0001214659-11-003745.txt : 20111104 0001214659-11-003745.hdr.sgml : 20111104 20111104131543 ACCESSION NUMBER: 0001214659-11-003745 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 EFFECTIVENESS DATE: 20111104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Heartland Consultants, Inc. CENTRAL INDEX KEY: 0001428793 IRS NUMBER: 431635589 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13027 FILM NUMBER: 111180320 BUSINESS ADDRESS: STREET 1: 1839 LAKE ST. LOUIS BLVD. CITY: LAKE ST. LOUIS STATE: MO ZIP: 63367 BUSINESS PHONE: 636-625-0900 MAIL ADDRESS: STREET 1: 1839 LAKE ST. LOUIS BLVD. CITY: LAKE ST. LOUIS STATE: MO ZIP: 63367 13F-HR 1 a11111013fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: First Heartland Consultants, Inc. Address: 1839 Lake St. Louis Blvd. Lake St. Louis, MO 63367 Form 13F File Number: 028-13027 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeanne A. Jehle Title: Corporate Counsel Phone: 636-625-0900 Signature, Place, and Date of Signing: /s/ Jeanne A. Jehle Lake St. Louis, MO 11/1/2011 ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7 Form 13F Information Table Entry Total: 310 Form 13F Information Table Value Total: $96,911,915.03 List of Other Included Managers: Number Name File # 1 Stewardship Partners Investment Counsel, Inc 028-11684 2 Sparrow Capital Management Inc 028-05189 3 Navellier & Associates Inc 028-02824 4 Towle & Co 028-10640 5 Horizon Investment Services, LLC 028-12835 6 Lockwood Capital Management, Inc. 028-11973 7 JA Forlines, LLC
INVESTMENT OTHER ISSUER CLASS CUSIP SHARES MV DISCRETION MANAGERS AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 61,950 $332,671.50 SHARED-OTHER 4 AIR CASTLE LTD COM G0129K104 21,850. $257,393.00 SOLE ALLIED WRLD ASSUR COM HLDG A SHS H01531104 6,644. $390,002.80 SHARED-OTHER 4 ALPS ETF TR ALERIAN MLP 00162Q866 20,025. $319,599.00 SOLE ALTRIA GROUP INC COM 02209S103 18,820.95 $514,000.15 SHARED-OTHER 2 AMEREN CORP COM 023608102 14,497.3272 $462,609.71 SOLE AMERICAN EXPRESS CO COM 025816109 5,798. $289,436.16 SOLE AMERICAN STRATEGIC INCM PTFL COM 030098107 10,000. $104,200.00 SOLE AMERISERV FINL INC COM 03074A102 45,400. $93,070.00 SHARED-OTHER 4 AMGEN INC COM 031162100 3,532.4962 $208,240.65 SOLE ANNALY CAP MGMT INC COM 035710409 17,612.111 $289,014.74 SOLE APPLE INC COM 037833100 3,137. $1,272,900.49 SHARED-OTHER 5 ARGO GROUP INTL HLDGS LTD COM G0464B107 13,390. $408,528.90 SHARED-OTHER 4 AT&T INC COM 00206R102 30,061.234 $868,168.45 SOLE BANK OF AMERICA COM 060505104 23,906.971 $160,654.85 SOLE BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19,251. $1,486,947.24 SOLE BRISTON MYERS SQUIBB CO COM 110122108 7,889.6375 $256,649.91 SHARED-OTHER 1 BROWN SHOE INC NEW COM 115736100 44,660. $397,920.60 SHARED-OTHER 4 CANADIAN SOLAR INC COM 136635109 59,300. $196,283.00 SHARED-OTHER 4 CASTLE AM & CO COM 148411101 21,031. $270,248.35 SHARED-OTHER 4 CATERPILLAR INC DEL COM 149123101 5,690.3485 $522,203.28 SHARED-OTHER 1 CELESTICA INC SUB SUB VTG SHS 15101Q108 20,400. $164,424.00 SHARED-OTHER 4 CHARMING SHOPPES INC COM 161133103 103,180. $381,766.00 SHARED-OTHER 4 CHEVRON CORP NEW COM 166764100 5,112.889 $543,346.71 SHARED-OTHER 5 CHIQUITA BRANDS COM 170032809 37,960. $343,158.40 SHARED-OTHER 4 CISCO SYS INC COM 17275R102 14,795. $259,504.30 SHARED-OTHER 1 CITIGROUP INC COM NEW 172967424 14,203. $448,814.80 SOLE CNA FINL CORP COM 126117100 17,150. $437,325.00 SHARED-OTHER 4 COCA COLA COMPANY COM 191216100 6,401. $434,435.87 SOLE CONOCOPHILLIPS COM 20825C104 2,967. $213,980.04 SHARED-OTHER 1 CONSOLIDATED EDISON INC COM 209115104 4,667.7696 $276,565.34 SOLE CREDIT SUISSE NASSAU BRH ETN LKD 30MLP 22542D852 11,067. $261,181.20 SOLE DEEN FOODS CO NEW COM 242370104 28,550. $275,222.00 SHARED-OTHER 4 DEERE & CO COM 244199105 4,213.2799 $314,100.02 SOLE DIAGEO PLC SPON ADR NEW 25243Q205 2,447. $209,487.67 SOLE DIREXION SHS ETF TR 30YR TREAS ETF 25459W540 2,637. $156,558.69 SOLE DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 11,350. $533,563.50 SOLE DIREXION SHS ETF TR 20YR TRES BEAR 25459W532 233. $4,252.25 SOLE DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 80. $3,925.60 SOLE DIREXION SHS ETF TR DLY SMCAP BEAR3X 25459W110 4,300. $139,062.00 SOLE DOLE FOOD CO INC NEW 256603101 33,800. $351,858.00 SHARED-OTHER 4 DOMINION RES INC VA NEW COM 25746U109 6,828. $350,959.20 SOLE DU PONT E I DE NEMOURS & CO COM 263534109 4,367. $201,275.03 SOLE EMERSON ELEC CO COM 291011104 8,163.5833 $389,076.38 SOLE ENDOLOGIX INC COM 29266S106 17,924. $196,984.76 SOLE ETFS GOLD TR SHS 26922Y105 4,550. $746,382.00 SOLE ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 6,000. $562,740.00 SOLE ETFS SILVER TR SILVER SHS 26922X107 1,800. $56,700.00 SOLE EXXON MOBIL CORP COM 30231G102 13,977.9969 $1,120,616.01 SHARED-OTHER 5 FIRST TR EXCHANGE TRADED FD AMEX 33733E203 20,285.00 $722,146.00 SOLE FIRST TR ISE REVERE NAT GAS INDEX COM 33734J102 22,390. $423,171.00 SOLE FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 14,166. $296,069.40 SOLE FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 425. $10,021.50 SOLE FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 18,382. $496,314.00 SOLE FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1,365. $28,637.70 SOLE FIRST TR ISE CHINDIA INDEX F COM 33733A102 250. $5,317.50 SOLE FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 32,319. $652,520.61 SOLE FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 400. $6,852.00 SOLE FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1,330. $27,876.80 SOLE FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 12,908. $228,600.68 SOLE FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 639. $18,780.21 SOLE FIRST TR LRGE CAP GRWTH OPP COM SHS 33735K108 2,812. $78,398.56 SOLE FIRST TR LRGE CAP VAL OPP AL COM SHS 33735J101 1,768. $47,523.84 SOLE FIRST TR ISE GLB WIND ENRG E COM SHS 33736G106 777. $6,868.68 SOLE FIRST TR MORNINGSTAR DIV LEA SHS 336917109 375. $6,315.00 SOLE FIRST TR US IPO INDEX FD SHS 336920103 627. $15,109.84 SOLE FIRST TR BICK INDEX FD COM SHS 33733H107 447. $11,376.15 SOLE FIRST TR SR FLG RTE INCM FD COM 33733U108 750. $10,162.50 SOLE FLEXSTEEL INDUSTRIES INC COM 339382103 23,100. $324,324.00 SHARED-OTHER 4 FORD MOTOR CO DEL COM PAR $0.01 345370860 23,567. $294,823.17 SOLE FURNITURE BRANDS COM 360921100 59,500. $113,050.00 SHARED-OTHER 4 GAMESTOP CORP NEW CL A 36467W109 24,048. $615,147.84 SHARED-OTHER 4 GENCO SHIPPING & TRADING LTD SHS Y2685T107 54,650. $479,280.50 SHARED-OTHER 4 GENERAL CABLE CORP DEL NEW COM 369300108 7,910. $224,327.60 SHARED-OTHER 4 GENERAL DYNAMICS CORP COM 369550108 4,724. $310,036.12 SHARED-OTHER 1 GENERAL ELECTRIC CO COM 369604103 47,307.3728 $778,206.27 SOLE GLOBAL INDS LTD COM 379336100 15,550. $123,156.00 SOLE GOODYEAR TIRE & RUBBER COMPANY COM 382550101 31,900. $435,116.00 SHARED-OTHER 4 GROUP I AUTOMOTIVE INC COM 398905109 12,720. $561,969.60 SHARED-OTHER 4 HANOVER INS GROUP INC COM 410867105 7,300. $272,363.00 SHARED-OTHER 4 HAWAIIAN HOLDINGS INC COM 419879101 41,000. $216,480.00 SHARED-OTHER 4 IMMUNOMEDICS INC COM 452907108 19,000. $68,970.00 SOLE INGRAM MICRO INC CL A 457153104 19,700. $354,206.00 SHARED-OTHER 4 INTEL CORP COM 458140100 11,167.8006 $274,616.22 SHARED-OTHER 1, 5 INTL BUSINESS MACH COM 459200101 4,369.4434 $796,331.07 SHARED-OTHER 5 ISHARES COMEX GOLD ISHARES 464285105 44,037. $710,757.18 SOLE ISHARES INC MSCI AUSTRALIA INDEX MSCI AUSTRALIA 464286103 2,762.3432 $65,633.27 SOLE ISHARES INC MSCI MSCI BRAZIL 464286400 1,461. $87,455.46 SOLE ISHARES INC MSCI CDA INDEX 464286509 3,084. $85,858.56 SHARED-OTHER 7 ISHARES INC MSCI EMU MSCI EMU INDEX 464286608 800. $24,864.00 SOLE ISHARES INC MSCI CHILE INVESTABLE 464286640 100. $6,092.00 SOLE ISHARES INC MSCI BRIC INDEX 464286657 5,440. $209,984.00 SOLE ISHARES INC MSCI MSCI PAC J IDX 464286665 435.9957 $18,625.74 SOLE ISHARES INC MSCI TURKEY FD 464286715 335 $16,237.45 SOLE ISHARES INC MSCI SWITZERLAND INDEX 464286749 158 $3,731.96 SOLE ISHARES INC MSCI SOUTH KOREA INDEX 464286772 65 $3,606.20 SOLE ISHARES INC MSCI MALAYSIA FREE INDEX 464286830 1055 $14,263.60 SOLE ISHARES INC MSCI MSCI JAPAN 464286848 799.6732 $7,748.83 SOLE ISHARES TR INDEX S&P 100 IDX FD 464287101 25 $1,414.00 SOLE ISHARES TR DOW JONES DJ SEL DIV INX 464287168 2,356. $123,077.44 SHARED-OTHER 7 ISHARES TR U S US TIPS BD FD 464287176 29,200.6963 $3,351,947.95 SHARED-OTHER 6 ISHARES TR FTSE FTSE XNHUA IDX 464287184 327.8468 $11,566.44 SOLE ISHARES TR TRANSP AVE IDX 464287192 135.6756 $11,896.04 SOLE ISHARES TR S&P 500 S&P 500 INDEX 464287200 751.8309 $94,693.10 SOLE ISHARES TR BARCLY USAGG B 464287226 119,167.4112 $13,017,848.02 SOLE ISHARES TR MSCI EMERG MKT 464287234 1,926.5675 $77,794.80 SOLE ISHARES IBOXX $ IBOXX INV CPBD 464287242 14,019.9102 $1,591,820.61 SOLE ISHARES TR S&P GBL TELCM 464287275 330. $19,047.60 SOLE ISHARES TR S&P 500/ S&P500 GRW 464287309 3,831. $259,473.63 SOLE ISHARES TR S&P S&P GBL HLTHCR 464287325 307.8638 $16,920.19 SOLE ISHARES TR S&P GLOBAL ENERGY SECTOR 464287341 365.5797 $14,144.28 SOLE ISHARES S&P NORTH S&P GSSI NATL 464287374 1,049.8158 $40,953.31 SOLE ISHARES TR S&P 500/ S&P 500 VALUE 464287408 3,512. $201,659.04 SOLE ISHARES TR 20+ TREAS INDEX FD 464287432 10,405.5809 $1,179,160.43 SHARED-OTHER 7 ISHARES TR 7-10 YR 7-10 YR TRS BD 464287440 5,334.8554 $547,622.91 SHARED-OTHER 6 ISHARES TR 1-3 YR 1-3 YR TRS BD 464287457 16,615.9033 $1,403,877.71 SHARED-OTHER 6 ISHARES TR MSCI EAFE IDX 464287465 15,850.8424 $837,875.53 SOLE ISHARES TR RUSSELL RUSSELL MCP VL 464287473 1,391. $60,105.11 SOLE ISHARES TR RUSSELL RUSSELL MCP GR 464287481 122. $6,890.56 SOLE ISHARES TR RUSSELL RUSSELL MIDCAP 464287499 19,466. $1,934,141.76 SOLE ISHARES TR S&P NA SOFTWR 464287515 215. $12,845.18 SOLE ISHARES TR S&P NA SEMICND 464287523 1. $52.01 SOLE ISHARES TR S&P NA MULTIMD 464287531 9,499. $268,536.73 SOLE ISHARES TR COHEN & COHEN&ST RLTY 464287564 23,452. $1,605,758.44 SOLE ISHARES TR RUSSELL RUSSELL1000VAL 464287598 22. $1,384.68 SOLE ISHARES TR S&P S&P MC 400 GRW 464287606 2,536.8738 $257,213.64 SOLE ISHARES TR RUSL 2000 VALU 464287630 336.7457 $21,863.55 SOLE ISHARES TR RUSSELL RUSL 2000 GROW 464287648 219. $18,450.75 SOLE ISHARES TR RUSSELL RUSSELL 2000 464287655 16,429. $1,206,217.18 SHARED-OTHER 7 ISHARES TR DJ US UTILS 464287697 7,275. $618,229.50 SOLE ISHARES TR S&P S&P MIDCAP VALU 464287705 788. $59,360.04 SOLE ISHARES TR DOW JONES DJ US TELECOM 464287713 458. $9,801.20 SOLE ISHARES TR DJ US REAL EST 464287739 15,428.4682 $860,908.53 SOLE ISHARES TR INDEX DJ US INDUSTRL 464287754 113. $7,072.67 SOLE ISHARES TR DOW JONES US FINL SVCS 464287770 125. $5,820.01 SOLE ISHARES TR DOW JONES US FINL SECTOR INDEX 464287788 150. $7,476.00 SOLE ISHARES TR DJ US ENERGY 464287796 795.9837 $31,680.15 SOLE ISHARES TRUST S&P S&P SMLCAP 600 464287804 874.9179 $58,435.77 SOLE ISHARES TR DJ US BAS MATL 464287838 2,120. $139,962.40 SOLE ISHARES TR DOW JONES DJUS INDEX FD 464287846 175.2485 $11,042.41 SOLE ISHARES TR S&P S&P SMLCAP VALU 464287879 846. $57,350.34 SOLE ISHARES TR S&P S&P SMLCP GROW 464287887 4,915. $360,761.00 SOLE ISHARES TR LARGE VAL INDX 464288109 22. $1,275.88 SOLE ISHARES TR S&PCITI1-3YRTB 464288125 456.3871 $47,706.14 SOLE ISHARES TR MSCI SMALL CAP 464288273 116. $4,391.76 SOLE ISHARES TR JPMORGAN USD EMERGING MKTS BD 464288281 2,181. $237,205.56 SHARED-OTHER 7 ISHARES TR S&P AMTFREE MUNI 464288323 16. $1,717.92 SOLE ISHARES TR S&P NATL MUN BD FD 464288414 310. $32,847.60 SOLE ISHARES TR EPRA/NAR DEV R/E 464288489 95. $2,591.60 SOLE ISHARES TR IBOXX $ HIGH YIELD CORP 464288513 16,500. $1,489,950.00 SOLE ISHARES TR RESIDENT PLS CAP 464288562 3,435. $146,468.40 SOLE ISHARES TR FTSE KLD400 SOC 464288570 75. $3,499.50 SOLE ISHARES TR BARCLYS GOVT CR 464288596 3,510. $394,418.70 SOLE ISHARES TR LEHMAN CR BD FD 464288620 254. $27,533.60 SOLE ISHARES TR BARCLYS INTER CR 464288638 250. $26,855.00 SOLE ISHARES TR BARCLYS 1-3YR CR 464288646 3,591.3475 $374,936.68 SHARED-OTHER 5, 6 ISHARES TR BARCLYS 10-20YR 464288653 7,881.1876 $1,006,427.66 SOLE ISHARES TR BARCLYS 3-7 YR 464288661 240. $28,944.00 SOLE ISHARES TR S&P US PFD STK INDEX FD 464288687 16,514.2443 $609,705.90 SHARED-OTHER 7 ISHARES TR S&P S&P GL UTILITI 464288711 2,897.3288 $126,497.38 SOLE ISHARES TR S&P GL C STAPL 464288737 734.6521 $48,509.08 SOLE ISHARES TR DOW JONES DJ HEALTH CARE 464288828 1,655. $93,689.55 SOLE ISHARES TR DJ PHARMA INDX 464288836 354.7566 $24,932.29 SOLE ISHARES TR DJ OIL&GAS EXP 464288851 190.354 $11,996.11 SOLE ISHARES SILVER TRUST ISHARES 46428Q109 19,838. $612,399.06 SOLE ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1,863. $61,795.71 SOLE ISHARES TR INDO INVS MRKT 46429B309 5,600. $170,408.00 SOLE ISHARES TR RSSL MCRCP IDX 464288869 600. $26,460.00 SOLE JOHNSON & JOHNSON COM 478160104 7,503. $485,669.19 SOLE JONES GROUP INC COM 48020T101 35,900. $440,493.00 SHARED-OTHER 4 KANSAS CITY SOUTHERN COM NEW 485170302 4,382. $269,361.54 SHARED-OTHER 6 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2,873. $221,393.38 SOLE KV PHARMACEUTICAL CL A 482740206 20,000. $28,000.00 SOLE MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,789. $100,237.67 SHARED-OTHER 7 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 12,018. $364,626.12 SOLE MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 429.5736 $21,942.62 SOLE MARKET VECTORS ETF TR MINOR METALS 57060U472 3,430. $61,757.15 SOLE MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 4,169. $207,449.44 SHARED-OTHER 7 MARKET VECTORS ETF TR AFRICA ETF 57060U787 450. $12,564.00 SOLE MARKET VECTORS ETF TR COAL ETF 57060U837 150. $5,649.00 SOLE MCDONALDS CORP COM 580135101 5,717.4132 $526,059.19 SHARED-OTHER 2 MERITOR INC COM 59001K100 19,850. $181,429.00 SHARED-OTHER 4 MICROSOFT CORP COM 594918104 15,078.1286 $409,974.32 SHARED-OTHER 5 MONSANTO CO NEW COM 61166W101 6,929. $518,219.91 SHARED-OTHER 2 NAVISTAR INTL CORP COM 63934E108 10,150. $435,739.50 SHARED-OTHER 4 NOKIA CORP SPONSORED ADR 654902204 16,408. $110,918.08 SHARED-OTHER 1 NORFOLK SOUTHERN CORP COM 655844108 5,019. $354,241.02 SOLE NUVEEN SR INCOME FD COM 67067Y104 10,771.8377 $69,909.23 SOLE OFFICEMAX INC DEL COM 67622P101 60,260. $353,123.60 SHARED-OTHER 4 ORACLE CORP COM 68389X105 24,983.1745 $821,196.95 SHARED-OTHER 5 PARAMOUNT GOLD & SILVER CORP COM 69924P102 10,000. $25,700.00 SOLE PEPSICO INC COM 713448108 3,532.7946 $219,386.55 SOLE PFIZER INC COM 717081103 17,230.5565 $333,583.58 SOLE PHH CORP COM NEW 693320202 23,808. $429,496.32 SHARED-OTHER 4 PHILIP MORRIS INTL INC COM 718172109 4,353.369 $302,472.08 SHARED-OTHER 2 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 62,132.0395 $1,057,487.31 SOLE PIMCO ETF TR 25YR+ ZERO U S 72201R882 10. $991.10 SOLE PIMCO MUN INCOME FD II COM 72200W106 700. $7,658.00 SOLE PIMCO HIGH INCOME FD COM SHS 722014107 962. $11,832.60 SOLE PIMCO MUN INCOME FD III COM 72201A103 1,700. $18,288.94 SOLE PIMCO CORPORATE OPP FD COM 72201B101 3,610. $62,055.90 SOLE PIMCO ETF TR 1-3YR USTREIDX 72201R106 2,500. $127,800.00 SOLE PIMCO ETF TR 1-5 US TIP IDX 72201R205 1,912.7168 $102,081.69 SOLE PIMCO ETF TR ENHAN SHRT MAT 72201R833 1,300. $130,234.00 SOLE POLYONE CORP COM 73179P106 12,100. $147,378.00 SHARED-OTHER 4 POWERSHARES QQQ TR UNIT SER 1 73935A104 4,118. $240,861.82 SOLE POWERSHARES INDIA ETF TR INDIA PORT 73935L100 692.3255 $13,354.96 SOLE POWERSHARES DB COMMODITY INDEX 73935S105 1,650. $45,556.50 SOLE POWERSHARES EXCHANGE TRADED FD 73935X153 5,035. $121,544.90 SOLE POWERSHARES ETF TRUST WILDERHILL PRO 73935X161 125. $2,938.75 SOLE POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 5,890. $98,598.60 SOLE POWERSHARES ETF TRUST CLEANTECH PORT 73935X278 817. $18,627.60 SOLE POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 18,675. $166,581.00 SOLE POWERSHARES EXCHANGE TRADED TR DYNAMIC 73935X385 550. $20,966.00 SOLE POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 1,100. $65,725.00 SOLE POWERSHARES WATER PORT ETF 73935X575 1,200. $20,508.00 SOLE POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 1,200. $65,220.00 SOLE POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 642. $12,923.46 SOLE POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 700. $19,565.00 SOLE POWERSHARES DB MULTI DB AGRICULT FD 73936B408 4,575.0002 $142,328.25 SOLE POWERSHARES DB MULTI SECTOR COMMODITY TR 73936B507 1,450. $37,787.00 SOLE POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 550. $15,532.00 SOLE POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 4,330. $70,275.90 SOLE POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 36,649.2292 $916,230.74 SOLE POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 352. $4,878.72 SOLE POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 1,360. $53,788.00 SOLE POWERSHARES ETF TR II GLBL WIND ENRG 73937B308 250. $1,905.00 SOLE PROCTER & GAMBLE CO COM 742718109 8,273.2364 $540,821.46 SOLE PROSHARES TR SHRT HGH YIELD 74347R131 100. $3,782.90 SOLE PROSHARES TR PSHS SHTFINL ETF 74347R230 4,255. $162,285.70 SOLE PROSHARES TR PSHS ULTSH 20YRS 74347R297 100. $2,177.00 SOLE PROSHARES TR PSHS SH MSCI EAF 74347R370 4,046. $202,987.82 SHARED-OTHER 1 PROSHARES TR PSHS SH MSCI EMR 74347R396 5,325. $174,393.75 SOLE PROSHARES TR PSHS SHRT S&P500 74347R503 10,838. $447,501.02 SHARED-OTHER 1 PROSHARES TR PSHS ULTRA O&G 74347R719 91. $4,063.15 SOLE PROSHARES TR PSHS ULT HLTHCRE 74347R735 34. $1,946.50 SOLE PROSHARES TR PSHS CONSUMR GD 74347R644 494. $10,793.90 SOLE PROSHARES TR PSHS SHORT DOW30 74347R701 48,289. $1,957,153.17 SOLE PROSHARES TR II ULTRA GOLD 74347W601 4,508. $406,351.12 SOLE PROSHARES TR II ULTRASHRT NEW 74347W718 514. $9,390.78 SOLE PROSHARES TR II ULTRA SILVER 74347W841 338. $19,489.08 SOLE PROSHARES TR ULTRA FNCLS NEW 74347X633 270. $12,549.60 SOLE PROSHARES TR PSHS SHTRUSS2000 74347R826 100. $3,083.00 SOLE PROSHARES TR II IULTRASHRT EURO 74347W882 100. $1,777.00 SOLE PROSHARES TR ULTSHT OIL NEW 74347X591 100. $2,776.00 SOLE PROSHARES TR SHRT RL EST FD 74347X641 100. $3,598.00 SOLE PROSHARES TR ULT SHR S&P500 74347X856 100. $1,453.10 SOLE RADIOSHACK CORP COM 750438103 35,800. $490,102.00 SHARED-OTHER 4 SANMINA SCI CORP COM NEW 800907206 61,503. $524,620.59 SHARED-OTHER 4 SONIC AUTOMOTIVE INC CL A 83545G102 27,650. $403,137.00 SHARED-OTHER 4 SOUTHERN CO COM 842587107 7,223.075 $313,336.99 SOLE SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 7,048.0705 $884,462.37 SHARED-OTHER 7 SPDR GOLD TR GOLD SHS 78463V107 6,769. $1,089,944.38 SHARED-OTHER 6 SPDR INDEX SHS FDS S & P EM MKT DIV 78463X533 1,365. $65,620.65 SOLE SPDR INDEX SHS FDS EUROPE ETF 78463X608 125. $5,180.00 SOLE SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 32,273. $1,154,727.94 SOLE SPDR INDEX SHS FDS DJ WILSHIRE INTL 78463X863 200. $7,046.00 SOLE SPDR SERIES TRUST SHRT INTL ETF 78464A334 650. $24,841.44 SOLE SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 1,000. $37,750.00 SOLE SPDR SER TR LEHMAN HIGH YIELD BD ETF 78464A417 6,262. $247,411.62 SHARED-OTHER 7 SPDR SER TR BRCLYS MUNI ETF 78464A458 46,728.3606 $1,085,967.07 SOLE SPDR SERIES TRUST BARC CAPTL ETF 78464A474 1,274. $38,627.68 SOLE SPDR SERIES TRUST DB INT GVT ETF 78464A490 675. $39,440.25 SOLE SPDR SER TR BARCLAYS CAP TIPS 78464A656 33,804. $1,924,701.80 SOLE SPDR SER TR KBW REGL BKG ETF 78464A698 1,025. $24,026.00 SOLE SPDR SERIES TRUST S&P OILGAS EXP 78464A730 294.1417 $15,904.24 SOLE SPDR SER TR S&P DIVID ETF 78464A763 6,170. $328,737.60 SOLE SPDR SER TR DJ WILSHIRE SMALL 78464A813 170.7944 $10,990.61 SOLE SPDR SERIES TRUST DJ MID CAP ETF 78464A847 251. $14,517.84 SOLE SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 380.6946 $45,256.97 SOLE SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 876.9225 $141,158.21 SOLE SPRINT NEXTEL CORP COM SER 1 852061100 17,942. $48,263.98 SOLE STARBUCKS CORP COM 855244109 5,837. $248,305.98 SOLE STAR BULK CARRIERS CORP COM Y8162K105 104,100. $142,617.00 SHARED-OTHER 4 STEWART INFORMATION SERVICES COM 860372101 35,900. $351,820.00 SHARED-OTHER 4 SUPERVALUE INC COM 868536103 39,570. $322,099.80 SHARED-OTHER 4 TESORO CORP COM 881609101 22,400. $581,056.00 SHARED-OTHER 4 VALERO ENERGY CORP NEW COM 91913Y100 16,570. $385,252.50 SHARED-OTHER 4 VANGUARD WORLD FD MEGA GRWTH IND 921910816 52. $2,517.84 SOLE VANGUARD WORLD FD MEGA VALUE 300 921910840 61. $2,304.58 SOLE VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 154. $13,772.22 SOLE VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 75. $6,088.50 SOLE VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 13,046.6445 $1,084,958.96 SHARED-OTHER 6 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 472.1187 $15,778.21 SOLE VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 310. $14,043.00 SOLE VANGUARD INTL EQUITY ALLWRLD EX US 922042775 75. $3,231.75 SOLE VANGUARD SPECIALIZED DIV APP ETF 921908844 33,673.8158 $1,810,641.09 SHARED-OTHER 6 VANGUARD EMERGING MKTS VIPERS 922042858 1,694.6011 $69,580.32 SOLE VANGUARD WORLD FDS CONSUM STP ETF 92204A207 4,365. $349,287.30 SOLE VANGUARD WORLD FDS ENERGY ETF 92204A306 115. $11,736.90 SOLE VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 175. $10,533.25 SOLE VANGUARD WORLD FDS INF TECH ETF 92204A702 290. $18,406.30 SOLE VANGUARD WORLD FDS MATERIALS ETF 92204A801 40. $3,006.40 SOLE VANGUARD WORLD FDS UTILITIES ETF 92204A876 140. $10,379.60 SOLE VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 116. $6,027.36 SOLE VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 89. $5,532.24 SOLE VANGUARD INDEX FDS SML CP GRW ETF 922908595 4. $306.96 SOLE VANGUARD INDEX FDS SM CP VAL ETF 922908611 4. $253.16 SOLE VANGUARD INDEX FDS MID CAP ETF 922908629 100. $7,368.00 SOLE VANGUARD INDEX FDS LARGE CAP ETF 922908637 127. $7,288.53 SOLE VANGUARD INDEX FDS GROWTH ETF 922908736 452. $28,267.63 SOLE VANGUARD INDEX FDS VALUE ETF 922908744 393.9513 $20,450.01 SOLE VANGUARD INDEX FDS SMALL CP ETF 922908751 240. $16,824.00 SOLE VANGUARD INDEX FDS TOTAL STK MKT 922908769 1,150.225 $73,982.47 SOLE VERIZON COM 92343V104 26,389.9883 $974,582.26 SOLE VIRCO MFG CO COM 927651109 37,400. $64,702.00 SHARED-OTHER 4 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 8,096. $228,388.16 SHARED-OTHER 6 WAL-MART STORES INC COM 931142103 4,909.1213 $278,739.91 SOLE WELLS FARGO & CO COM 949746101 12,948.3303 $343,389.72 SOLE YUM BRANDS INC COM 988498101 4,254.7929 $227,503.78 SOLE