC MSCI S KOREA 464286772 49 767 SH SOLE 0 0 767 ISHARES INC MSCI TAIWAN 464286731 45 3014 SH SOLE 0 0 3014 ISHARES INC MSCI UTD KINGD 464286699 90 5030 SH SOLE 0 0 5030 ISHARES TR BARCLY USAGG B 464287226 62 587 SH SOLE 0 0 587 ISHARES TR BARCLYS 1-3 YR 464287457 622 7431 SH SOLE 0 0 7431 ISHARES TR BARCLYS 1-3YR CR 464288646 22579 216190 SH SOLE 0 0 216190 ISHARES TR COHEN&ST RLTY 464287564 6509 92820 SH SOLE 0 0 92820 ISHARES TR DJ HOME CONSTN 464288752 170 12816 SH SOLE 0 0 12816 ISHARES TR DJ SEL DIV INX 464287168 44 850 SH SOLE 0 0 850 ISHARES TR DJ US INDEX FD 464287846 1 15 SH SOLE 0 0 15 ISHARES TR EPRA/NAR DEV R/E 464288489 171 5438 SH SOLE 0 0 5438 ISHARES TR FTSE CHINA25 IDX 464287184 21 471 SH SOLE 0 0 471 ISHARES TR HIGH YLD CORP 464288513 13056 141977 SH SOLE 0 0 141977 ISHARES TR IBOXX INV CPBD 464287242 7964 73603 SH SOLE 0 0 73603 ISHARES TR JPMORGAN USD 464288281 93 872 SH SOLE 0 0 872 ISHARES TR MSCI EAFE INDEX 464287465 7214 120076 SH SOLE 0 0 120076 ISHARES TR MSCI EMERG MKT 464287234 186 3831 SH SOLE 0 0 3831 ISHARES TR MSCI PERU CAP 464289842 16 357 SH SOLE 0 0 357 ISHARES TR MSCI SMALL CAP 464288273 154 3554 SH SOLE 0 0 3554 ISHARES TR RUSL 3000 VALU 464287663 5 50 SH SOLE 0 0 50 ISHARES TR RUSSELL 2000 464287655 14489 172138 SH SOLE 0 0 172138 ISHARES TR RUSSELL MIDCAP 464287499 44 407 SH SOLE 0 0 407 ISHARES TR S&P MIDCAP 400 464287507 17027 172497 SH SOLE 0 0 172497 ISHARES TR S&P500 GRW 464287309 11 160 SH SOLE 0 0 160 ISHARES TR US PFD STK IDX 464288687 7837 197645 SH SOLE 0 0 197645 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 1 SH SOLE 0 0 1 JOHNSON & JOHNSON COM 478160104 31 531 SH SOLE 0 0 531 LINN ENERGY LLC UNIT LTD LIAB 536020100 23 600 SH SOLE 0 0 600 MEDTRONIC INC COM 585055106 91 2300 SH SOLE 0 0 2300 MICROSOFT CORP COM 594918104 51 2000 SH SOLE 0 0 2000 NETAPP INC COM 64110D104 1300 27000 SH SOLE 0 0 27000 NOKIA CORP SPONSORED ADR 654902204 9 1000 SH SOLE 0 0 1000 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 12 1000 SH SOLE 0 0 1000 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 12 1000 SH SOLE 0 0 1000 NUVEEN CA SELECT QUALITY MUN COM 670975101 13 1000 SH SOLE 0 0 1000 NUVEEN CALIF MUN VALUE FD COM 67062C107 8 1000 SH SOLE 0 0 1000 NUVEEN INSD CALIF PREM INCOM COM 67061X102 13 1000 SH SOLE 0 0 1000 PEPSICO INC COM 713448108 4 58 SH SOLE 0 0 58 PFIZER INC COM 717081103 3 150 SH SOLE 0 0 150 PIMCO ETF TR 1-5 US TIP IDX 72201R205 10072 188542 SH SOLE 0 0 188542 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 3438 112688 SH SOLE 0 0 112688 PROCTER & GAMBLE CO COM 742718109 74 1200 SH SOLE 0 0 1200 PROSHARES TR PSHS ULSHT SP500 74347R883 6 300 SH SOLE 0 0 300 QUALCOMM INC COM 747525103 40 730 SH SOLE 0 0 730 RIVUS BOND FUND COM 769667106 233 12942 SH SOLE 0 0 12942 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 28 708 SH SOLE 0 0 708 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 18 588 SH SOLE 0 0 588 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 25 768 SH SOLE 0 0 768 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 32 406 SH SOLE 0 0 406 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 43 2613 SH SOLE 0 0 2613 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 28 756 SH SOLE 0 0 756 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 50 1906 SH SOLE 0 0 1906 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15 374 SH SOLE 0 0 374 SONY CORP ADR NEW 835699307 3 100 SH SOLE 0 0 100 SPDR S&P 500 ETF TR TR UNIT 78462F103 25165 189792 SH SOLE 0 0 189792 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9 50 SH SOLE 0 0 50 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 35 763 SH SOLE 0 0 763 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 289 4830 SH SOLE 0 0 4830 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 120 2953 SH SOLE 0 0 2953 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4106 225456 SH SOLE 0 0 225456 STARBUCKS CORP COM 855244109 0 11 SH SOLE 0 0 11 TEARLAB CORP COM 878193101 3210 1500000 SH SOLE 0 0 1500000 TERADYNE INC COM 880770102 27 1500 SH SOLE 0 0 1500 TIME WARNER CABLE INC COM 88732J207 1 12 SH SOLE 0 0 12 UNIVERSAL CORP VA COM 913456109 9 200 SH SOLE 0 0 200 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1806 29717 SH SOLE 0 0 29717 VANGUARD INDEX FDS MID CAP ETF 922908629 3346 41537 SH SOLE 0 0 41537 VANGUARD INDEX FDS REIT ETF 922908553 1092 18682 SH SOLE 0 0 18682 VANGUARD INDEX FDS SMALL CP ETF 922908751 665 8417 SH SOLE 0 0 8417 VANGUARD INDEX FDS STK MRK ETF 922908769 33 476 SH SOLE 0 0 476 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 793 16074 SH SOLE 0 0 16074 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1933 39497 SH SOLE 0 0 39497 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 81 1624 SH SOLE 0 0 1624 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 124 2230 SH SOLE 0 0 2230 VERIZON COMMUNICATIONS INC COM 92343V104 19 500 SH SOLE 0 0 500 ZIX CORP COM 98974P100 96 26000 SH SOLE 0 0 26000