General Counsel, Chief Compliance Officer

0001178913-16-004378.txt : 20160216 0001178913-16-004378.hdr.sgml : 20160215 20160216111621 ACCESSION NUMBER: 0001178913-16-004378 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harel Insurance Investments & Financial Services Ltd. CENTRAL INDEX KEY: 0001429390 IRS NUMBER: 000000000 STATE OF INCORPORATION: L3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17288 FILM NUMBER: 161424759 BUSINESS ADDRESS: STREET 1: HAREL HOUSE, 3 ABBA HILLEL ST. CITY: RAMAT GAN STATE: L3 ZIP: 52118 BUSINESS PHONE: 972-3-7547090 MAIL ADDRESS: STREET 1: HAREL HOUSE, 3 ABBA HILLEL ST. CITY: RAMAT GAN STATE: L3 ZIP: 52118 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001429390 XXXXXXXX 12-31-2015 12-31-2015 false Harel Insurance Investments & Financial Services Ltd.

HAREL HOUSE, 3 ABBA HILLEL ST. RAMAT GAN L3 52118

13F HOLDINGS REPORT 028-17288 Y Part of the securities reported herein are held for members of the public through, among others, provident funds and/or mutual funds and/or pension funds and/or insurance policies, which are managed by subsidiaries of Harel Insurance Investments & Financial Services Ltd. ("Harel Holdings"), each of which subsidiaries operates under independent management and makes independent voting and investment decisions, with investment discretion over such securities exercised by either Harel Insurance Company Ltd., Harel-Pia Mutual Funds Ltd., Harel Sal Ltd. or Harel Finance Asset Management Ltd. (collectively, the "Harel Entities") or Harel Holdings. Each Harel Entity is a direct or indirect, wholly-owned subsidiary of Harel Holdings. This Form 13F shall not be construed as an admission by Harel Holdings or by any of the Harel Entities that it is the beneficial owner, or that it shares the power to vote or dispose, of any of such securities covered by this Form 13F, and each of Harel Holdings and the Harel Entities disclaims (i) beneficial ownership of any such securities except to the extent of its pecuniary interest therein and (ii) sharing the power to vote or dispose of any such securities. Nataly Mishan-Zakai General Counsel, Chief Compliance Officer 972-3-7547090 /s/ Nataly Mishan-Zakai Tel Aviv L3 02-16-2016 2 323 1036037 1 0001666482 Harel Insurance Co LTD 2 0001666483 Harel PIA Mutual Funds Ltd. INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 136 900 SH DFND 2, 900 0 0 AAPLE COMP COM 37833100 6485 61613 SH DFND 1, 61613 0 0 ABBVIE INC COM 00287Y109 249 4200 SH DFND 2, 4200 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 84 800 SH DFND 2, 800 0 0 ACE LTD SHS H0023R105 188 1605 SH DFND 2, 1605 0 0 ACTIVISION BLIZZARD INC COM 00507V109 337 8700 SH DFND 2, 8700 0 0 ADOBE SYS INC COM 00724F101 188 2000 SH DFND 2, 2000 0 0 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 2 300 SH DFND 2, 300 0 0 AETNA INC NEW COM 00817Y108 5 50 SH DFND 2, 50 0 0 AIG/WS AMERICAN INTERNATIONAL *W EXP 0119202 26874156 89 3750 SH DFND 1, 3750 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 25 470 SH DFND 2, 470 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 246 3022 SH DFND 2, 3022 0 0 ALKERMES PLC SHS G01767105 11 135 SH DFND 2, 135 0 0 ALLY FINL INC COM 02005N100 9 500 SH DFND 2, 500 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 14 150 SH DFND 2, 150 0 0 ALPHABET INC-CL C CAP STK CL C 02079K107 25268 33270 SH DFND 1, 33270 0 0 ALPS ETF TR MED BREAKTHGH 00162Q593 79 2500 SH DFND 2, 2500 0 0 ALTRIA GROUP INC COM 02209S103 136 2330 SH DFND 2, 2330 0 0 AMBARELLA INC SHS G037AX101 17 300 SH DFND 2, 300 0 0 AMBEV SA SPONSORED ADR 02319V103 318 71325 SH DFND 2, 71325 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 119 8437 SH DFND 2, 8437 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 146 3450 SH DFND 2, 3450 0 0 AMERICAN TOWER CORP NEW COM 03027X100 97 1000 SH DFND 2, 1000 0 0 AMERIPRISE FINL INC COM 03076C106 72 680 SH DFND 2, 680 0 0 APIGEE CORP COM 03765N108 20 2500 SH DFND 2, 2500 0 0 ARDMORE SHIPPING CORP COM Y0207T100 10 800 SH DFND 2, 800 0 0 ASPEN AEROGELS INC COM 04523Y105 21 3500 SH DFND 2, 3500 0 0 AT&T INC COM 00206R102 412 11960 SH DFND 2, 11960 0 0 AUDIOCODES LTD ORD M15342104 53 13700 SH DFND 2, 13700 0 0 BAKER HUGHES INC COM 57224107 7784 168670 SH DFND 1, 168670 0 0 BANCO BRADESCO S A SP ADR PFD NEW 59460303 160 33209 SH DFND 33209 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 34 8793 PRN DFND 8793 0 0 BANCO SANTANDER CHILE SP ADR REP COM 05965X109 18 1000 SH DFND 2, 1000 0 0 BANK OF AMERICA AMER CORP 60505104 22000 1307212 SH DFND 1, 1307212 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 8 1300 SH DFND 2, 1300 0 0 BIO TECHNE CORP COM 09073M104 12 137 SH DFND 2, 137 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 31 298 SH DFND 2, 298 0 0 BLACKROCK INC COM 09247X101 66 193 SH DFND 2, 193 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 12 400 SH DFND 2, 400 0 0 BRF SA SPONSORED ADR 10552T107 144 10409 SH DFND 2, 10409 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 38 700 SH DFND 2, 700 0 0 CAESARSTONE SDOT-YAM LTD ORD SHS M20598104 17 402 SH DFND 2, 402 0 0 CAPITAL ONE FINL CORP COM 14040H105 72 1000 SH DFND 2, 1000 0 0 CAPRICOR THERAPEUTICS INC COM 14070B101 21 6959 SH DFND 1, 6959 0 0 CBOE HLDGS INC COM 12503M108 39 600 SH DFND 2, 600 0 0 CHART INDS INC COM PAR $0.01 16115Q308 14 800 SH DFND 2, 800 0 0 CHARTER COMMUNICATIONS INC CL A NEW 16117M305 22 120 SH DFND 2, 120 0 0 CHECK POINT SOFTWARE TECH ORD M22465104 70 864 SH DFND 2, 864 0 0 CISCO SYS INC COM 17275R102 785 28888 SH DFND 2, 28888 0 0 CITIGROUP INC COM NEW 172967424 20912 404101 SH DFND 1, 404101 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CHN SML CAP 18383Q853 52 2150 SH DFND 2, 2150 0 0 CME GROUP INC COM 12572Q105 140 1542 SH DFND 2, 1542 0 0 COMCAST CORP NEW CL A 20030N101 693 12275 SH DFND 2, 12275 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 48 4569 SH DFND 4569 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 59 12876 SH DFND 12876 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 34 22737 SH DFND 22737 0 0 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 20441B407 22 3675 SH DFND 3675 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 34 34830 SH DFND 34830 0 0 CONOCOPHILLIPS COM 20825C104 80 1720 SH DFND 2, 1720 0 0 CONSTELLATION BRANDS INC CL A 21036P108 402 2825 SH DFND 2, 2825 0 0 CONSUMER DI(XLY SBI CONS DISCR 81369Y407 26146 334515 SH DFND 1,2, 334515 0 0 COSTCO WHSL CORP NEW COM 22160K105 100 620 SH DFND 2, 620 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 85 11423 SH DFND 11423 0 0 CREDICORP LTD COM G2519Y108 22 225 SH DFND 2, 225 0 0 CVS CAREMARK CORP COM 126650100 17750 181550 SH DFND 1, 181550 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 92 2042 SH DFND 2, 2042 0 0 CYRUSONE INC COM 23283R100 52 1400 SH DFND 2, 1400 0 0 D R HORTON INC COM 23331A109 167 5200 SH DFND 2, 5200 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 330 3850 SH DFND 2, 3850 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 48 2000 SH DFND 2, 2000 0 0 DIAMONDBACK ENERGY INC COM 25278X109 7 100 SH DFND 2, 100 0 0 DIREXION SHS ETF TR DRX DLYSOKOR3X 25459Y520 166 7300 SH DFND 2, 7300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 143 2000 SH DFND 2, 2000 0 0 DYNEGY INC NEW DEL COM 26817R108 7 500 SH DFND 2, 500 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 137 4643 SH DFND 2, 4643 0 0 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR 29244T101 48 1300 SH DFND 2, 1300 0 0 EOG Resources Inc COM 26875P101 5110 72190 SH DFND 1,2, 72190 0 0 EQT CORP COM 26884L109 26 500 SH DFND 2, 500 0 0 EQUINIX INC COM PAR $0.001 29444U700 15 48 SH DFND 2, 48 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 8 100 SH DFND 2, 100 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 31 360 SH DFND 2, 360 0 0 ETFS SILVER TR SILVER SHS 26922X107 12 900 SH DFND 2, 900 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 255 2923 SH DFND 2, 2923 0 0 EXXON MOBIL CORP COM 30231G102 596 7645 SH DFND 2, 7645 0 0 FACEBOOK INC CL A 30303M102 1412 13487 SH DFND 2, 13487 0 0 FACTORSHARES TR ISE CYBER SEC 30304R407 639 24663 SH DFND 2, 24663 0 0 FEDEX CORP COM 31428X106 69 460 SH DFND 2, 460 0 0 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 90 7122 SH DFND 7122 0 0 FIREEYE INC COM 31816Q101 64 3085 SH DFND 2, 3085 0 0 FIRST TR EXCH TRD ALPHA FD I TAIWAN ALPHADE 33737J257 60 2100 SH DFND 2, 2100 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 123 3600 SH DFND 2, 3600 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 45 2000 SH DFND 2, 2000 0 0 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 19 500 SH DFND 2, 500 0 0 FORD MOTOR COM PAR $0.01 345370860 12470 885000 SH DFND 1, 885000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2 350 SH DFND 2, 350 0 0 GENER8 MARITIME INC COM Y26889108 33 3500 SH DFND 2, 3500 0 0 GENERAL MOTORS CO COM 37045V100 12654 372080 SH DFND 1,2, 372080 0 0 GERDAU S A SPON ADR REP PFD 373737105 30 24631 SH DFND 24631 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 17 1700 SH DFND 2, 1700 0 0 GLOBAL PMTS INC COM 37940X102 134 2080 SH DFND 2, 2080 0 0 GLOBAL X FDS GLBX MSCI NORW 37950E747 5 500 SH DFND 2, 500 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 10 650 SH DFND 2, 650 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 6 2000 SH DFND 2, 2000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 20063 111321 SH DFND 1,2, 111321 0 0 GOOGLE INC CL C 38259P706 1024 1349 SH DFND 2, 1349 0 0 GOOGLE INC CL A 38259P508 1174 1509 SH DFND 2, 1509 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 3 107 SH DFND 2, 107 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 85 1380 SH DFND 2, 1380 0 0 HORIZON PHARMA PLC SHS G4617B105 12 575 SH DFND 2, 575 0 0 HSBC HLDGS PLC SDCV 5.625%12/2 404280AR0 174845 1700000 PRN DFND 2, 1700000 0 0 ICICI BK LTD ADR 45104G104 82 10500 SH DFND 2, 10500 0 0 IMPERVA INC COM 45321L100 82 1300 SH DFND 2, 1300 0 0 INANC SPDR(XLF SBI INT-FINL 81369Y605 39239 1646609 SH DFND 1,2, 1646609 0 0 INDUSTRIAL SELECT SECT SPDR SBI INT-FINL 81369Y704 43544 821435 SH DFND 1,2, 821435 0 0 INFINERA CORPORATION COM 45667G103 13 700 SH DFND 2, 700 0 0 INGERSOLL-RAND PLC SHS G47791101 50 900 SH DFND 2, 900 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 31 700 SH DFND 2, 700 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 20 136 SH DFND 2, 136 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 132 515 SH DFND 2, 515 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 22 40 SH DFND 2, 40 0 0 INVESCO LTD SHS G491BT108 27 800 SH DFND 2, 800 0 0 ISHARES CORE TOTAL US BOND M CORE US AGGBD ET 464287226 683 6322 SH DFND 1, 6322 0 0 ISHARES INC MSCI CLB CP ETF 46434G202 15 1400 SH DFND 2, 1400 0 0 ISHARES INTERMEDIATE CREDIT INTERM CR BD ETF 464288638 2573 24000 SH DFND 1, 24000 0 0 ISHARES MSCI ACWI INDEX FUND MSCI ACWI ETF 464288257 985 17639 SH DFND 1, 17639 0 0 ISHARES MSCI ALL MSCI AC ASIA ETF 464288182 55 1024 SH DFND 1, 1024 0 0 ISHARES NASDAQ BIOTECHNOLOGY NASDQ BIOTEC ETF 464287556 19488 57600 SH DFND 1, 57600 0 0 ISHARES TR MSCI DENMRK ETF 46429B523 45 800 SH DFND 2, 800 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 60 2861 SH DFND 2, 2861 0 0 ISHARES TR MSCI PHILIPS ETF 46429B408 37 1103 SH DFND 2, 1103 0 0 ISHARES TR HDG MSCI GERMN 46434V704 693 28452 SH DFND 2, 28452 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 666 25800 SH DFND 2, 25800 0 0 ISHARES U.K(EWU MSCI UTD KNGDM 46434V548 24 1480 SH DFND 1, 1480 0 0 ISHARES US FINANCIAL SERVICE U.S. FIN SVC ETF 464287770 16961 188500 SH DFND 1, 188500 0 0 ISRAEL CHEMICALS LTD SHS M5920A109 151 37200 SH DFND 2, 37200 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 220 33824 SH DFND 33824 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 12 83 SH DFND 2, 83 0 0 JD COM INC SPON ADR CL A 47215P106 36 1120 SH DFND 2, 1120 0 0 JPMORGAN CHASE & co COM 46625H100 24445 370214 SH DFND 1,2, 370214 0 0 JUNIPER NETWORKS INC COM 48203R104 129 4680 SH DFND 2, 4680 0 0 KCG HLDGS INC CL A 48244B100 12 1000 SH DFND 2, 1000 0 0 KITE PHARMA INC COM 49803L109 51 830 SH DFND 2, 830 0 0 KKR & CO L P DEL COM UNITS 48248M102 15 965 SH DFND 2, 965 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 7 700 SH DFND 2, 700 0 0 LIVERPERSON INC COM 538146101 760 112540 SH DFND 1, 112540 0 0 LOGMEIN INC COM 54142L109 94 1400 SH DFND 2, 1400 0 0 M & T BK CORP COM 55261F104 4 30 SH DFND 2, 30 0 0 MAGIC SOFTWARE ENTERPRISES L ORD 559166103 5600 1012741 SH DFND 1, 1012741 0 0 MARATHON PETROLEUM CORP COM 56585A102 16575 319740 SH DFND 1,2, 319740 0 0 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 105 830 SH DFND 2, 830 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 171 16500 SH DFND 2, 16500 0 0 MARKET VECTORS ETF TR CHINAAMC SME ETF 57061R361 25 600 SH DFND 2, 600 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 18 1320 SH DFND 2, 1320 0 0 MARKET VECTORS ETF TR VECTRS POL ETF 57060U571 13 1000 SH DFND 2, 1000 0 0 MARKET VECTORS ETF TR RETAIL ETF 57060U225 326 4200 SH DFND 2, 4200 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 186 3500 SH DFND 2, 3500 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 25 1700 SH DFND 2, 1700 0 0 MARKET VECTORS RUSSIA ETF RUSSIA ETF 57060U506 4662 318250 SH DFND 1,2, 318250 0 0 MASTERCARD INC CL A 57636Q104 571 5865 SH DFND 2, 5865 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 13 350 SH DFND 2, 350 0 0 MAZOR ROBOTICS LTD-SPON ADR SPONSORED ADS 57886P103 2594 255361 SH DFND 1, 255361 0 0 MCKESSON CORP COM 58155Q103 148 750 SH DFND 2, 750 0 0 MEDIA GEN INC NEW COM 58441K100 16 1000 SH DFND 2, 1000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 2428 57620 SH DFND 2, 57620 0 0 MEMORIAL RESOURCE DEV CORP COM 58605Q109 8 482 SH DFND 2, 482 0 0 MERCK & CO INC NEW COM 58933Y105 483 9150 SH DFND 2, 9150 0 0 METLIFE INC COM 59156R108 223 4630 SH DFND 2, 4630 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 53 1332 SH DFND 2, 1332 0 0 MICROSOFT CORP COM 594918104 3582 64564 SH DFND 1, 64564 0 0 MIND C T I LTD ORD M70240102 6 2501 SH DFND 2, 2501 0 0 MINDBODY INC COM CL A 60255W105 11 700 SH DFND 2, 700 0 0 MOLSON COORS BREWING CO CL B 60871R209 128 1366 SH DFND 2, 1366 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 8 520 SH DFND 2, 520 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 219 1470 SH DFND 2, 1470 0 0 MORGAN STANLEY COM NEW 617446448 18490 581260 SH DFND 1, 581260 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 301 11833 SH DFND 2, 11833 0 0 MOSAIC CO NEW COM 61945C103 166 6000 SH DFND 2, 6000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 7 800 SH DFND 2, 800 0 0 NETAPP INC COM 64110D104 21 800 SH DFND 2, 800 0 0 NETEASE INC SPONSORED ADR 64110W102 52 287 SH DFND 2, 287 0 0 NETFLIX INC COM 64110L106 170 1486 SH DFND 2, 1486 0 0 NEXTERA ENERGY INC COM 65339F101 251 2420 SH DFND 2, 2420 0 0 NICE SYS LTD SPONSORED ADR 653656108 11985 209093 SH DFND 209093 0 0 NOVARTIS A G SPONSORED ADR 66987V109 26 300 SH DFND 2, 300 0 0 NVIDIA CORP COM 67066G104 78 2360 SH DFND 2, 2360 0 0 NXP SEMICONDUCTORS N V COM N6596X109 195 2312 SH DFND 2, 2312 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 79 313 SH DFND 2, 313 0 0 OI S.A. 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SH DFND 1,2, 901533 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 83 9154 SH DFND 9154 0 0 TESLA MTRS INC COM 88160R101 48 200 SH DFND 2, 200 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 17 2300 SH DFND 2, 2300 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 62457 951507 SH DFND 951507 0 0 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 38 4428 SH DFND 4428 0 0 TIME WARNER CABLE INC COM 88732J207 28 150 SH DFND 2, 150 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 92 3400 SH DFND 2, 3400 0 0 UBS GROUP AG SHS H42097107 4 200 SH DFND 2, 200 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 30 264 SH DFND 2, 264 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 109 7138 SH DFND 7138 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 273 24842 SH DFND 2, 24842 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 41 261 SH DFND 2, 261 0 0 UNITEDHEALTH GROUP INC COM 91324P102 241 2050 SH DFND 2, 2050 0 0 VALE S A ADR 91912E105 95 28956 SH DFND 28956 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 36 350 SH DFND 2, 350 0 0 VALERO ENERGY CORP NEW COM 91913Y100 19395 274290 SH DFND 1,2, 274290 0 0 VANGUARD INDUSTRIAL FDS INDUSIAL ETF 92204A603 168 1666 SH DFND 1,2, 1666 0 0 VANGUARD INFO TECH ETF FDS INF TECH ETF 92204A702 32442 299582 SH DFND 1,2, 299582 0 0 VANGUARD INTERMEDIATE TERM-B FD INTERMED TERM 921937819 2207 26562 SH DFND 1, 26562 0 0 VANGUARD MSCI PACIFIC ETF INTL 922042866 169621 2993130 SH DFND 1, 2993130 0 0 VANGUARD S/T CORP BOND ETF FDS SCOTTSDALE 92206C409 3658 46353 SH DFND 1, 46353 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 233 1905 SH DFND 2, 1905 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 30 230 SH DFND 2, 230 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 25 300 SH DFND 2, 300 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 92 1900 SH DFND 2, 1900 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 51 385 SH DFND 2, 385 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 15 155 SH DFND 2, 155 0 0 VENTAS INC COM 92276F100 17 300 SH DFND 2, 300 0 0 VERIFONE SYS INC 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