0001716837-18-000088.txt : 20181119 0001716837-18-000088.hdr.sgml : 20181119 20181119170832 ACCESSION NUMBER: 0001716837-18-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg Scott A. CENTRAL INDEX KEY: 0001716857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 181193291 MAIL ADDRESS: STREET 1: C/O ROKU, INC. STREET 2: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0001428439 ROKU, INC ROKU 0001716857 Rosenberg Scott A. 150 WINCHESTER CIRCLE LOS GATOS CA 95032 0 1 0 0 GM, Sr. VP Platform Business Common Stock 2018-11-15 4 M 0 3355 0 A 3355 D Coomon Stock 2018-11-15 4 F 0 1652 44.53 D 1703 D Restricted Stock Unit 0 2018-11-15 4 M 0 3355 0 D 2018-11-15 Common Stock 3355 36916 D Represents shares withheld for the payment of applicable income and payroll withholding taxes due at vest. This RSU vests in 12 equal quarterly installments with the first vest occurring on November 15, 2018. Stephen Kay, attorney-in-fact 2018-11-19