-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BPZHRITsqtReEi3V0fJqT/EnDbrKkRKxShZm+SYF5taK5xPNq/s14JEG6lcBj3Oe ehwGmLTtwM5fa3ip7caM2w== 0001085146-10-000603.txt : 20100730 0001085146-10-000603.hdr.sgml : 20100730 20100729184540 ACCESSION NUMBER: 0001085146-10-000603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100729 EFFECTIVENESS DATE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Efficient Market Advisors, LLC CENTRAL INDEX KEY: 0001429788 IRS NUMBER: 412143010 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13603 FILM NUMBER: 10979122 BUSINESS ADDRESS: STREET 1: 1125 CAMINO DEL MAR STREET 2: SUITE H CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 858-847-0690 MAIL ADDRESS: STREET 1: 1125 CAMINO DEL MAR STREET 2: SUITE H CITY: DEL MAR STATE: CA ZIP: 92014 13F-HR 1 ema2q10.txt EFFICIENT MARKET ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Efficient Market Advisors, LLC Address: 1125 Camino Del Mar, Suite H Del Mar, CA 92014 13F File Number: 028-13603 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Herb W. Morgan Title: CEO & CIO Phone: 858-847-0690 Signature, Place, and Date of Signing: /s/ Herb W. Morgan Del Mar, CA July 29, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 106 Form 13F Information Table Value Total: $109,412 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 75 955 SH SOLE 0 0 955 ABBOTT LABS COM 002824100 14 300 SH SOLE 0 0 300 ABERCROMBIE & FITCH CO CL A 002896207 0 6 SH SOLE 0 0 6 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 35 140 SH SOLE 0 0 140 AT&T INC COM 00206R102 59 2455 SH SOLE 0 0 2455 AU OPTRONICS CORP SPONSORED ADR 002255107 9 1000 SH SOLE 0 0 1000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 240 2 SH SOLE 0 0 2 CBL & ASSOC PPTYS INC COM 124830100 13 1053 SH SOLE 0 0 1053 CELGENE CORP COM 151020104 221 4350 SH SOLE 0 0 4350 DEERE & CO COM 244199105 11 200 SH SOLE 0 0 200 DISNEY WALT CO COM DISNEY 254687106 2 75 SH SOLE 0 0 75 EATON VANCE CALIF MUN BD FD COM 27828C106 13 1000 SH SOLE 0 0 1000 EATON VANCE LTD DUR INCOME F COM 27828H105 11 700 SH SOLE 0 0 700 EBAY INC COM 278642103 6 300 SH SOLE 0 0 300 FLAHERTY & CRMRN CLYMRE T R COM 338479108 22 1300 SH SOLE 0 0 1300 FORD MTR CO DEL COM PAR $0.01 345370860 14 1420 SH SOLE 0 0 1420 GENERAL ELECTRIC CO COM 369604103 36 2500 SH SOLE 0 0 2500 GOLDMAN SACHS GROUP INC COM 38141G104 53 400 SH SOLE 0 0 400 GOOGLE INC CL A 38259P508 18 40 SH SOLE 0 0 40 HARTFORD INCOME SHS FD INC COM 416537108 479 81805 SH SOLE 0 0 81805 HOME DEPOT INC COM 437076102 208 7413 SH SOLE 0 0 7413 INDEXIQ ETF TR IQ ARB MRG ETF 45409B800 82 3240 SH SOLE 0 0 3240 ING PRIME RATE TR SH BEN INT 44977W106 3 600 SH SOLE 0 0 600 INTEL CORP COM 458140100 5 250 SH SOLE 0 0 250 INVENTURE FOODS INC COM 461212102 64 21000 SH SOLE 0 0 21000 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 4704 94561 SH SOLE 0 0 94561 ISHARES INC MSCI AUSTRALIA 464286103 59 3117 SH SOLE 0 0 3117 ISHARES INC MSCI BRAZIL 464286400 34 549 SH SOLE 0 0 549 ISHARES INC MSCI CDA INDEX 464286509 37 1482 SH SOLE 0 0 1482 ISHARES INC MSCI FRANCE 464286707 26 1307 SH SOLE 0 0 1307 ISHARES INC MSCI GERMAN 464286806 27 1432 SH SOLE 0 0 1432 ISHARES INC MSCI HONG KONG 464286871 31 2067 SH SOLE 0 0 2067 ISHARES INC MSCI JAPAN 464286848 117 12669 SH SOLE 0 0 12669 ISHARES INC MSCI MALAYSIA 464286830 34 3009 SH SOLE 0 0 3009 ISHARES INC MSCI S KOREA 464286772 36 801 SH SOLE 0 0 801 ISHARES INC MSCI STH AFRCA 464286780 38 715 SH SOLE 0 0 715 ISHARES INC MSCI TAIWAN 464286731 37 3280 SH SOLE 0 0 3280 ISHARES INC MSCI UTD KINGD 464286699 65 4846 SH SOLE 0 0 4846 ISHARES TR BARCLYS 1-3YR CR 464288646 19250 185273 SH SOLE 0 0 185273 ISHARES TR BARCLYS MBS BD 464288588 180 1644 SH SOLE 0 0 1644 ISHARES TR DJ HOME CONSTN 464288752 63 5586 SH SOLE 0 0 5586 ISHARES TR EPRA/NAR DEV R/E 464288489 113 4491 SH SOLE 0 0 4491 ISHARES TR HIGH YLD CORP 464288513 10211 120265 SH SOLE 0 0 120265 ISHARES TR JPMORGAN USD 464288281 132 1273 SH SOLE 0 0 1273 ISHARES TR MSCI SMALL CAP 464288273 51 1569 SH SOLE 0 0 1569 ISHARES TR S&P NTL AMTFREE 464288414 10 100 SH SOLE 0 0 100 ISHARES TR US PFD STK IDX 464288687 6215 167688 SH SOLE 0 0 167688 ISHARES TR INDEX BARCLY USAGG B 464287226 67 621 SH SOLE 0 0 621 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 476 5653 SH SOLE 0 0 5653 ISHARES TR INDEX BARCLYS TIPS BD 464287176 130 1212 SH SOLE 0 0 1212 ISHARES TR INDEX COHEN&ST RLTY 464287564 4652 84714 SH SOLE 0 0 84714 ISHARES TR INDEX DJ SEL DIV INX 464287168 36 850 SH SOLE 0 0 850 ISHARES TR INDEX DJ US INDEX FD 464287846 1 15 SH SOLE 0 0 15 ISHARES TR INDEX FTSE XNHUA IDX 464287184 19 491 SH SOLE 0 0 491 ISHARES TR INDEX IBOXX INV CPBD 464287242 11615 107093 SH SOLE 0 0 107093 ISHARES TR INDEX MSCI EAFE IDX 464287465 4898 105302 SH SOLE 0 0 105302 ISHARES TR INDEX MSCI EMERG MKT 464287234 115 3069 SH SOLE 0 0 3069 ISHARES TR INDEX RUSL 3000 VALU 464287663 4 50 SH SOLE 0 0 50 ISHARES TR INDEX RUSSELL 2000 464287655 9753 159583 SH SOLE 0 0 159583 ISHARES TR INDEX RUSSELL MIDCAP 464287499 45 555 SH SOLE 0 0 555 ISHARES TR INDEX S&P MIDCAP 400 464287507 11079 155775 SH SOLE 0 0 155775 ISHARES TR INDEX S&P SMLCAP 600 464287804 7 126 SH SOLE 0 0 126 ISHARES TR INDEX S&P500 GRW 464287309 8 160 SH SOLE 0 0 160 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 1 SH SOLE 0 0 1 JETBLUE AIRWAYS CORP COM 477143101 0 90 SH SOLE 0 0 90 JOHNSON & JOHNSON COM 478160104 31 531 SH SOLE 0 0 531 LINN ENERGY LLC UNIT LTD LIAB 536020100 16 600 SH SOLE 0 0 600 MATTEL INC COM 577081102 6 300 SH SOLE 0 0 300 MICROSOFT CORP COM 594918104 46 2000 SH SOLE 0 0 2000 NOKIA CORP SPONSORED ADR 654902204 8 1000 SH SOLE 0 0 1000 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 13 1000 SH SOLE 0 0 1000 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 14 1000 SH SOLE 0 0 1000 NUVEEN CA SELECT QUALITY MUN COM 670975101 15 1000 SH SOLE 0 0 1000 NUVEEN MTG OPPORTUNITY TERM COM 670735109 24 1000 SH SOLE 0 0 1000 ORACLE CORP COM 68389X105 4 200 SH SOLE 0 0 200 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 2 108 SH SOLE 0 0 108 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 231 10687 SH SOLE 0 0 10687 PROCTER & GAMBLE CO COM 742718109 75 1257 SH SOLE 0 0 1257 QUIKSILVER INC COM 74838C106 3 860 SH SOLE 0 0 860 SANTARUS INC COM 802817304 2 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 34 1176 SH SOLE 0 0 1176 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 20 789 SH SOLE 0 0 789 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 57 2026 SH SOLE 0 0 2026 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 21 416 SH SOLE 0 0 416 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 43 3096 SH SOLE 0 0 3096 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 29 1047 SH SOLE 0 0 1047 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 65 3169 SH SOLE 0 0 3169 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 13 450 SH SOLE 0 0 450 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 8 295 SH SOLE 0 0 295 SPDR GOLD TRUST GOLD SHS 78463V107 30 245 SH SOLE 0 0 245 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 15888 153925 SH SOLE 0 0 153925 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6 50 SH SOLE 0 0 50 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 268 4986 SH SOLE 0 0 4986 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 109 2887 SH SOLE 0 0 2887 STARBUCKS CORP COM 855244109 0 11 SH SOLE 0 0 11 TERADYNE INC COM 880770102 15 1500 SH SOLE 0 0 1500 TIME WARNER CABLE INC COM 88732J207 1 12 SH SOLE 0 0 12 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1517 32348 SH SOLE 0 0 32348 VANGUARD INDEX FDS MID CAP ETF 922908629 2983 50837 SH SOLE 0 0 50837 VANGUARD INDEX FDS REIT ETF 922908553 957 20595 SH SOLE 0 0 20595 VANGUARD INDEX FDS SMALL CP ETF 922908751 630 11135 SH SOLE 0 0 11135 VANGUARD INDEX FDS STK MRK ETF 922908769 26 488 SH SOLE 0 0 488 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8 198 SH SOLE 0 0 198 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 58 1503 SH SOLE 0 0 1503 ZIX CORP COM 98974P100 68 30000 SH SOLE 0 0 30000
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