Unassociated Document

0001140361-13-043865.txt : 20131121 0001140361-13-043865.hdr.sgml : 20131121 20131121212934 ACCESSION NUMBER: 0001140361-13-043865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131121 DATE AS OF CHANGE: 20131121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hawaiian Telcom Holdco, Inc. CENTRAL INDEX KEY: 0001487986 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 161710376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1177 BISHOP STREET CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 808-546-4511 MAIL ADDRESS: STREET 1: 1177 BISHOP STREET CITY: HONOLULU STATE: HI ZIP: 96813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Webster Robert CENTRAL INDEX KEY: 0001528484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 131236672 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mellinger Paul CENTRAL INDEX KEY: 0001528485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 131236673 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Twin Haven Capital Partners, L.L.C. CENTRAL INDEX KEY: 0001528486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 131236674 BUSINESS ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 293 1813 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Twin Haven Special Opportunities Partners III, L.L.C. CENTRAL INDEX KEY: 0001528487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 131236675 BUSINESS ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 293 1813 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE STREET 2: THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P. CENTRAL INDEX KEY: 0001429755 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34686 FILM NUMBER: 131236676 BUSINESS ADDRESS: STREET 1: 33 RIVERSIDE AVENUE, THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203 293 1813 MAIL ADDRESS: STREET 1: 33 RIVERSIDE AVENUE, THIRD FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER NAME: FORMER CONFORMED NAME: TWIN HAVEN SPECIAL OPPORTUNITIES FUND III LP DATE OF NAME CHANGE: 20091104 FORMER NAME: FORMER CONFORMED NAME: PEQUOT SPECIAL OPPORTUNITIES FUND III LP DATE OF NAME CHANGE: 20080313 4 1 doc1.xml FORM 4 X0306 4 2013-11-19 0 0001487986 Hawaiian Telcom Holdco, Inc. HCOM 0001429755 TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P. C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001528487 Twin Haven Special Opportunities Partners III, L.L.C. C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001528486 Twin Haven Capital Partners, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001528485 Mellinger Paul C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 0001528484 Webster Robert C/O TWIN HAVEN CAPITAL PARTNERS, L.L.C. 33 RIVERSIDE AVENUE, 3RD FLOOR WESTPORT CT 06880 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 2013-11-19 4 P 0 17000 29.46 A 1457000 D See Exhibit 99.1; Note 1. See Exhibit 99.1; Note 2. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P.; By: /s/ Paul Mellinger, Managing Member 2013-11-21 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document

Designated Filer:	Twin Haven Special Opportunities Fund III, L.P.
Issuer & Ticker Symbol:	Hawaiian Telcom Holdco, Inc. [HCOM]
Date of Event Requiring Statement:	November 19, 2013

Explanation of Responses:

(1) Twin Haven Special Opportunities Fund III, L.P., a Delaware limited partnership (“Twin Haven”) is the holder of an aggregate of 1,457,000 shares of Common Stock. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Twin Haven Special Opportunities Partners III, L.L.C., a Delaware limited liability company and the sole general partner of Twin Haven (the “General Partner”),Twin Haven Capital Partners, L.L.C., a Delaware limited company and manager of Twin Haven (“Manager”), and Messrs. Paul Mellinger and Robert Webster, each a Managing Member of the General Partner and Manager, may be deemed to be the beneficial owner of the shares of Common Stock held by Twin Haven. Each of Twin Haven, the General Partner, Manager and Messrs Paul Mellinger and Robert Webster is a “Reporting Person” and collectively the “Reporting Persons.”

(2) Pursuant to Rule 16a-1(a)(4) of the Exchange Act, the Reporting Persons (other than Twin Haven) each disclaim beneficial ownership of the Common Stock except to the extent of any indirect pecuniary interest therein.

EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Unassociated Document

Designated Filer:	Twin Haven Special Opportunities Fund III, L.P.
Issuer & Ticker Symbol:	Hawaiian Telcom Holdco, Inc. [HCOM]
Date of Event Requiring Statement:	November 19, 2013

JOINT FILERS’ NAMES AND ADDRESSES

1.	Name:	Twin Haven Special Opportunities Partners III, L.L.C
	Address:	c/o Twin Haven Capital Partners, L.L.C.
		33 Riverside Avenue, 3rd Floor
		Westport, Connecticut 06880

2.	Name:	Twin Haven Capital Partners, L.L.C.
	Address:	33 Riverside Avenue, 3rd Floor
		Westport, Connecticut 06880

3.	Name:	Paul Mellinger
	Address:	c/o Twin Haven Capital Partners, L.L.C.
		33 Riverside Avenue, 3rd Floor
		Westport, Connecticut 06880

4.	Name:	Robert Webster
	Address:	c/o Twin Haven Capital Partners, L.L.C.
		33 Riverside Avenue, 3rd Floor
		Westport, Connecticut 06880

EX-99.3 4 misc3.htm MISCELLANEOUS EXHIBITS Unassociated Document

Designated Filer:	Twin Haven Special Opportunities Fund III, L.P.
Issuer & Ticker Symbol:	Hawaiian Telcom Holdco, Inc. [HCOM]
Date of Event Requiring Statement:	November 19, 2013

JOINT FILERS’ SIGNATURES

	TWIN HAVEN SPECIAL OPPORTUNITIES PARTNERS III, L.L.C


	By: /s/ Paul Mellinger	Date: November 21, 2013
	Name: Paul Mellinger
	Title: Managing Member


	TWIN HAVEN CAPITAL PARTNERS, L.L.C.


	By: /s/ Paul Mellinger	Date: November 21, 2013
	Name: Paul Mellinger
	Title: Managing Member


	PAUL MELLINGER


	By: /s/ Paul Mellinger	Date: November 21, 2013
	Name: Paul Mellinger


	ROBERT WEBSTER


	By: /s/ Robert Webster	Date: November 21, 2013
	Name: Robert Webster