0001062993-24-000802.txt : 20240111
0001062993-24-000802.hdr.sgml : 20240111
20240111164841
ACCESSION NUMBER: 0001062993-24-000802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240110
FILED AS OF DATE: 20240111
DATE AS OF CHANGE: 20240111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wood Anthony J.
CENTRAL INDEX KEY: 0001716837
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 24529756
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1173 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1701 JUNCTION COURT, SUITE 100
STREET 2: ATTENTION: GENERAL COUNSEL
CITY: SAN JOSE
STATE: CA
ZIP: 95112
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-01-10
0001428439
ROKU, INC
ROKU
0001716837
Wood Anthony J.
C/O ROKU, INC.
1173 COLEMAN AVE.
SAN JOSE
CA
95110
1
1
1
0
CEO and Chairman BOD
1
Class A Common Stock
2024-01-10
4
C
0
25000
A
25000
I
Wood Revocable Trust
Class A Common Stock
2024-01-10
4
S
0
25000
90.50
D
0
I
Wood Revocable Trust
Class A Common Stock
141221
D
Class A Common Stock
42500
I
Wood 2020 Irrevocable Trust
Class A Common Stock
6849
I
The Anthony J. Wood 2022 Annuity Trust V
Class A Common Stock
54702
I
The Anthony J. Wood 2022 Annuity Trust V-B
Class A Common Stock
45298
I
The Anthony J. Wood 2023 Annuity Trust V-B
Class A Common Stock
41851
I
The Anthony J. Wood 2023 Annuity Trust V
Class B Common Stock
0
2024-01-10
4
C
0
25000
0
D
Class A Common Stock
25000
17153111
I
Wood Revocable Trust
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class
B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's
restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B
Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B
Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
Shares sold pursuant to a Rule 10b5-1 Sales Plan.
/s/ Renee Strandness, attorney-in-fact
2024-01-11