-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ETkLiqXulkLiDUE4cbdn0irw9n1TucF9BJC1LJ55YUnwgN+7e1zglshGH+MPOQy/ hsHhS11hwNOcO7txtCS96w== 0001085146-10-000439.txt : 20100513 0001085146-10-000439.hdr.sgml : 20100513 20100512200513 ACCESSION NUMBER: 0001085146-10-000439 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Efficient Market Advisors, LLC CENTRAL INDEX KEY: 0001429788 IRS NUMBER: 412143010 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13603 FILM NUMBER: 10825953 BUSINESS ADDRESS: STREET 1: 1125 CAMINO DEL MAR STREET 2: SUITE H CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 858-847-0690 MAIL ADDRESS: STREET 1: 1125 CAMINO DEL MAR STREET 2: SUITE H CITY: DEL MAR STATE: CA ZIP: 92014 13F-HR 1 ema1q10.txt EFFICIENT MARKET ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Efficient Market Advisors, LLC Address: 1125 Camino Del Mar, Suite H Del Mar, CA 92014 13F File Number: 028-13603 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Herb W. Morgan Title: CEO & CIO Phone: 858-847-0690 Signature, Place, and Date of Signing: /s/ Herb W. Morgan Del Mar, CA April 21, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $105,253 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 80 955 SH SOLE 0 0 955 ABERCROMBIE & FITCH CO CL A 002896207 0 6 SH SOLE 0 0 6 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 33 140 SH SOLE 0 0 140 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 0 5 SH SOLE 0 0 5 AT&T INC COM 00206R102 53 2054 SH SOLE 0 0 2054 AU OPTRONICS CORP SPONSORED ADR 002255107 28 2500 SH SOLE 0 0 2500 BARCLAYS BK PLC IPATH SHRT ETN 06740C527 21 1000 SH SOLE 0 0 1000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 244 2 SH SOLE 0 0 2 CBL & ASSOC PPTYS INC COM 124830100 14 1053 SH SOLE 0 0 1053 CELGENE CORP COM 151020104 270 4350 SH SOLE 0 0 4350 CITIGROUP INC COM 172967101 12 3000 SH SOLE 0 0 3000 DEERE & CO COM 244199105 12 200 SH SOLE 0 0 200 DELCATH SYS INC COM 24661P104 2 210 SH SOLE 0 0 210 DISNEY WALT CO COM DISNEY 254687106 3 75 SH SOLE 0 0 75 EATON VANCE INS CA MN BD FD COM 27828C106 12 1000 SH SOLE 0 0 1000 EATON VANCE LTD DUR INCOME F COM 27828H105 11 700 SH SOLE 0 0 700 EBAY INC COM 278642103 8 300 SH SOLE 0 0 300 ENTROPIC COMMUNICATIONS INC COM 29384R105 47 9199 SH SOLE 0 0 9199 FLAHERTY & CRMRN CLYMRE T R COM 338479108 16 1000 SH SOLE 0 0 1000 FORD MTR CO DEL COM PAR $0.01 345370860 18 1420 SH SOLE 0 0 1420 GENERAL ELECTRIC CO COM 369604103 46 2500 SH SOLE 0 0 2500 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 0 4 SH SOLE 0 0 4 GOLDMAN SACHS GROUP INC COM 38141G104 68 400 SH SOLE 0 0 400 GOOGLE INC CL A 38259P508 23 40 SH SOLE 0 0 40 HARTFORD FINL SVCS GROUP INC COM 416515104 2 80 SH SOLE 0 0 80 HARTFORD INCOME SHS FD INC COM 416537108 461 81405 SH SOLE 0 0 81405 HELIOS TOTAL RETURN FD INC COM 42327V109 4 797 SH SOLE 0 0 797 HOME DEPOT INC COM 437076102 261 8063 SH SOLE 0 0 8063 INDEXIQ ETF TR IQ ARB MRG ETF 45409B800 84 3240 SH SOLE 0 0 3240 ING PRIME RATE TR SH BEN INT 44977W106 4 600 SH SOLE 0 0 600 INTEL CORP COM 458140100 6 250 SH SOLE 0 0 250 INVENTURE GROUP INC COM 461214108 80 28000 SH SOLE 0 0 28000 ISHARES DIVERSIFIED ALTR TR SH BEN INT 464294107 3660 73889 SH SOLE 0 0 73889 ISHARES INC MSCI AUSTRALIA 464286103 75 3117 SH SOLE 0 0 3117 ISHARES INC MSCI BRAZIL 464286400 40 549 SH SOLE 0 0 549 ISHARES INC MSCI CDA INDEX 464286509 41 1482 SH SOLE 0 0 1482 ISHARES INC MSCI CHILE INVES 464286640 43 781 SH SOLE 0 0 781 ISHARES INC MSCI FRANCE 464286707 33 1307 SH SOLE 0 0 1307 ISHARES INC MSCI GERMAN 464286806 31 1432 SH SOLE 0 0 1432 ISHARES INC MSCI HONG KONG 464286871 34 2067 SH SOLE 0 0 2067 ISHARES INC MSCI JAPAN 464286848 129 12351 SH SOLE 0 0 12351 ISHARES INC MSCI MALAYSIA 464286830 38 3292 SH SOLE 0 0 3292 ISHARES INC MSCI S KOREA 464286772 40 801 SH SOLE 0 0 801 ISHARES INC MSCI TAIWAN 464286731 41 3280 SH SOLE 0 0 3280 ISHARES INC MSCI UTD KINGD 464286699 79 4846 SH SOLE 0 0 4846 ISHARES TR BARCLYS 1-3YR CR 464288646 15961 152602 SH SOLE 0 0 152602 ISHARES TR BARCLYS MBS BD 464288588 183 1713 SH SOLE 0 0 1713 ISHARES TR DJ BROKER-DEAL 464288794 14 500 SH SOLE 0 0 500 ISHARES TR DJ HOME CONSTN 464288752 83 6099 SH SOLE 0 0 6099 ISHARES TR EPRA/NAR DEV R/E 464288489 98 3395 SH SOLE 0 0 3395 ISHARES TR HIGH YLD CORP 464288513 9056 102481 SH SOLE 0 0 102481 ISHARES TR MSCI SMALL CAP 464288273 29 763 SH SOLE 0 0 763 ISHARES TR S&P NTL AMTFREE 464288414 10 100 SH SOLE 0 0 100 ISHARES TR US PFD STK IDX 464288687 5547 143252 SH SOLE 0 0 143252 ISHARES TR INDEX BARCLY USAGG B 464287226 66 637 SH SOLE 0 0 637 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 390 4679 SH SOLE 0 0 4679 ISHARES TR INDEX COHEN&ST RLTY 464287564 4521 78924 SH SOLE 0 0 78924 ISHARES TR INDEX DJ SEL DIV INX 464287168 54 1181 SH SOLE 0 0 1181 ISHARES TR INDEX DJ US INDEX FD 464287846 1 15 SH SOLE 0 0 15 ISHARES TR INDEX FTSE XNHUA IDX 464287184 21 491 SH SOLE 0 0 491 ISHARES TR INDEX IBOXX INV CPBD 464287242 9459 89427 SH SOLE 0 0 89427 ISHARES TR INDEX MSCI EAFE IDX 464287465 5045 90118 SH SOLE 0 0 90118 ISHARES TR INDEX MSCI EMERG MKT 464287234 29 684 SH SOLE 0 0 684 ISHARES TR INDEX RUSL 3000 VALU 464287663 4 50 SH SOLE 0 0 50 ISHARES TR INDEX RUSSELL 2000 464287655 9751 143809 SH SOLE 0 0 143809 ISHARES TR INDEX RUSSELL MIDCAP 464287499 50 555 SH SOLE 0 0 555 ISHARES TR INDEX S&P 500 INDEX 464287200 37 317 SH SOLE 0 0 317 ISHARES TR INDEX S&P MIDCAP 400 464287507 10752 136622 SH SOLE 0 0 136622 ISHARES TR INDEX S&P SMLCAP 600 464287804 36 600 SH SOLE 0 0 600 ISHARES TR INDEX S&P500 GRW 464287309 10 160 SH SOLE 0 0 160 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 1 SH SOLE 0 0 1 JETBLUE AIRWAYS CORP COM 477143101 1 90 SH SOLE 0 0 90 JOHNSON & JOHNSON COM 478160104 22 331 SH SOLE 0 0 331 LINN ENERGY LLC UNIT LTD LIAB 536020100 15 600 SH SOLE 0 0 600 MATTEL INC COM 577081102 7 300 SH SOLE 0 0 300 MICROSOFT CORP COM 594918104 59 2000 SH SOLE 0 0 2000 MOBILE MINI INC COM 60740F105 0 16 SH SOLE 0 0 16 MORGAN STANLEY CALIF QLTY MUN 61745P635 6 500 SH SOLE 0 0 500 NOKIA CORP SPONSORED ADR 654902204 93 6000 SH SOLE 0 0 6000 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 13 1000 SH SOLE 0 0 1000 NUVEEN CA DIVIDEND ADV MUN F COM SHS 67066Y105 13 1000 SH SOLE 0 0 1000 NUVEEN CA SELECT QUALITY MUN COM 670975101 14 1000 SH SOLE 0 0 1000 NUVEEN MTG OPPORTUNITY TERM COM 670735109 25 1000 SH SOLE 0 0 1000 OCCULOGIX INC COM NEW 67461T206 4070 1571381 SH SOLE 0 0 1571381 ORACLE CORP COM 68389X105 5 200 SH SOLE 0 0 200 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 2 108 SH SOLE 0 0 108 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 13 1000 SH SOLE 0 0 1000 PIMCO CALIF MUN INCOME FD II COM 72200M108 9 1000 SH SOLE 0 0 1000 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 172 7294 SH SOLE 0 0 7294 POWERSHARES ETF TRUST VAL LINE TIME 73935X682 1 100 SH SOLE 0 0 100 PROCTER & GAMBLE CO COM 742718109 70 1100 SH SOLE 0 0 1100 QUIKSILVER INC COM 74838C106 4 860 SH SOLE 0 0 860 SANTARUS INC COM 802817304 5 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 50 1533 SH SOLE 0 0 1533 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 22 789 SH SOLE 0 0 789 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 66 2056 SH SOLE 0 0 2056 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 23 399 SH SOLE 0 0 399 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 50 3160 SH SOLE 0 0 3160 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 34 1077 SH SOLE 0 0 1077 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 64 2783 SH SOLE 0 0 2783 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 14 485 SH SOLE 0 0 485 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 10 295 SH SOLE 0 0 295 SMUCKER J M CO COM NEW 832696405 1 16 SH SOLE 0 0 16 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1 12 SH SOLE 0 0 12 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 15519 132643 SH SOLE 0 0 132643 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7 50 SH SOLE 0 0 50 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 208 3717 SH SOLE 0 0 3717 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 127 3195 SH SOLE 0 0 3195 STARBUCKS CORP COM 855244109 0 11 SH SOLE 0 0 11 TERADYNE INC COM 880770102 17 1500 SH SOLE 0 0 1500 TIME WARNER CABLE INC COM 88732J207 1 12 SH SOLE 0 0 12 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1639 30745 SH SOLE 0 0 30745 VANGUARD INDEX FDS MID CAP ETF 922908629 3403 52250 SH SOLE 0 0 52250 VANGUARD INDEX FDS REIT ETF 922908553 1053 21570 SH SOLE 0 0 21570 VANGUARD INDEX FDS SMALL CP ETF 922908751 719 11420 SH SOLE 0 0 11420 VANGUARD INDEX FDS STK MRK ETF 922908769 20 336 SH SOLE 0 0 336 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11 254 SH SOLE 0 0 254 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 47 1064 SH SOLE 0 0 1064 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 23 1000 SH SOLE 0 0 1000 ZIX CORP COM 98974P100 91 39216 SH SOLE 0 0 39216
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