0001179110-18-004778.txt : 20180322 0001179110-18-004778.hdr.sgml : 20180322 20180322170309 ACCESSION NUMBER: 0001179110-18-004778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180320 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dreier Ashley CENTRAL INDEX KEY: 0001614957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 18707568 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY INC CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2018-03-20 0 0001428336 HEALTHEQUITY INC HQY 0001614957 Dreier Ashley C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 0 1 0 0 Executive, VP, CTO and CIO Common Stock 2018-03-20 4 M 0 15407 1.50 A 21059 D Common Stock 2018-03-20 4 S 0 15407 60.00 D 5652 D Common Stock 2018-03-22 4 M 0 55750 1.50 A 61402 D Common Stock 2018-03-22 4 S 0 55750 67.00 D 5652 D Stock Option (right to buy) 14 2024-07-30 Common Stock 3000 3000 D Stock Option (right to buy) 1.50 2018-03-20 4 M 0 15407 0 D 2023-05-09 Common Stock 15407 72500 D Stock Option (right to buy) 1.50 2018-03-22 4 M 0 55750 0 D 2023-05-09 Common Stock 55750 16750 D Stock Option (right to buy) 24.36 2026-03-23 Common Stock 65000 65000 D The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $60.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each transaction as set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at $67.00 per share. The option is immediately exercisable. The option is immediately exercisable as to 16,250 shares. The option becomes exercisable as to the remaining 48,750 shares in three equal installments on March 23, 2018, 2019 and 2020. /s/ Ashley Dreier 2018-03-22