SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Barry Mark J

(Last) (First) (Middle)
860 RIDGE LAKE BOULEVARD

(Street)
MEMPHIS TN 38120

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/25/2014
3. Issuer Name and Ticker or Trading Symbol
SERVICEMASTER GLOBAL HOLDINGS INC [ SERV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres. & COO, Am. Home Shield
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 56,426 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (1)(2) 09/28/2022 Common Stock 116,665 $17.15 D
Employee Stock Option (right to buy) (1)(3) 03/18/2024 Common Stock 66,666 $12 D
Employee Stock Option (right to buy) (1)(4) 08/28/2023 Common Stock 35,000 $11.43 D
Restricted Stock Unit (1)(5) (5) Common Stock 29,166 (5) D
Restricted Stock Unit (1)(6) (6) Common Stock 14,584 (6) D
Explanation of Responses:
1. All share amounts give effect to a 2-for-3 reverse stock split of the Company's common stock completed on June 13, 2014.
2. These options were granted on September 28, 2012 and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. 29,166 options are currently vested.
3. These options were granted on March 18, 2014 and are scheduled to vest and become exercisable 50% when the Company's stock price reaches $24 and another 50% if the Company's stock price reaches $36 per share.
4. These options were granted on August 28, 2013 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company. None of these options are currently vested.
5. Each restricted stock unit is the economic equivalent of one share of the Company's common stock. The restricted stock units will be settled in shares of the Company's common stock. The restricted stock units were granted on August 20, 2012 and become vested and settled in three equal annual installments on the first three anniversaries of the grant date, subject to continued employment with the Company.
6. The restricted stock units were granted on August 28, 2013 and will become vested and settled in three equal annual installments on the first three anniversaries of the grant date, subject to continued employment with the Company.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Dirk Gardner, Attorney-in-Fact for Mark J. Barry 06/25/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.